What public Form 5500 filings show about the By Appointment ONLY 401(k) plan — and how to find and check your own account.
By Appointment ONLY (EIN 04-3462585) reports BY APPOINTMENT ONLY 401K PLAN on its most recent Form 5500, with $11.3M in plan assets across 93 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full By Appointment ONLY filing — schedules, fees, and providers.
By Appointment ONLY’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask By Appointment ONLYHR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): CAMBRIDGE INVESTMENT RESEARCH, AEGIS RETIREMENT PARTNERS.
