Ladenburg Thalman Asset Management

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,434

Total plan assets

$91.2M

Filings (rows)

Direct comp

$150K

Indirect comp

Showing only "LADENBURG THALMAN ASSET MANAGEMENT"

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LADENBURG THALMAN ASSET MANAGEMENT3 LADENBURG THALMANN ASSET MANAGEMENT1

SERVICES PROVIDED

Investment manager3

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
University Bancorp, Inc. University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan · all filings	ANN ARBOR, MI	Investment manager	494	$35.9M	$6K	$0
University Bancorp, Inc. University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan · all filings	ANN ARBOR, MI	Investment manager	456	$30.0M	$76K	$0
University Bancorp, Inc. University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan · all filings	ANN ARBOR, MI	Investment manager	484	$25.3M	$68K	$0