USB Financial

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

961

Total plan assets

$40.8M

Filings (rows)

Direct comp

$73K

Indirect comp

Showing only "USB FINANCIAL"

View all 4 variants aggregated →

USB FINANCIAL SERVICES23 USB FINANCIAL2 USB FINANCIAL SERVICE1 USB FINANCIAL SERVICES INSURANCE1

SERVICES PROVIDED

Other service providers2

Plans served

All 2 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Peter Defries Corporation d/b/a/ DION'S Peter Defries Corp. 401(k) Plan · all filings	ALBUQUERQUE, NM	Other service providers	500	$21.2M	$38K	$0
Peter-Defries Corporation Dions 401(k) Plan · all filings	ALBUQUERQUE, NM	Other service providers	461	$19.5M	$35K	$0