LOCKTON-DUNNING SERIES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

51,167

Total plan assets

$2.2B

Filings (rows)

Direct comp

$325K

Indirect comp

Aggregating 3 name variants under "LOCKTON-DUNNING SERIES"

LOCKTON-DUNNING SERIES OF LOCKTON C3 LOCKTON-DUNNING SERIES OF LOCKTON1 LOCKTON-DUNNING SERIES1

SERVICES PROVIDED

Other4

Advisor / Consultant1

Top plans served

All 5 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
PIONEER NATURAL RESOURCES USA, INC. PIONEER NATURAL RESOURCES USA, INC. 401(K) AND MATCHING PLAN	IRVING, TX	Other NONE	1,917	$850.0M	$59K
PIONEER NATURAL RESOURCES USA, INC. PIONEER NATURAL RESOURCES USA, INC. 401(K) AND MATCHING PLAN	IRVING, TX	Other NONE	2,198	$791.7M	$57K
PROS, INC.