REGAL INVESTMENT ADVISORS
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
27
Active participants
248,000
Total plan assets
$97.1B
Filings (rows)
27
Direct comp
$563K
Indirect comp
$180K
SERVICES PROVIDED
Advisor / Consultant18
Other9
Top plans served
All 27 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Advisor / Consultant INVESTMENT ADVISOR | 17,444 | $16.8B | $39K |
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Advisor / Consultant INVESTMENT ADVISOR | 16,617 | $14.4B | $31K |
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Other NONE | 14,959 | $11.8B | $21K |
| SOUTHWEST AIRLINES COMPANY SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN | IRVING, TX | Other NONE | 11,679 | $11.6B | $17K |
| SOUTHWEST AIRLINES COMPANY SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN | DALLAS, TX | Other NONE | 11,221 | $9.1B | $13K |
| SOUTHWEST AIRLINES COMPANY SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN | DALLAS, TX | Other NONE | 9,692 | $7.6B | $13K |
| THE CLEVELAND CLINIC FOUNDATION CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 65,407 | $7.5B | $83K |
| THE CLEVELAND CLINIC FOUNDATION CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 54,690 | $6.3B | $82K |
| INDIANA UNIVERSITY HEALTH INC. IU HEALTH 401(K) SAVINGS PLAN | INDIANAPOLIS, IN | Other NONE | 40,158 | $4.5B | $14K |
| THE CLEVELAND CLINIC FOUNDATION THE CLEVELAND CLINIC FOUNDATION DC PLANS MASTER TRUST | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | — | $3.7B | $31K |
| THE CLEVELAND CLINIC FOUNDATION THE CLEVELAND CLINIC FOUNDATION DC PLANS MASTER TRUST | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | — | $3.1B | $33K |
| UNIVERSITY SCHOOL OF MILWAUKEE UNIVERSITY SCHOOL OF MILWAUKEE DEFINED CONTRIBUTION RETIREMENT PLAN | MILWAUKEE, WI | Advisor / Consultant ADVISOR | 234 | $85.4M | $9K |
| ARC INTL. NORTH AMERICA, LLC ARC INTERNATIONAL NORTH AMERICA 401K RETIREMENT | MILLVILLE, NJ | Other SERVICE PROVIDER | 655 | $80.2M | $0 |
| UNIVERSITY SCHOOL OF MILWAUKEE UNIVERSITY SCHOOL OF MILWAUKEE DEFINED CONTRIBUTION RETIREMENT PLAN | MILWAUKEE, WI | Advisor / Consultant ADVISOR | 266 | $79.2M | $8K |
| ARC INTL. NORTH AMERICA, LLC ARC INTERNATIONAL NORTH AMERICA 401K RETIREMENT | MILLVILLE, NJ | Other SERVICE PROVIDER | 667 | $75.6M | $0 |
| UNIVERSITY SCHOOL OF MILWAUKEE UNIVERSITY SCHOOL OF MILWAUKEE DEFINED CONTRIBUTION RETIREMENT PLAN | MILWAUKEE, WI | Advisor / Consultant ADVISOR | 272 | $70.7M | $6K |
| ARC INTL. NORTH AMERICA, LLC ARC INTERNATIONAL NORTH AMERICA 401K RETIREMENT | MILLVILLE, NJ | Other SERVICE PROVIDER | 733 | $65.5M | $0 |
| ANESTHESIA ASSOCIATES, P.L.L. ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST | PAINESVILLE, OH | Advisor / Consultant INVESTMENT ADVISORS | 104 | $47.6M | $8K |
| GEORGIA UROLOGY, P.A. GEORGIA UROLOGY, P.A. 401(K) SAVINGS PLAN | MCDONOUGH, GA | Other NONE | 328 | $42.7M | $23K |
| SG CHEVROLET, LLC SG CHEVROLET 401(K) SAVINGS PLAN | STRONGSVILLE, OH | Advisor / Consultant ADVISOR | 686 | $21.1M | $31K |
| SG CHEVROLET, LLC SG CHEVROLET 401(K) SAVINGS PLAN | STRONGSVILLE, OH | Advisor / Consultant ADVISOR | 631 | $16.8M | $33K |
| SG CHEVROLET, LLC SG CHEVROLET 401(K) SAVINGS PLAN | STRONGSVILLE, OH | Advisor / Consultant ADVISOR | 606 | $12.2M | $31K |
| LHM FINANCIAL CORPORATION DBA CNN MORTGAGE LHM FINANCIAL CORPORATION 401(K) PROFIT SHARING PLAN AND TRUST | SCOTTSDALE, AZ | Advisor / Consultant FINANCIAL ADVISOR | 80 | $5.1M | $6K |
| WABASH CENTER, INC. WABASH CENTER, INC. 401(K) PLAN | LAFAYETTE, IN | Advisor / Consultant ADVISOR | 476 | $4.2M | $10K |
| WABASH CENTER, INC. WABASH CENTER, INC. 401(K) PLAN | LAFAYETTE, IN | Advisor / Consultant ADVISOR | 371 | $3.7M | $8K |
| ANESTHESIA ASSOCIATES, P.L.L. ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST | STRONGSVILLE, OH | Advisor / Consultant INVESTMENT ADVISOR | 18 | $3.3M | $5K |
| LHM FINANCIAL CORPORATION DBA CNN MORTGAGE LHM FINANCIAL CORPORATION 401(K) PROFIT SHARING PLAN AND TRUST | SCOTTSDALE, AZ | Advisor / Consultant INVESTMENT ADVISOR | 6 | $592K | $6K |