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Original filing (PDF)20251015131412NAL0006369968001
UNIVERSAL INSTRUMENTS CORPORATION
Form 5500
FILING_RECEIVED
CBA RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
301
Accounts w/ balance
367
Plan assets (EOY)
$116.3M
Net assets (EOY)
$116.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL INSTRUMENTS CORPORATION.
Plan sponsor
Name
UNIVERSAL INSTRUMENTS CORPORATION
EIN
16-1406305
Address
33 BROOME CORPORATE PARKWAY · CONKLIN, NY · 13748
Phone
(607) 779-7636
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PIAKER & LYONS PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $119K | — |
Investments
23 direct securities · 2 pooled funds· $116.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$102.9M
23 holdings
Pooled Separate Account
$13.4M
1 holding
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | — | $28.0M | 24.1% | |
| Principal Life Insurance Company Principal Fixed Income Guaranteed Option | — | — | — | $19.7M | 16.9% | |
| PRINCIPAL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $13.4M | 11.5% | |
| T Rowe Price Large Cap Growth Fund | — | — | — | $13.4M | 11.5% | |
| Clearbridge Large Cap Value Fund | — | — | — | $6.2M | 5.3% | |
| T Rowe Price Mid-Cap Value Fund | — | — | — | $5.8M | 5.0% | |
| Nuveen Lifecycle Index 2030 Fund | — | — | — | $5.6M | 4.8% | |
| Nuveen Lifecycle Index 2040 Fund | — | — | — | $3.7M | 3.2% | |
| American Capital World Growth and Income Fund Class R6 | — | — | — | $3.6M | 3.1% | |
| Nuveen Lifecycle Index 2020 Fund | — | — | — | $3.3M | 2.8% | |
| MFS Total Return Bond R6 Fund | — | — | — | $3.0M | 2.6% | |
| Nuveen Lifecycle Index 2050 Fund | — | — | — | $1.7M | 1.5% | |
| MFS International Diversification Fund R6 | — | — | — | $1.6M | 1.4% | |
| Fidelity Mid Cap Index Fund | — | — | — | $1.3M | 1.1% | |
| Nuveen Lifecycle Index 2060 Fund | — | — | — | $1.1M | 0.9% | |
| Nuveen Lifecycle Index 2010 Fund | — | — | — | $868K | 0.7% | |
| Cohen & Steers Institutional Realty Fund | — | — | — | $813K | 0.7% | |
| Vanguard Inflation-Protected Secs Adm | — | — | — | $812K | 0.7% | |
| Nuveen Lifecycle Index Retirement Income Fund | — | — | — | $667K | 0.6% | |
| Notes Receivable from Participants: Fully amortizing loans bearing interest at rates ranging from 3.25% to 8.50% | — | — | — | $506K | 0.4% | |
| Fidelity Small Cap Index Fund | — | — | — | $390K | 0.3% | |
| Fidelity Advisor Focused Emerging Markets Fund | — | — | — | $363K | 0.3% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $323K | 0.3% | |
| Fidelity International Index Fund | — | — | — | $133K | 0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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