NEW LEGACY FINANCIAL GROUP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

Total plan assets

$1.6B

Filings (rows)

Direct comp

$21K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Other1

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
HEALTHEQUITY RETIREMENT SERVICES, LLC RETIREMENT INCOME SECURITY PLAN	DRAPER, UT	Other NONE	—	$649.1M	$8K
HEALTHEQUITY RETIREMENT SERVICES, LLC RETIREMENT INCOME SECURITY PLAN	DRAPER, UT	Advisor / Consultant PLAN INVESTMENT ADVISOR	—	$554.2M	$7K
HEALTHEQUITY RETIREMENT SERVICES, LLC