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Original filing (PDF)20251013111402NAL0001803888001
UB DISTRIBUTORS, LLC
Form 5500
FILING_RECEIVED
UB DISTRIBUTORS, LLC PENSION PLAN
Defined-benefit pension plan
Signals · 2
~116 bps in Sched C feesNo recordkeeper disclosed
Active participants
106
Accounts w/ balance
—
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 116 bps in Schedule C fees — 122% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UB DISTRIBUTORS, LLC.
Plan sponsor
Name
UB DISTRIBUTORS, LLC
EIN
11-3310559
Address
1213-17 GRAND STREET · BROOKLYN, NY · 112111811
Phone
(718) 497-2407
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
1B · Flat-dollar DB formula
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TONNESON + CO., PC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD ADVISORS INC. | 23-2811930 | — | NONE | $35K | — |
| TONNESON + CO., PC | 04-2943536 | — | NONE | $22K | — |
| SEY FARTH SHAW LLP | 25-1838406 | — | NONE | $13K | — |
| STANDARD RETIREMENT SERVICES, INC. | 25-1838406 | — | NONE | $11K | — |
| VANGUARD FIDUCIARY TRUST COMPANY | 23-2186884 | — | NONE | $6K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
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