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Original filing (PDF)20251013093548NAL0001042129001
SUMMERS-TAYLOR, INC
Form 5500
FILING_RECEIVED
SUMMERS-TAYLOR, INC 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
742
Accounts w/ balance
688
Plan assets (EOY)
$16.5M
Net assets (EOY)
$16.5M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMMERS-TAYLOR, INC.
Plan sponsor
Name
SUMMERS-TAYLOR, INC
EIN
62-0458729
Address
600 SEVIER STREET · JOHNSON CITY, TN · 37604
Phone
(423) 543-3181
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE MORAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $5K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QUALIFIED PLAN ADMINISTRATORS INC | 62-1832817 | JOHNSON CITY, TN | SERVICE PROVIDER | $23K | — |
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
25 direct securities · 1 pooled fund· $29.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$16.1M
25 holdings
Pooled Separate Account
$13.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $13.1M | 79.6% | |
| Talcott Resolution Life Insurance Company Fully benefit-responsive contract - Group annuity contract | — | — | — | $2.7M | 16.5% | |
| AMERICAN FUNDS GROWTH FUND OF AMER | — | — | — | $2.4M | 14.7% | |
| AMERICAN FUNDS WASHINGTON MUTUAL | — | — | — | $1.2M | 7.5% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE | — | — | — | $1.2M | 7.5% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE | — | — | — | $891K | 5.4% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE | — | — | — | $591K | 3.6% | |
| FRANKLIN MODERATE ALLOCATION R | — | — | — | $586K | 3.5% | |
| INVESCO SMALL CAP GROWTH R | — | — | — | $581K | 3.5% | |
| EMPOWER S&P MID CAP 400 INDEX L | — | — | — | $501K | 3.0% | |
| FRANKLIN GROWTH ALLOCATION R | — | — | — | $486K | 2.9% | |
| MFS RESEARCH INTERNATIONAL R2 | — | — | — | $473K | 2.9% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE | — | — | — | $458K | 2.8% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE | — | — | — | $457K | 2.8% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE | — | — | — | $421K | 2.5% | |
| MFS MASSACHUSETTS INVESTORS TR R2 | — | — | — | $398K | 2.4% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE | — | — | — | $397K | 2.4% | |
| PIMCO TOTAL RETURN R | — | — | — | $351K | 2.1% | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC | — | — | — | $342K | 2.1% | |
| MASSMUTUAL HIGH YIELD R3 | — | — | — | $295K | 1.8% | |
| Talcott Resolution Life Insurance Company AMERICAN FUNDS 2020 TRGT DATE RETIRE | — | — | — | $284K | 1.7% | |
| Participants Participant notes receivable bearing interest at 6 percent - | — | — | — | $234K | 1.4% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE | — | — | — | $216K | 1.3% | |
| PIONEER GLOBAL SUSTAINABLE EQUITY R | — | — | — | $210K | 1.3% | |
| FRANKLIN CONSERVATIVE ALLOCATION R | — | — | — | $170K | 1.0% | |
| INVESCO REAL ESTATE R | — | — | — | $128K | 0.8% |