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Original filing (PDF)20250916115706NAL0001164707001
MAYNARD NEXSEN, PC
Form 5500
FILING_RECEIVED
MAYNARD NEXSEN, PC 401(K) PLAN & TRUST
401(k) retirement plan
Signals · 3
28% in single holdingNo recordkeeper disclosed15 service providers
Active participants
801
Accounts w/ balance
977
Plan assets (EOY)
$409.8M
Net assets (EOY)
$409.8M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Charles Schwab Brokerage Self-directed investments" is 28% of plan.
- 21 bps in Schedule C fees — 109% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAYNARD NEXSEN, PC.
Plan sponsor
Name
MAYNARD NEXSEN, PC
EIN
63-0864426
Address
1901 6TH AVE. N SUITE 1700 · BIRMINGHAM, AL · 352032629
Phone
(803) 540-2084
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WARREN AVERITT LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
15 rowsOther
15| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $365K | — |
| SAVANT CAPITAL LLC | 45-3812777 | — | NONE | $119K | — |
| RFG ADVISORY LLC | 45-2787436 | — | NONE | $65K | — |
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | NONE | $65K | — |
| HIGHTOWER ADVISORS LLC | 36-4500709 | — | NONE | $59K | — |
| CHEVY CHASE TRUST COMPANY | 52-2037618 | — | NONE | $44K | — |
| THE WELCH GROUP LLC | 63-1231262 | — | NONE | $25K | — |
| DMC WEALTH MANAGEMENT LLC | 83-2511470 | — | NONE | $24K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $22K | — |
| WARREN AVERETT, LLC | — | BIRMINGHAM, AL | NONE | $22K | — |
| MAYFAIR ADVISORY GROUP LLC | 84-2953346 | — | NONE | $13K | — |
| HAYEK KALLEN INVESTMENT MANAGMENT | 63-1215730 | — | NONE | $12K | — |
| PRINCIPAL FINANCIAL GROUP | — | DES MOINES, IA | NONE | $9K | — |
| CHARLES SCHWAB & COMPANY, INC. | 94-1737782 | — | NONE | $7K | — |
| WAVERLY ADVISORS LLC | 63-1229657 | — | NONE | $6K | — |
Investments
31 direct securities · 1 pooled fund· $817.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$408.9M
31 holdings
Master Trust
$408.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MAYNARD NEXSEN PC 401K MASTER TRUST MAYNARD NEXSEN, PC · EIN 63-0864426 / PN 099 | Master Trust | — | — | $408.3M | 99.6% | |
| Charles Schwab Brokerage Self-directed investments | — | — | — | $114.9M | 28.0% | |
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $55.8M | 13.6% | |
| NYLI Winslow Large Cap Growth Fund Mutual fund | — | — | — | $27.7M | 6.8% | |
| Metropolitan West Total Ret Bd-M Mutual fund | — | — | — | $25.9M | 6.3% | |
| MFS Value R4 Fund Mutual fund | — | — | — | $22.9M | 5.6% | |
| American Funds EuroPacific Gr - R5 Mutual fund | — | — | — | $14.9M | 3.6% | |
| MM Select T. Rowe Price Retirement 2035 Mutual fund | — | — | — | $14.3M | 3.5% | |
| Harding Loevner International Eq Instl Mutual fund | — | — | — | $11.7M | 2.9% | |
| Galliard Stable Return Fund C Common/collective trust fund | — | — | — | $11.2M | 2.7% | |
| JP Morgan Mid-Cap Value - R6 Mutual fund | — | — | — | $10.9M | 2.7% | |
| MM Select T. Rowe Price Retirement 2040 Mutual fund | — | — | — | $10.6M | 2.6% | |
| MM Select T. Rowe Price Retirement 2030 Mutual fund | — | — | — | $8.2M | 2.0% | |
| MM Select T. Rowe Price Retirement 2045 Mutual fund | — | — | — | $8.1M | 2.0% | |
| Vanguard Tot Bond Mkt Index - Instl Mutual fund | — | — | — | $7.6M | 1.9% | |
| MassMutual Mid-Cap Growth R5 Mutual fund | — | — | — | $7.2M | 1.8% | |
| T. Rowe Price New Horizons Fund Mutual fund | — | — | — | $6.9M | 1.7% | |
| MM Select T. Rowe Price Retirement 2025 Mutual fund | — | — | — | $6.6M | 1.6% | |
| MM Select T. Rowe Price Retirement 2020 Mutual fund | — | — | — | $5.6M | 1.4% | |
| Victory Sycamore Small Company Opportunity I Fund Mutual fund | — | — | — | $5.6M | 1.4% | |
| MM Select T. Rowe Price Retirement 2050 Mutual fund | — | — | — | $5.4M | 1.3% | |
| Charles Schwab Brokerage Roth Self-directed investments | — | — | — | $4.8M | 1.2% | |
| Vanguard Ext Market Index - ADM Mutual fund | — | — | — | $4.7M | 1.1% | |
| MM Select T. Rowe Price Retirement 2015 Mutual fund | — | — | — | $4.6M | 1.1% | |
| MM Select T. Rowe Price Retirement 2055 Mutual fund | — | — | — | $3.8M | 0.9% | |
| Vanguard Total Intl Stk Indx - ADM Mutual fund | — | — | — | $3.3M | 0.8% | |
| Principal Small Cap Growth I R6 Mutual fund | — | — | — | $1.8M | 0.4% | |
| to 9.25% with various maturity dates | — | — | — | $1.4M | 0.4% | |
| MM Select T. Rowe Price Retirement 2060 Mutual fund | — | — | — | $891K | 0.2% | |
| MM Select T. Rowe Price Retirement 2005 Mutual fund | — | — | — | $718K | 0.2% | |
| SouthPoint Bank Common stock | — | — | — | $476K | 0.1% | |
| MM Select T. Rowe Price Retirement 2010 Mutual fund | — | — | — | $362K | <0.1% |