KAYE Little signed Charter Brokerage, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Charter Brokerage, LLC's EIN is 05-0562792.
Download the official 2024 Form 5500 (PDF) for Charter Brokerage, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Charter Brokerage, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $86K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| PRINL LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $5.6M | 17.9% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $2.8M | 8.9% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $2.2M | 6.9% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $2.1M | 6.6% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $2.0M | 6.5% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.9M | 6.0% | |
| Vanguard Growth Index | Mutual Funds | — | — | $1.4M | 4.6% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $979K | 3.1% | |
| Principal Lifetime 2020 | Other securities | — | — | $938K | 3.0% | |
| PRIN LIFETM 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $938K | 3.0% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $930K | 3.0% | |
| Vanguard Value Index | Mutual Funds | — | — | $889K | 2.8% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $722K | 2.3% | |
| American Funds American Funds - The Growth Fund of America | Mutual Funds | — | — | $676K | 2.2% | |
| Notes receivable from participants Interest rates ranging from 5.25% to 10.50% | Bonds / Notes | — | — | $666K | 2.1% | |
| T. Rowe Price T Rowe Price Dividend Growth | Mutual Funds | — | — | $513K | 1.6% | |
| American Funds American Funds - New World Fund | Mutual Funds | — | — | $501K | 1.6% | |
| Fully benefit-responsive investment contract with an insurance company * Principal Insurance company at contract value | Common Stocks | — | — | $492K | 1.6% | |
| BlackRock iShares MSCI EAFE International Index | Other securities | — | — | $474K | 1.5% | |
| PIMCO StocksPLUS International | Mutual Funds | — | — | $419K | 1.3% | |
| Vanguard Intermediate-Term Bond Index | Mutual Funds | — | — | $385K | 1.2% | |
| Vanguard Mid-Cap Value Index | Mutual Funds | — | — | $366K | 1.2% | |
| PRIN LIFETIME 2015 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 110 | Pooled Separate Account | — | — | $316K | 1.0% | |
| Vanguard Small-Cap Value Index | Mutual Funds | — | — | $314K | 1.0% | |
| Vanguard Mid-Cap Growth Index | Mutual Funds | — | — | $291K | 0.9% | |
| BlackRock Mid-Cp Growth | Other securities | — | — | $268K | 0.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $253K | 0.8% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $235K | 0.7% | |
| Vanguard Small-Cap Growth Index | Mutual Funds | — | — | $211K | 0.7% | |
| Principal Lifetime Strategic Income | Other securities | — | — | $164K | 0.5% | |
| PRIN LIFETIME STRAT INC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 080 | Pooled Separate Account | — | — | $164K | 0.5% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $160K | 0.5% | |
| Voya Intermediate Bond | Other securities | — | — | $118K | 0.4% | |
| American Funds American Balanced Fund | Mutual Funds | — | — | $100K | 0.3% | |
| Alliance Bernstein AB Bond Inflation Strategy Portfolio | Other securities | — | — | $100K | 0.3% | |
| Parnassus Mid Cap | Other securities | — | — | $93K | 0.3% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $93K | 0.3% | |
| Principal Core Fixed Income | Other securities | — | — | $76K | 0.2% | |
| PRIN CORE FIX INC SEP ACCT - Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $76K | 0.2% | |
| Vanguard High-Yield Corporate | Mutual Funds | — | — | $62K | 0.2% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $51K | 0.2% | |
| Self-directed brokerage accounts Self-directed brokerage accounts | Self-Directed Brokerage | — | — | $23K | <0.1% | |
| Janus Henderson Janus Henderson Small Cap Value | Mutual Funds | — | — | $18K | <0.1% | |
| Western Asset Management Co Western Asset Core Bond | Common Stocks | — | — | $8K | <0.1% | |
| Janus Henderson Janus Henderson Triton | Mutual Funds | — | — | $6K | <0.1% | |
| PRIN LIFETM 2010 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 075 | Pooled Separate Account | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCE BENEFIT GROUP OF HOUSTON | 76-0500416 | — | 3RD PARTY ADMINISTRATOR | $6K | — |
| USCA SECURITIES LLC | 22-3696585 | — | OTHER SERVICES | $0 | — |
