USCA Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

503

Total plan assets

$82.2M

Filings (rows)

Direct comp

Indirect comp

$38K

SERVICES PROVIDED

Other service providers3

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Charter Brokerage, LLC Charter Brokerage, LLC 401(k) Profit Sharing Plan · all filings	NORWALK, CT	Other service providers	168	$31.4M	$0	$16K
Charter Brokerage, LLC Charter Brokerage, LLC 401(k) Profit Sharing Plan · all filings	NORWALK, CT	Other service providers	173	$27.8M	$0	$11K
Charter Brokerage, LLC Charter Brokerage, LLC 401(k) Profit Sharing Plan · all filings	NORWALK, CT	Other service providers	162	$23.0M	$0	$11K