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Original filing (PDF)20250917134429NAL0000692178001
SOFHA MANAGEMENT SERVICES, INC.
Form 5500
FILING_RECEIVED
SOFHA MANAGEMENT SERVICES, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
1,135
Accounts w/ balance
1,302
Plan assets (EOY)
$157.2M
Net assets (EOY)
$157.2M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOFHA MANAGEMENT SERVICES, INC..
Plan sponsor
Name
SOFHA MANAGEMENT SERVICES, INC.
EIN
99-1088595
Address
121 BOONE RIDGE DR · STE. 2004 · JOHNSON CITY, TN · 37615
Phone
(423) 794-2436
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
KATZ SAPPER AND MILLER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $55K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $133K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KATZ SAPPER & MILLER LLP | 35-1090346 | — | ACCOUNTANT/AUDITOR | $15K | — |
Investments
33 direct securities · 1 pooled fund· $153.0M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$153.0M
33 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund 102,112 | — | — | — | $20.9M | 13.3% | |
| MONEY MARKET FUND SHARES * Fidelity Government Money Market Fund 19,110,665 | — | — | — | $19.1M | 12.2% | |
| Fidelity Freedom Index 2035 Fund Institutional Premium Class 679,431 | — | — | — | $15.9M | 10.1% | |
| Fidelity Freedom Index 2050 Fund Institutional Premium Class 422,080 | — | — | — | $11.0M | 7.0% | |
| Fidelity Freedom Index 2030 Fund Institutional Premium Class 518,734 | — | — | — | $10.5M | 6.7% | |
| Fidelity Freedom Index 2040 Fund Institutional Premium Class 392,983 | — | — | — | $9.7M | 6.2% | |
| Fidelity Freedom Index 2045 Fund Institutional Premium Class 363,549 | — | — | — | $9.4M | 6.0% | |
| SELF-DIRECTED BROKERAGE ACCOUNTS | — | — | — | $9.1M | 5.8% | |
| Fidelity Freedom Index 2055 Fund Institutional Premium Class 290,677 | — | — | — | $6.2M | 4.0% | |
| Fidelity Large Cap Growth Index Fund 132,933 | — | — | — | $5.2M | 3.3% | |
| Fidelity Freedom Index 2025 Fund Institutional Premium Class 270,431 | — | — | — | $5.0M | 3.2% | |
| Fidelity Mid Cap Index Fund 145,921 | — | — | — | $4.9M | 3.1% | |
| Fidelity Freedom Index 2020 Fund Institutional Premium Class 307,643 | — | — | — | $4.9M | 3.1% | |
| Fidelity Small Cap Index Fund 164,366 | — | — | — | $4.5M | 2.9% | |
| Fidelity International Index Fund 53,446 | — | — | — | $2.5M | 1.6% | |
| Fidelity Large Cap Value Index Fund 134,041 | — | — | — | $2.4M | 1.5% | |
| MFS International Diversification Fund Class R6 94,421 | — | — | — | $2.2M | 1.4% | |
| Janus Henderson Enterprise Fund Class N 13,447 | — | — | — | $1.9M | 1.2% | |
| Fidelity Freedom Index 2060 Fund Institutional Premium Class 98,582 | — | — | — | $1.8M | 1.1% | |
| SELF-DIRECTED BROKERAGE ACCOUNTS - CASH, INTEREST-BEARING | — | — | — | $1.2M | 0.8% | |
| Fidelity U.S. Bond Index Fund 73,434 | — | — | — | $751K | 0.5% | |
| American Funds The Bond Fund of America Class R-6 55,702 | — | — | — | $621K | 0.4% | |
| Fidelity Freedom Index 2015 Fund Institutional Premium Class 39,218 | — | — | — | $559K | 0.4% | |
| Fidelity Freedom Index 2065 Fund Institutional Premium Class 36,279 | — | — | — | $531K | 0.3% | |
| Virtus Ceredex Mid-Cap Value Equity Fund Class R6 41,282 | — | — | — | $498K | 0.3% | |
| Fidelity Advisor Strategic Income Fund Class Z 41,205 | — | — | — | $478K | 0.3% | |
| Tweedy Browne International Value Fund 14,804 | — | — | — | $378K | 0.2% | |
| Allspring Special Small Cap Value R6 8,124 | — | — | — | $327K | 0.2% | |
| REGISTERED INVESTMENT COMPANIES AB Small Cap Growth Portfolio Class Z 2,655 | — | — | — | $196K | 0.1% | |
| Fidelity Freedom Index 2010 Fund Institutional Premium Class 13,413 | — | — | — | $172K | 0.1% | |
| Fidelity Freedom Index Income Fund Investor Class 11,212 | — | — | — | $131K | <0.1% | |
| AMG GW&K ESG BOND I 5,028 | — | — | — | $108K | <0.1% | |
| Fidelity Freedom Index 2070 Fund Institutional Premium Class 295 | — | — | — | $3K | <0.1% | |
| GS STABLE VAL INST1 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $0 | <0.1% |