M FINANCIAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,099

Total plan assets

$65.2M

Filings (rows)

Direct comp

Indirect comp

$9K

Aggregating 3 name variants under "M FINANCIAL"

M FINANCIAL SECURITIES MARKETING IN4 M FINANCIAL SECURITIES MARKETING1 M FINANCIAL SECURITIES1

SERVICES PROVIDED

Broker4

Advisor / Consultant2

Top plans served

All 6 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
ROLAND FOODS, LLC ROLAND FOODS, LLC RETIREMENT BENEFIT PLAN	NEW YORK, NY	Broker BROKER/ADVISER	161	$16.8M	$0
ROLAND FOODS, LLC ROLAND FOODS, LLC RETIREMENT BENEFIT PLAN	NEW YORK, NY	Broker BROKER/ADVISER	156	$15.0M	$0
ROLAND FOODS, LLC ROLAND FOODS, LLC RETIREMENT BENEFIT PLAN