Royal Alliance Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

721

Total plan assets

$10.3M

Filings (rows)

Direct comp

$28K

Indirect comp

Showing only "ROYAL ALLIANCE SECURITIES"

View all 9 variants aggregated →

ROYAL ALLIANCE ASSOCIATES495 ROYAL ALLIANCE ASSOC12 ROYAL ALLIANCE10 ROYAL ALLIANCE SECURITIES3 ROYAL ALLIANCE ASSOCIATION2 ROYAL ALLIANCE ASSOCIATE2 ROYAL ALLIANCE ASSOCIATES CO2

SERVICES PROVIDED

Advisor / Consultant3

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Rategenius, Inc. Rategenius, Inc. 401(k) Profit Sharing Plan · all filings	AUSTIN, TX	Advisor / Consultant	311	$6.0M	$28K	$0
Marshall Excelsior Company Marshall Excelsior Company 401(k) Plan · all filings	MARSHALL, MI	Advisor / Consultant	239	$4.2M	$0	$0
Regency Home Health Care Regency Home Healthcare 401(k) Plan · all filings	MAPLE GROVE, MN	Advisor / Consultant	171	$85K	$0	$0