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Original filing (PDF)20251008093654NAL0009477728001
MAYNARD NEXSEN, PC
Form 5500
FILING_RECEIVED
MAYNARD NEXSEN, PC ASSOCIATES 401(K) PLAN & TRUST
401(k) retirement plan
Signals · 2
~89 bps in Sched C feesNo recordkeeper disclosed
Active participants
195
Accounts w/ balance
208
Plan assets (EOY)
$10.8M
Net assets (EOY)
$10.8M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 89 bps in Schedule C fees — 207% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAYNARD NEXSEN, PC.
Plan sponsor
Name
MAYNARD NEXSEN, PC
EIN
63-0864426
Address
1901 6YH AVE. N · SUITE 1700 · BIRMINGHAM, AL · 352032629
Phone
(803) 540-2084
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WARREN AVERITT, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $66K | — |
| WARREN AVERETT, LLC | — | BIRMINGHAM, AL | NONE | $25K | — |
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | NONE | $5K | — |
Investments
22 direct securities · 1 pooled fund· $21.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.8M
22 holdings
Master Trust
$10.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MAYNARD NEXSEN PC 401K MASTER TRUST MAYNARD NEXSEN, PC · EIN 63-0864426 / PN 099 | Master Trust | — | — | $10.7M | 99.2% | |
| MM Select T. Rowe Price Retirement 2055 Mutual fund | — | — | — | $1.8M | 16.6% | |
| MM Select T. Rowe Price Retirement 2050 Mutual fund | — | — | — | $1.7M | 15.8% | |
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $1.4M | 12.8% | |
| Mainstay Large Cap Growth I Fund Mutual fund | — | — | — | $916K | 8.5% | |
| MassMutual Mid-Cap Growth R5 Mutual fund | — | — | — | $703K | 6.5% | |
| Metropolitan West Total Ret Bd-M Mutual fund | — | — | — | $675K | 6.3% | |
| American Funds EuroPacific Gr - R5 Mutual fund | — | — | — | $492K | 4.6% | |
| Harding Loevner International Eq Instl Mutual fund | — | — | — | $477K | 4.4% | |
| JP Morgan Mid-Cap Value - R6 Mutual fund | — | — | — | $390K | 3.6% | |
| Vanguard Total Intl Stk Indx - Admiral Mutual fund | — | — | — | $344K | 3.2% | |
| Principal Small Cap Growth I R6 Mutual fund | — | — | — | $339K | 3.2% | |
| Vanguard Ext Market Index - Admiral Mutual fund | — | — | — | $313K | 2.9% | |
| T. Rowe Price New Horizons Fund Mutual fund | — | — | — | $241K | 2.2% | |
| Victory Sycamore Small Company Opportunity I Fund Mutual fund | — | — | — | $231K | 2.1% | |
| MM Select T. Rowe Price Retirement 2045 Mutual fund | — | — | — | $156K | 1.4% | |
| Galliard Stable Return Fund C Common/collective trust fund | — | — | — | $124K | 1.2% | |
| MM Select T. Rowe Price Retirement 2040 Mutual fund | — | — | — | $113K | 1.1% | |
| MM Select T. Rowe Price Retirement 2060 Mutual fund | — | — | — | $107K | 1.0% | |
| Vanguard Total Bond Market Index - Instl Mutual fund | — | — | — | $103K | 1.0% | |
| 8.50% with various maturity dates | — | — | — | $91K | 0.8% | |
| MFS Value R4 Fund Mutual fund | — | — | — | $69K | 0.6% | |
| Charles Schwab Brokerage Roth Self-directed investments | — | — | — | $16K | 0.2% |
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