Securities American

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

784

Total plan assets

$43.8M

Filings (rows)

Direct comp

$18K

Indirect comp

$110K

Aggregating 2 name variants under "SECURITIES AMERICAN"

Click a variant to view it alone

SECURITIES AMERICAN4 SECURITIES AMERICAN ADVISORS1

SERVICES PROVIDED

Other service providers3

Advisor / Consultant1

Investment manager1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
OB/GYN Specialists of the Palm Beaches, II, LLC OB/GYN Specialists of the Palm Beaches, II, LLC 401(k) Profit Sharing Plan & Trust · all filings	BOCA RATON, FL	Advisor / Consultant	170	$30.2M	$0	$39K
RITZ Safety LLC RITZ Safety LLC 401 K Profit Sharing Plan Trust · all filings	DAYTON, OH	Other service providers	232	$5.9M	$0	$18K
Ohio District 5 Area Agency on Aging Ohio District 5 Area Agency on Aging 403(b) Retirement Plan · all filings	ONTARIO, OH	Other service providers	130	$3.0M	$0	$28K
Local Waste Holdings Local Waste Services 401(k) Plan · all filings	COLUMBUS, OH	Investment manager	128	$2.4M	$18K	$0
Ohio District 5 Area Agency on Aging Ohio District 5 Area Agency on Aging 403(b) Retirement Plan · all filings	ONTARIO, OH	Other service providers	124	$2.4M	$0	$26K