LPL Financial Corporate 3 38

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

936

Total plan assets

$12.7M

Filings (rows)

Direct comp

$15K

Indirect comp

Showing only "LPL FINANCIAL CORPORATE 3 38"

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LPL FINANCIAL3,564 LPL FINANCIAL RPCP412 LPL FINANCIAL - RPCP409 LPL FINANCIAL -RPCP74 LPL FINANCIAL - RP29 LPL FINANCIAL RETIREMENT PARTNERS11 LPL FINANCIAL SERVICES11

SERVICES PROVIDED

Advisor / Consultant1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Shorkey Group Management, LLC Jim Shorkey Family Auto Group 401(k) Plan · all filings	IRWIN, PA	Advisor / Consultant	936	$12.7M	$15K	$0