Pooled Separate AccountBased on U.S. Department of Labor Form 5500 Schedule D filings (plan years 2022–2024), 225 retirement plans report an interest in this investment, totaling $107.6M in reported end-of-year interest. Plans are ranked by reported interest.
Reported on Schedule D under 3 name variants: Principal Smallcap SEP Acct-z, Principal Smallcap SEP A/C, Principal Smallcap SEP Acct Z. Counts combine all variants of the same investment.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Reported interest |
|---|---|---|---|---|---|
| 1 | UNIVERSAL INSTRUMENTS CORPORATION CBA RETIREMENT SAVINGS PLAN | CONKLIN NY | 301 | $116.3M | $13.4M |
| 2 | SAAB, INC. SAAB 401(K) RETIREMENT SAVINGS PLAN | EAST SYRACUSE NY | 1,078 | $247.3M | $6.5M |
| 3 | NIPPON EXPRESS U.S.A, INC NIPPON EXPRESS U.S.A., INC. GROUP 401(K) PLAN | WOOD DALE IL | 2,039 | $146.0M | $4.6M |
| 4 | TRUSTEES OF GLAZIERS & GLASSWORKERS LOCAL UNION 513 PENSION FUND GLAZIERS AND GLASSWORKERS LOCAL 513 PENSION PLAN | ST. LOUIS MO | 167 | $79.1M | $3.9M |
| 5 | BACHMAN AUTO GROUP, INC. BACHMAN AUTO GROUP 401(K) SAVINGS AND INVESTMENT PLAN | LOUISVILLE KY | 390 | $29.1M | $3.1M |
| 6 | COWLES COMPANY COWLES COMPANY 401(K) PLAN | SPOKANE WA | 652 | $76.6M | $2.9M |
| 7 | KBC BANK N.V. KBC BANK N.V. SAVINGS AND INVESTMENT PLAN | NEW YORK NY | 48 | $53.9M | $2.9M |
| 8 | GEOSYNTEC CONSULTANTS, INC GEOSYNTEC CONSULTANTS, INC. AND SUBSIDIARIES 401(K) RETIREMENT PLAN | BOCA RATON FL | 2,082 | $455.4M | $2.2M |
| 9 | APFS LLC APFS 401(K) PLAN | CHICAGO IL | 3,809 | $198.3M | $2.1M |
| 10 | THIEMAN QUALITY METAL FAB INC. THIEMAN QUALITY METAL FAB INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST | NEW BREMEN OH | 157 | $26.0M | $2.0M |
