UBS FINANCIALS SERVICES
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
4
Active participants
37,608
Total plan assets
$983.3M
Filings (rows)
4
Direct comp
$360K
Indirect comp
$0
SERVICES PROVIDED
Advisor / Consultant4
Top plans served
All 4 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| SEMINOLE TRIBE OF FLORIDA SEMINOLE INDIAN CASINO 401(K) PLAN | DAVIE, FL | Advisor / Consultant CONSULTANT | 12,764 | $395.8M | $136K |
| SEMINOLE TRIBE OF FLORIDA SEMINOLE INDIAN CASINO 401(K) PLAN | DAVIE, FL | Advisor / Consultant CONSULTANT | 12,626 | $325.4M | $104K |
| SEMINOLE TRIBE OF FLORIDA SEMINOLE INDIAN CASINO 401(K) PLAN | DAVIE, FL | Advisor / Consultant CONSULTANT | 12,060 | $249.9M | $91K |
| WHITEFIELD ACADEMY WHITEFIELD ACADEMY 403(B) PLAN | MABLETON, GA | Advisor / Consultant ADVISOR | 158 | $12.3M | $28K |