MAI CAPITAL
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
99
Active participants
71,894
Total plan assets
$27.7B
Filings (rows)
99
Direct comp
$1.0M
Indirect comp
$1.2M
Aggregating 2 name variants under "MAI CAPITAL"
SERVICES PROVIDED
Advisor / Consultant54
Other42
Broker3
Top plans served
All 99 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| SOUTHWEST AIRLINES COMPANY SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN | IRVING, TX | Other NONE | 11,679 | $11.6B | $12K |
| SOUTHWEST AIRLINES COMPANY SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN | DALLAS, TX | Other NONE | 11,221 | $9.1B | $13K |
| SIDLEY AUSTIN LLP SIDLEY AUSTIN LLP SAVINGS AND INVESTMENT PLAN | CHICAGO, IL | Other NONE | 3,442 | $1.9B | $6K |
| TAFT STETTINIUS & HOLLISTER LLP TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN | CINCINNATI, OH | Broker BROKERAGE | 1,468 | $848.9M | $8K |
| TAFT STETTINIUS & HOLLISTER LLP TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN | CINCINNATI, OH | Broker BROKERAGE | 1,266 | $745.6M | $7K |
| TAFT STETTINIUS & HOLLISTER LLP TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1 | CINCINNATI, OH | Broker BROKERAGE | 1,148 | $519.3M | $6K |
| ARMANINO ADVISORY LLC ARMANINO ADVISORY LLC 401(K) PROFIT SHARING PLAN | SAN RAMON, CA | Other NONE | 2,584 | $347.4M | $43K |
| ARMANINO LLP ARMANINO LLP 401(K) PROFIT SHARING PLAN | SAN RAMON, CA | Other NONE | 2,599 | $290.0M | $38K |
| ARMANINO LLP ARMANINO LLP 401(K) PROFIT SHARING PLAN | SAN RAMON, CA | Other NONE | 2,424 | $217.4M | $16K |
| TUCKER ELLIS LLP TUCKER ELLIS LLP RETIREMENT SAVINGS PLAN | CLEVELAND, OH | Other NONE | 300 | $128.8M | $7K |
| TUCKER ELLIS LLP TUCKER ELLIS LLP RETIREMENT SAVINGS PLAN | CLEVELAND, OH | Other NONE | 302 | $118.4M | $6K |
| TRUSTEES OF THE LOCAL 734 PENSION FUND LOCAL 734 PENSION FUND | CHICAGO, IL | Other NONE | 861 | $98.1M | $9K |
| TRUSTEES OF THE LOCAL 734 PENSION FUND LOCAL 734 PENSION FUND | CHICAGO, IL | Other NONE | 945 | $95.5M | $12K |
| MECKLENBURG RADIOLOGY ASSOCIATES, P.A. MECKLENBURG RADIOLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN | CHARLOTTE, NC | Other NONE | 128 | $93.3M | $7K |
| ENGINEERING SYSTEMS INC ENGINEERING SYSTEMS INC. PROFIT SHARING AND SAVINGS PLAN | AURORA, IL | Advisor / Consultant CONSULTANT | 454 | $90.0M | $11K |
| ORTHOARKANSAS, P.A. ORTHOARKANSAS, P. A. PROFIT SHARING PLAN AND TRUST | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 300 | $59.1M | $7K |
| CANCER SPECIALISTS, LLC CANCER SPECIALISTS OF NORTH FLORIDA 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 452 | $57.4M | $0 |
| ENGLAND, THIMS & MILLER, INC. ENGLAND, THIMS & MILLER, INC. 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 334 | $55.5M | $0 |
| ORTHOARKANSAS, P.A. ORTHOARKANSAS, P. A. PROFIT SHARING PLAN AND TRUST | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 289 | $52.9M | $8K |
| CANCER SPECIALISTS, LLC CANCER SPECIALISTS OF NORTH FLORIDA 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 409 | $48.2M | $0 |
| ENGLAND, THIMS & MILLER, INC. ENGLAND, THIMS & MILLER, INC. 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 317 | $47.9M | $0 |
| MAPBOX MAPBOX 401(K) PLAN | WASHINGTON, DC | Advisor / Consultant ADVISOR | 249 | $41.6M | $33K |
| ENGLAND, THIMS & MILLER, INC. ENGLAND, THIMS & MILLER, INC. 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 282 | $40.5M | $0 |
| OUTCOMES ONE, INC OUTCOMES 401(K) PROFIT SHARING PLAN | ORLANDO, FL | Advisor / Consultant INVESTMENT ADVISORY | 705 | $39.8M | $0 |
| CANCER SPECIALISTS, LLC CANCER SPECIALISTS OF NORTH FLORIDA 401(K) PLAN | JACKSONVILLE, FL | Other SERVICE PROVIDER | 380 | $39.3M | $0 |
| MECHANICAL SYSTEMS & SERVICES MECHANICAL SYSTEMS & SERVICES, INC. RETIREMENT SAVINGS PLAN | CHARLOTTE, NC | Other INVESTMENT/FINANCIAL ADVI | 696 | $33.9M | $69K |
| OUTCOMES ONE, INC OUTCOMES 401(K) PROFIT SHARING PLAN | ORLANDO, FL | Advisor / Consultant INVESTMENT ADVISORY | 708 | $31.2M | $0 |
| MECHANICAL SYSTEMS & SERVICES MECHANICAL SYSTEMS & SERVICES, INC. RETIREMENT SAVINGS PLAN | CHARLOTTE, NC | Other INVESTMENT/FINANCIAL ADVI | 653 | $27.8M | $68K |
| FLORIDA PHYSICIAN SPECIALISTS, LLC. FPS 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 176 | $27.0M | $0 |
| GUARDIAN FUELING TECHNOLOGIES LLC GUARDIAN FUELING TECHNOLOGIES, LLC 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 677 | $26.7M | $0 |
| FLORIDA PHYSICIAN SPECIALISTS, LLC. FPS 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 151 | $25.0M | $0 |
| THE CSI COMPANIES, INC. THE CSI COMPANIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 1,959 | $24.6M | $0 |
| WORLD FINER FOODS LLC WORLD FINER FOODS, LLC PROFIT SHARING AND 401K | BLOOMFIELD, NJ | Other SERVICE PROVIDER | 95 | $24.1M | $0 |
| PROMESA, INC. PROMESA, INC. 401(K) PROFIT SHARING PLAN | BRONX, NY | Other INVESTMENT/FINANCIAL ADVI | 423 | $23.6M | $8K |
| PROMESA, INC. PROMESA MANAGEMENT PLAN | BRONX, NY | Other INVESTMENT/FINANCIAL ADVI | 359 | $22.6M | $8K |
| GUARDIAN FUELING TECHNOLOGIES LLC GUARDIAN FUELING TECHNOLOGIES, LLC 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 616 | $22.0M | $0 |
| MECHANICAL SYSTEMS & SERVICES MECHANICAL SYSTEMS & SERVICES, INC. RETIREMENT SAVINGS PLAN | CHARLOTTE, NC | Other INVESTMENT/FINANCIAL ADVI | 594 | $21.4M | $66K |
| THE CSI COMPANIES, INC. THE CSI COMPANIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 2,147 | $20.9M | $0 |
| ICI HOMES RESIDENTIAL HOLDINGS LLC ICI HOMES RESIDENTIAL HOLDINGS LLC 401(K) SAVINGS PLAN | DAYTONA BEACH, FL | Advisor / Consultant INVESTMENT ADVISOR | 231 | $20.7M | $0 |
| TRIBECA PEDIATRICS PLLC TRIBECA PEDIATRICS PLLC 401(K) PLAN | NEW YORK, NY | Advisor / Consultant INVESTMENT ADVISORY | 361 | $19.5M | $0 |
| NEPHROPATHOLOGY ASSOCIATES PLC D/B/A ARKANA LABORATORIES ARKANA LABORATORIES RETIREMENT PLAN | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 197 | $19.4M | $41K |
| HARRIS, WILCOX & DONOVAN, P.A. DBA CLAY EYE PHYSI CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN | ORANGE PARK, FL | Other SERVICE PROVIDER | 114 | $19.0M | $0 |
| SEF ENERGY, LLC SEF ENERGY, LLC 401(K) PROFIT SHARING PLAN | OKLAHOMA CITY, OK | Other SERVICE PROVIDER | 369 | $18.4M | $0 |
| J.B. COXWELL CONTRACTING, INC. J. B. COXWELL CONTRACTING, INC. 401(K) PLAN AND TRUST | JACKSONVILLE, FL | Advisor / Consultant RIA | 291 | $17.8M | $49K |
| ICI HOMES RESIDENTIAL HOLDINGS LLC ICI HOMES RESIDENTIAL HOLDINGS LLC 401(K) SAVINGS PLAN | DAYTONA BEACH, FL | Advisor / Consultant INVESTMENT ADVISOR | 227 | $17.5M | $0 |
| TOM NEHL TRUCK COMPANY TOM NEHL TRUCK COMPANY EMPLOYEES 401K | JACKSONVILLE, FL | Other SERVICE PROVIDER | 256 | $16.9M | $0 |
| SEF ENERGY, LLC SEF ENERGY, LLC 401(K) PROFIT SHARING PLAN | OKLAHOMA CITY, OK | Other SERVICE PROVIDER | 369 | $16.0M | — |
| POY HOLDINGS LLC POY HOLDINGS LLC 401(K) SAVINGS PLAN | TOTOWA, NJ | Advisor / Consultant INVESTMENT ADVISORY | 800 | $15.8M | $0 |
| SOUTH GEORGIA PECAN COMPANY, INC. SOUTH GEORGIA PECAN COMPANY, INC. 401(K) PROFIT SHARING PLAN | VALDOSTA, GA | Other SERVICE PROVIDER | 347 | $15.7M | $0 |
| NEPHROPATHOLOGY ASSOCIATES PLC D/B/A ARKANA LABORATORIES ARKANA LABORATORIES RETIREMENT PLAN | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 190 | $15.5M | $32K |
| HARRIS, WILCOX & DONOVAN, P.A. DBA CLAY EYE PHYSI CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN | ORANGE PARK, FL | Other SERVICE PROVIDER | 99 | $15.4M | $0 |
| MEREDIAN HOLDINGS GROUP, INC. MEREDIAN HOLDINGS GROUP, INC. 401(K) PLAN | BAINBRIDGE, GA | Other INVESTMENT/FINANCIAL ADVI | 166 | $15.4M | $42K |
| TOM NEHL TRUCK COMPANY TOM NEHL TRUCK COMPANY EMPLOYEES 401K | JACKSONVILLE, FL | Other SERVICE PROVIDER | 270 | $14.8M | $0 |
| DESIGNATRONICS, INCORPORATED DESIGNATRONICS, INCORPORATED 401(K) PLAN | HICKSVILLE, NY | Advisor / Consultant ADVISOR | 180 | $14.5M | $14K |
| SOUTH GEORGIA PECAN COMPANY, INC. SOUTH GEORGIA PECAN COMPANY, INC. 401(K) PROFIT SHARING PLAN | VALDOSTA, GA | Other SERVICE PROVIDER | 345 | $14.3M | $0 |
| ICI HOMES RESIDENTIAL HOLDINGS LLC ICI HOMES RESIDENTIAL HOLDINGS LLC 401(K) SAVINGS PLAN | DAYTONA BEACH, FL | Other SERVICE PROVIDER | 209 | $14.2M | $0 |
| J.B. COXWELL CONTRACTING, INC. J. B. COXWELL CONTRACTING, INC. 401(K) PLAN AND TRUST | JACKSONVILLE, FL | Advisor / Consultant RIA | 264 | $14.1M | $37K |
| MEREDIAN HOLDINGS GROUP, INC. MEREDIAN HOLDINGS GROUP, INC. 401(K) PLAN | BAINBRIDGE, GA | Other INVESTMENT/FINANCIAL ADVI | 256 | $13.5M | $32K |
| MARQUEE BRANDS, LLC MARQUEE BRANDS, LLC 401(K) PLAN | NEW YORK, NY | Other SERVICE PROVIDER | 112 | $13.4M | $0 |
| QUATRRO FPO SOLUTIONS, LLC QUATRRO FPO SOLUTIONS LLC 401(K) PLAN | MARIETTA, GA | Advisor / Consultant ADVISOR | 200 | $12.6M | $10K |
| TOM NEHL TRUCK COMPANY TOM NEHL TRUCK COMPANY EMPLOYEES 401K | JACKSONVILLE, FL | Other SERVICE PROVIDER | 266 | $12.6M | $0 |
| SOUTH GEORGIA PECAN COMPANY, INC. SOUTH GEORGIA PECAN COMPANY, INC. 401(K) PROFIT SHARING PLAN | VALDOSTA, GA | Other SERVICE PROVIDER | 317 | $12.4M | $0 |
| NEPHROPATHOLOGY ASSOCIATES PLC D/B/A ARKANA LABORATORIES ARKANA LABORATORIES RETIREMENT PLAN | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 163 | $11.8M | $30K |
| KASKASKIA WORKSHOP, INC. KASKASKIA WORKSHOP, INC. PROFIT SHARING PLAN | CENTRALIA, IL | Advisor / Consultant ADVISOR FEE | 87 | $11.5M | $49K |
| JACKSONVILLE ZOOLOGICAL SOCIETY, INC. JACKSONVILLE ZOO RETIREMENT PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 283 | $11.4M | $0 |
| PERFORMANCE DESIGNS, INC. PERFORMANCE DESIGNS, INC. SAVINGS PLAN | DELAND, FL | Other OTHER FEES | 204 | $11.2M | $0 |
| KASKASKIA WORKSHOP, INC. KASKASKIA WORKSHOP, INC. PROFIT SHARING PLAN | CENTRALIA, IL | Advisor / Consultant ADVISOR FEE | 91 | $10.4M | $53K |
| COSMAX USA COSMAX 401(K) PLAN | CARTERET, NJ | Other INVESTMENT/FINANCIAL ADVI | 332 | $10.2M | $6K |
| PERFORMANCE DESIGNS, INC. PERFORMANCE DESIGNS, INC. SAVINGS PLAN | DELAND, FL | Other OTHER FEES | 214 | $9.8M | $0 |
| DIPASQUA TEAMS, LLC SAVINGS PLAN DIPASQUA TEAMS, LLC SAVINGS PLAN | WINTER PARK, FL | Advisor / Consultant INVESTMENT ADVISORY | 461 | $9.8M | $0 |
| DO & CO NEW YORK CATERING, INC. DO & CO NEW YORK CATERING, INC. 401(K) PLAN | JAMAICA, NY | Other SERVICE PROVIDER | 1,379 | $9.6M | $0 |
| JACKSONVILLE ZOOLOGICAL SOCIETY, INC. JACKSONVILLE ZOO RETIREMENT PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 365 | $9.6M | $0 |
| DIPASQUA TEAMS, LLC SAVINGS PLAN DIPASQUA ENTERPRISES, INC. SAVINGS PLAN | WINTER PARK, FL | Advisor / Consultant INVESTMENT ADVISORY | 247 | $9.2M | $0 |
| PERFORMANCE DESIGNS, INC. PERFORMANCE DESIGNS, INC. SAVINGS PLAN | DELAND, FL | Other OTHER FEES | 221 | $9.1M | $0 |
| VOCO AMERICA INC VOCO AMERICA INC 401(K) PROFIT SHARING PLAN & TRUST | INDIAN LAND, SC | Advisor / Consultant ADVISOR | 97 | $9.0M | $21K |
| A. HAROLD & ASSOCIATES, LLC A.HAROLD & ASSOCIATES, LLC. | JACKSONVILLE, FL | Advisor / Consultant ADVISOR | 87 | $8.7M | $16K |
| A. HAROLD & ASSOCIATES, LLC A.HAROLD & ASSOCIATES, LLC. | JACKSONVILLE, FL | Advisor / Consultant ADVISOR | 100 | $8.0M | $14K |
| VOCO AMERICA INC VOCO AMERICA INC 401(K) PROFIT SHARING PLAN & TRUST | INDIAN LAND, SC | Advisor / Consultant ADVISOR | 94 | $7.9M | $17K |
| CYTOSORBENTS MEDICAL, INC. CYTOSORBENTS MEDICAL 401(K) PLAN | PRINCETON, NJ | Advisor / Consultant INVESTMENT ADVISORY | 71 | $7.3M | $0 |
| PENTA GROUP, INC. PENTA GROUP, INC. PROFIT SHARING PLAN | CENTRALIA, IL | Advisor / Consultant ADVISOR FEE | 85 | $6.4M | $23K |
| PENTA GROUP, INC. PENTA GROUP, INC. PROFIT SHARING PLAN | CENTRALIA, IL | Advisor / Consultant ADVISOR FEE | 94 | $5.4M | $22K |
| TOTAL WAREHOUSE, INC. TOTAL WAREHOUSE, INC. 401(K) PLAN | ANAHEIM, CA | Advisor / Consultant INVESTMENT ADVISOR | 128 | $3.9M | $737 |
| SOUTHEAST UNLOADING, LLC SOUTHEAST UNLOADING, LLC 401(K) PLAN | FERNANDINA BEACH, FL | Advisor / Consultant INVESTMENT ADVISORY | 306 | $3.7M | $0 |
| R & J INVESTMENT CO., INC. AVON OAKS CARING COMMUNITY RETIREMENT PLAN | AVON, OH | Advisor / Consultant ADVISOR | 123 | $3.6M | $10K |
| GOODWILL INDUSTRIES OF NORTH FLORIDA, INC. GOODWILL INDUSTRIES OF NORTH FLORIDA RETIREMENT SAVINGS PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 835 | $3.5M | $0 |
| AMERICAN ELECTRICAL CONTRACTING, INC. AMERICAN ELECTRICAL CONTRACTING, INC. 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 140 | $3.2M | $0 |
| SOUTHEAST UNLOADING, LLC SOUTHEAST UNLOADING, LLC 401(K) PLAN | FERNANDINA BEACH, FL | Advisor / Consultant INVESTMENT ADVISORY | 310 | $3.2M | $0 |
| PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT 401(K) PROFIT SHARING PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISOR | 112 | $3.2M | $10K |
| PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT 401(K) PROFIT SHARING PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISOR | 99 | $3.1M | $6K |
| JEWISH FAMILY & COMMUNITY SERVICES, INC. 403(B) THRIFT PLAN OF JEWISH FAMILY & COMMUNITY SERVICES, INC. | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 243 | $2.9M | $0 |
| GOODWILL INDUSTRIES OF NORTH FLORIDA, INC. GOODWILL INDUSTRIES OF NORTH FLORIDA RETIREMENT SAVINGS PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 2,181 | $2.8M | $0 |
| PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT PROFICIENT AUTO, INC. DBA PROFICIENT AUTO TRANSPORT 401(K) PROFIT SHARING PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISOR | 138 | $2.8M | $843 |
| AMERICAN ELECTRICAL CONTRACTING, INC. AMERICAN ELECTRICAL CONTRACTING, INC. 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 115 | $2.7M | $0 |
| NEW AVENUES TO INDEPENDENCE, INC. NEW AVENUES TO INDEPENDENCE, INC. RETIREMENT PLAN | CLEVELAND, OH | Advisor / Consultant ADVISOR | 242 | $2.6M | — |
| AMERICAN PET RESORT, LLC PET PARADISE 401(K) PLAN | JACKSONVILLE, FL | Advisor / Consultant INVESTMENT ADVISORY | 1,327 | $2.3M | $0 |
| NEW AVENUES TO INDEPENDENCE, INC. NEW AVENUES TO INDEPENDENCE, INC. RETIREMENT PLAN | CLEVELAND, OH | Advisor / Consultant ADVISOR | 243 | $2.3M | $0 |
| NEW AVENUES TO INDEPENDENCE, INC. NEW AVENUES TO INDEPENDENCE, INC. RETIREMENT PLAN | CLEVELAND, OH | Advisor / Consultant ADVISOR | 199 | $2.2M | — |
| WILSON & ASSOCIATES, PLLC WILSON & ASSOCIATES 401(K) PROFIT SHARING PLAN | LITTLE ROCK, AR | Advisor / Consultant ADVISOR | 75 | $2.0M | $11K |
| PLANTATION BAY COUNTRY CLUB, LLC PLANTATION BAY COUNTRY CLUB 401(K) SAVINGS PLAN | DAYTONA BEACH, FL | Advisor / Consultant INVESTMENT ADVISOR | 175 | $369K | $0 |