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Original filing (PDF)20251009143639NAL0003664275001
ORTHOTENNESSEE, P.C.
Form 5500
FILING_RECEIVED
ORTHOTENNESSEE 401(K) PLAN
401(k) retirement plan
Active participants
765
Accounts w/ balance
857
Plan assets (EOY)
$153.3M
Net assets (EOY)
$153.3M
How this plan invests
This plan
5 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 16 bps in Schedule C fees — 60% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ORTHOTENNESSEE, P.C..
Plan sponsor
Name
ORTHOTENNESSEE, P.C.
EIN
62-1700130
Address
260 FT. SANDERS WEST BLVD. STE 200 · KNOXVILLE, TN · 37922
Phone
(865) 769-4506
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COULTER & JUSTUS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | 84-0467907 | — | RECORDKEEPER | $57K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | INVESTMENT ADVISOR | $92K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SVRPC, INC. | 62-6319489 | — | THIRD PARTY ADMINISTRATOR | $90K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COULTER & JUSTUS, P.C. | 62-1532536 | — | OTHER | $6K | — |
Investments
28 direct securities · 5 pooled funds· $149.3M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$134.5M
28 holdings
Common Collective Trust
$11.3M
4 holdings
Pooled Separate Account
$3.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Trust Company, LLC Guaranteed Interest Account | — | — | — | $21.3M | 13.9% | |
| Fidelity 500 Index Fund | — | — | — | $18.9M | 12.3% | |
| T. Rowe Price All-Cap Opportunities Fund | — | — | — | $14.0M | 9.2% | |
| Baird Core Plus Bond Fund | — | — | — | $13.9M | 9.1% | |
| Vanguard Equity-Income Fund | — | — | — | $10.1M | 6.6% | |
| Participant-directed brokerage accounts, Various mutual funds, exchange-traded funds, at fair value (*$28,778 of party-in-interest investments) and common stocks | — | — | — | $7.8M | 5.1% | |
| WT MFS MID CAP GROWTH CL S GREAT GRAY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $6.8M | 4.5% | |
| Fidelity Freedom Index 2040 Premier Fund | — | — | — | $6.0M | 3.9% | |
| American Funds Capital World Growth and Income Fund | — | — | — | $5.6M | 3.7% | |
| CLEARBRIDGE INTL GR ALL CNTRY EX-US GREAT GRAY · EIN 38-4139847 / PN 000 | Common Collective Trust | — | — | $4.3M | 2.8% | |
| Fidelity Freedom Index 2035 Premier Fund | — | — | — | $4.0M | 2.6% | |
| Fidelity Freedom Index 2045 Premier Fund | — | — | — | $3.9M | 2.5% | |
| AMCENTURY SMALL CAP VALUE (IS PLAT) EMPOWER ANNUITY INSURANCE CO · EIN 06-1050034 / PN 849 | Pooled Separate Account | — | — | $3.5M | 2.3% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $3.3M | 2.2% | |
| Fidelity Total International Index Fund | — | — | — | $3.3M | 2.1% | |
| Fidelity Extended Market Index Fund | — | — | — | $3.2M | 2.1% | |
| Fidelity Freedom Index 2055 Premier Fund | — | — | — | $3.0M | 2.0% | |
| Dimensional Fund Advisors Emerging Markets Core Equity Fund | — | — | — | $2.7M | 1.8% | |
| Fidelity Freedom Index 2050 Premier Fund | — | — | — | $2.5M | 1.6% | |
| Fidelity Freedom Index 2025 Premier Fund | — | — | — | $2.0M | 1.3% | |
| Fidelity Freedom Index 2030 Premier Fund | — | — | — | $1.8M | 1.2% | |
| Dimensional Fund Advisors Global Real Estate Securities Fund | — | — | — | $1.7M | 1.1% | |
| JP Morgan International Equity Fund | — | — | — | $1.3M | 0.9% | |
| Victory Sycamore Established Value Fund | — | — | — | $1.3M | 0.8% | |
| maturing through 2031 | — | — | — | $1.2M | 0.8% | |
| Fidelity Freedom Index 2060 Premier Fund | — | — | — | $1.2M | 0.8% | |
| Fidelity Freedom Index 2020 Premier Fund | — | — | — | $210K | 0.1% | |
| WASATCH CORE GROWTH CIT A WASATCH INVESTMENTS · EIN 84-2433108 / PN 002 | Common Collective Trust | — | — | $162K | 0.1% | |
| Fidelity Freedom Index Income Premier Fund | — | — | — | $119K | <0.1% | |
| X $0 | — | — | — | $61K | <0.1% | |
| Fidelity Freedom Index 2065 Premier Fund | — | — | — | $60K | <0.1% | |
| Fidelity Freedom Index 2015 Premier Fund | — | — | — | $3K | <0.1% | |
| CLEARBRIDGE SMALL CAP GROWTH CIT GREAT GRAY · EIN 38-4139847 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |
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