JAMES RICHARDSON LPL FINANCIAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,207

Total plan assets

$27.5M

Filings (rows)

Direct comp

Indirect comp

$47K

SERVICES PROVIDED

Other2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
SUMMERS-TAYLOR, INC SUMMERS-TAYLOR, INC 401(K) RETIREMENT PLAN	JOHNSON CITY, TN	Other SERVICE PROVIDER	636	$14.1M	$0
SUMMERS-TAYLOR, INC SUMMERS-TAYLOR, INC 401(K) RETIREMENT PLAN	JOHNSON CITY, TN	Other SERVICE PROVIDER	571	$13.4M	$0