Back to filter
Original filing (PDF)20250923155500NAL0008218851001
AMERICAN FINANCIAL NETWORK, INC.
Form 5500
FILING_RECEIVED
AMERICAN FINANCIAL NETWORK, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,176
Accounts w/ balance
1,638
Plan assets (EOY)
$43.2M
Net assets (EOY)
$43.2M
How this plan invests
This plan
68 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN FINANCIAL NETWORK, INC..
Plan sponsor
Name
AMERICAN FINANCIAL NETWORK, INC.
EIN
95-4866828
Address
10 POINTE DRIVE · BREA, CA · 92821
Phone
(714) 831-4410
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUM SMITH + BROWN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $97K | — |
| ERISA SMART | 45-5529798 | — | SERVICE PROVIDER | $31K | — |
| ADMINISTRATIVE FIDUCIARY SERVICE | 46-2919997 | — | SERVICE PROVIDER | $9K | — |
| EQUITABLE ADVISORS LLC | 13-4071393 | — | SERVICE PROVIDER | $0 | — |
| MORNINGSTAR | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
Investments
63 direct securities· $78.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund | — | — | — | $6.6M | 15.2% | |
| Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $6.6M | 15.2% | |
| Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $5.5M | 12.7% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $5.5M | 12.7% | |
| Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $4.1M | 9.5% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $4.1M | 9.5% | |
| Vangrd Trgt Retire 2030 Fd Registered Investment Company | — | — | — | $3.2M | 7.5% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $3.2M | 7.5% | |
| Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $3.0M | 6.8% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $3.0M | 6.8% | |
| Fidelity 500 Index Institutional Premium Fund | — | — | — | $2.9M | 6.8% | |
| Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $2.7M | 6.2% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $2.7M | 6.2% | |
| Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $2.5M | 5.8% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $2.5M | 5.8% | |
| Notes Receivable From Interest rates at 4.25% to 10.50% and maturity | — | — | — | $1.7M | 3.9% | |
| LOAN FUND Participant Loans - Rates 4.25% to 9.75% | — | — | — | $1.7M | 3.9% | |
| investment companies * Voya Fixed Account | — | — | — | $1.5M | 3.5% | |
| American Century Ultra Fund | — | — | — | $1.5M | 3.5% | |
| AmCen Ultra Fund R6 Registered Investment Company | — | — | — | $1.5M | 3.5% | |
| Vanguard Total Retirement Income Fund | — | — | — | $1.1M | 2.5% | |
| Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $1.1M | 2.5% | |
| Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $1.0M | 2.4% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $1.0M | 2.4% | |
| Vanguard Growth and Income Fund | — | — | — | $876K | 2.0% | |
| JP Morgan Large Cap Growth Fund | — | — | — | $720K | 1.7% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $720K | 1.7% | |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $635K | 1.5% | |
| Vanguard Total International Stock Index Fund | — | — | — | $635K | 1.5% | |
| American Funds American Mutual Fund | — | — | — | $428K | 1.0% | |
| JP Morgan Mid Cap Growth Fund | — | — | — | $333K | 0.8% | |
| Fidelity Mid Cap Index Institutional Premium Fund | — | — | — | $272K | 0.6% | |
| Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $271K | 0.6% | |
| Fidelity Small Cap Index Institutional Premium Fund | — | — | — | $271K | 0.6% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $270K | 0.6% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $256K | 0.6% | |
| Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $256K | 0.6% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $251K | 0.6% | |
| Vangrd Tot Bd Mkt Ind Fd Adm Registered Investment Company | — | — | — | $251K | 0.6% | |
| DFA Real Estate Securities Fund | — | — | — | $196K | 0.5% | |
| American Funds Mod G&I Pt R6 Registered Investment Company | — | — | — | $194K | 0.4% | |
| American Funds American Moderate Growth and Income Fund | — | — | — | $194K | 0.4% | |
| PIMCO Total Return Fund | — | — | — | $190K | 0.4% | |
| American Funds New World Fund | — | — | — | $167K | 0.4% | |
| MFS Mid Cap Value Growth Fund | — | — | — | $166K | 0.4% | |
| BlkRck High Yield Port K Registered Investment Company | — | — | — | $165K | 0.4% | |
| AB Small Cap Grw Port Z Registered Investment Company | — | — | — | $129K | 0.3% | |
| American Funds American Balanced Fund | — | — | — | $114K | 0.3% | |
| Voya Government Money Market Fund | — | — | — | $111K | 0.3% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $111K | 0.3% | |
| party date,rate of interest, collateral, par, or maturity date AB Relative Value Fund Z Registered Investment Company | — | — | — | $52K | 0.1% | |
| Charles Schwab Treasury Inflation Protected Securities Index | — | — | — | $50K | 0.1% | |
| Schwab Treas Infl Prot Sec Idx Registered Investment Company | — | — | — | $50K | 0.1% | |
| Inv Opp Intl Growth R6 Registered Investment Company | — | — | — | $30K | <0.1% | |
| Invesco Oppenheimer International Growth Fund | — | — | — | $30K | <0.1% | |
| Fund DFA Commodity Strategy Institutional Fund | — | — | — | $28K | <0.1% | |
| Fund American Funds American Growth Income Fund | — | — | — | $16K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $11K | <0.1% | |
| Vangrd Trgt Retire 2070 Fd Registered Investment Company | — | — | — | $11K | <0.1% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $9K | <0.1% | |
| Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $9K | <0.1% | |
| American Funds Con G&I Pt R6 Registered Investment Company | — | — | — | $6K | <0.1% | |
| American Funds American Conservative Growth and Income | — | — | — | $6K | <0.1% |