SEY FARTH SHAW LLP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

214

Total plan assets

$13.8M

Filings (rows)

Direct comp

$22K

Indirect comp

SERVICES PROVIDED

Other2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
UB DISTRIBUTORS, LLC UB DISTRIBUTORS, LLC PENSION PLAN	BROOKLYN, NY	Other NONE	106	$7.5M	$13K
UB DISTRIBUTORS, LLC UB DISTRIBUTORS, LLC PENSION PLAN	BROOKLYN, NY	Other NONE	108	$6.3M	$9K