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Original filing (PDF)20251015163103NAL0002753699001

QUINN EMANUEL URQUHART & SULLIVAN, LLP

Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR PARTNERS OF QUINN EMANUEL URQUHART & SULLIVAN, LLP
Defined-benefit pension plan
Signals · 2
3 failed disclosuresNo recordkeeper disclosed
Active participants
263
Accounts w/ balance
Plan assets (EOY)
$191.8M
Net assets (EOY)
$191.8M
How this plan invests
This plan
230 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 3 Schedule C providers failed to disclose compensation.
  • 43 bps in Schedule C fees — 328% above peer band of 10 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for QUINN EMANUEL URQUHART & SULLIVAN, LLP.
Plan sponsor
Name
QUINN EMANUEL URQUHART & SULLIVAN, LLP
EIN
95-4004138
Address
865 SOUTH FIGUEROA ST. 10TH FLOOR · LOS ANGELES, CA · 90017
Phone
(213) 443-3000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1C · Cash balance or similar hybrid DB
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT
Trustee / custodian
Trustee phone

Service providers (Schedule C)

3 rows
Advisor / Consultant
1
NameEINLocationRelationDirect compIndirect comp
MATRIX TRUST COMPANY75-3182674INVESTMENT MANAGER$600K
Other
2
NameEINLocationRelationDirect compIndirect comp
MILLIMAN, INC.91-0675641NONE$187K
HOLTHOUSE CARLIN & VAN TRIGT95-4345526NONE$34K

Failed / refused disclosures (Sched C Part 2)

ProviderNondisclosure info
GOLDMAN SACHS & CO.DIDN'T PROVIDE THE REQUIRED DISCLOSURES
MASSACHUSETTS FINANCIAL SERVICES CODIDN'T PROVIDE THE REQUIRED DISCLOSURES
STATE STREET INVESTMENT MANAGEMENTDIDN'T PROVIDE THE REQUIRED DISCLOSURES

Investments

225 direct securities· $171.4M(89% of reported assets)
Uncategorized
$168.8M
223 holdings
Mutual Funds
$2.4M
1 holding
Common Stocks
$206K
1 holding
PIInvestmentTypeShares / unitsCostCurrent value% of plan
iShares 1-3 Year Treasury Bond Mutual Fund - 120,000 Shares$9.9M$9.8M5.1%
Calamos Market Neutral Income I Mutual Fund - 428,868.302 Shares$6.0M$6.4M3.3%
Tri Contl Corp Mutual Fund - 176,429 Shares$4.7M$5.6M2.9%
US Treasury Note/Bond 6.750% Due 08-15-26 Government and Agency Securities$5.3M$5.2M2.7%
MFS Conservative Allocation Fund I Mutual Fund - 306,588 Shares$4.9M$5.1M2.6%
US Treasury Note/Bond 3.500% Due 09-15-25 Government and Agency Securities$4.9M$5.0M2.6%
Federated Hermes US Treas Cash Res Prem Mutual Fund$4.0M$4.0M2.1%
Morgan Stanley Bank Deposit Program CD and Cash Equivalents$3.8M$3.8M2.0%
Adams Diversified Equity Fund Mutual Fund - 181,811 Shares$3.0M$3.7M1.9%
US Treasury Note/Bond 4.125% Due 06-15-26 Government and Agency Securities$3.5M$3.5M1.8%
T. Rowe Price Capital Appreciation Mutual Fund - 96,582.573 Shares$3.2M$3.3M1.7%
Columbia Seligman Technology & Information I Mutual Fund - 19,555.938 Shares$2.2M$2.9M1.5%
First Eagle Overseas I Mutual Fund - 117,658.135 Shares$2.9M$2.9M1.5%
Vanguard Dividend Apprec ETF Mutual Fund - 12,810 Shares$2.0M$2.5M1.3%
US Treasury Note/Bond 1.125% Due 01-15-25 Government and Agency Securities$2.4M$2.5M1.3%
Vanguard Short-Term Tips Mutual Fund - 50,372 Shares$2.4M$2.4M1.3%
Pacer Global Cash Cows Divid Mutual Fund - 71,465 Shares$2.3M$2.4M1.3%
S American Income Fd Amer-R5 Mutual Fund - 97,593.725 Shares
Mutual Funds
$2.3M$2.4M1.2%
Guggenheim Macro Opportunities Instl Mutual Fund - 95,703.980 Shares$2.3M$2.4M1.2%
Schwab US Dvd Equity ETF Mutual Fund - 77,508 Shares$2.0M$2.1M1.1%
Franklin Utilities Adv Mutual Fund - 88,788.612 Shares$1.8M$2.0M1.1%
Technology Select Sector Spdr Mutual Fund - 8,581 Shares$1.2M$2.0M1.0%
BlackRock Debt Strategies Fund Mutual Fund - 181,714 Shares$1.7M$2.0M1.0%
Adams Natural Resources Fund Inc Mutual Fund - 83,197 Shares$1.8M$1.8M0.9%
US Treasury Note/Bond 0.250% Due 07-31-25 Government and Agency Securities$1.7M$1.8M0.9%
Eaton Vance T/M Buy - Write OP Mutual Fund - 124,262 Shares$1.6M$1.8M0.9%
iShares S&P 500 Growth ETF Mutual Fund - 16,708 Shares$1.0M$1.7M0.9%
Partners Group Private Equity A Mutual Fund - 811,982.488 Shares$1.6M$1.7M0.9%
Eaton Vance Enh Eqt Inc II Mutual Fund - 68,461 Shares$1.1M$1.6M0.9%
BX Private Credit Fund ESC Mutual Fund - 63,646.457 Shares$1.6M$1.6M0.8%
NYLI Income Builder I Mutual Fund - 79,050 Shares$1.4M$1.6M0.8%
Accrued Income CD and Cash Equivalents 2 * Cash CD and Cash Equivalents$1.6M$1.6M0.8%
US Treasury Note/Bond 0.500% Due 02-28-26 Government and Agency Securities$1.5M$1.6M0.8%
Vanguard Small Cap Value ETF Mutual Fund - 7,151 Shares$1.1M$1.4M0.7%
Select Sector Spdr Utilities Mutual Fund - 18,253 Shares$1.3M$1.4M0.7%
U.S. GOVERNMENT BONDS Federal Home Loan Note 2.590% Due 03-19-40 Government and Agency Securities$1.5M$1.4M0.7%
iShares TIPS Bond ETF Mutual Fund - 12,545 Shares$1.4M$1.3M0.7%
Pacer Us Small Cap Cash Cows Mutual Fund - 30,095 Shares$1.1M$1.3M0.7%
BlackRock Health Sciences Opps Instl Mutual Fund - 19,200.223 Shares$1.3M$1.3M0.7%
JPMorgan Government Bond Fund I Mutual Fund - 132,544.845 Shares$1.2M$1.2M0.6%
Invesco International Small-Mid Company Fund Y Mutual Fund - 34,335.404 Shares$1.4M$1.2M0.6%
Western Asset Inflation-Linked Inc Fund Mutual Fund - 152,798 Shares$1.4M$1.2M0.6%
Nuveen S&P 500 Buy-Write Inc Mutual Fund - 86,394 Shares$1.1M$1.2M0.6%
iShares 0-5 Year TIPS Bond ETF Mutual Fund - 11,534 Shares$1.1M$1.2M0.6%
Cohen & Steers Real Estate Securities I Mutual Fund - 66,868.238 Shares$1.0M$1.2M0.6%
US Treasury STRIPS 0.000% Due 02-15-41 Government and Agency Securities$1.1M$1.0M0.5%
Nvidia Corp Common Stock - 7,500 Shares$298K$1.0M0.5%
US Treasury Note/Bond 4.500% Due 11-15-33 Government and Agency Securities$1.0M$996K0.5%
Guggenheim Active Allocation Common Stock - 66,283 Shares$958K$986K0.5%
US Treasury Note/Bond 4.125% Due 11-15-32 Government and Agency Securities$997K$976K0.5%
Invesco Ftse Rafi Us 1500 Sm Mutual Fund - 23,290 Shares$755K$969K0.5%
US Treasury Note/Bond 2.750% Due 04-30-27 Government and Agency Securities$956K$967K0.5%
United States Treas Nts 3.250% Due 06-30-29 Government and Agency Securities$957K$955K0.5%
Invesco International Divide Mutual Fund - 51,554 Shares$877K$944K0.5%
Vanguard FTSE Emerging Market Mutual Fund - 21,368 Shares$860K$941K0.5%
TVA Note 5.375% Due 04-01-56 Government and Agency Securities$1.1M$930K0.5%
FFCB Note 2.580% Due 03-15-41 Government and Agency Securities$969K$915K0.5%
BlackRock Floating Rate Income Trust Mutual Fund - 70,660 Shares$812K$909K0.5%
NYLI MacKay High Yield Corporate Bond I Mutual Fund - 167,140.881 Shares$830K$869K0.5%
PIMCO Income Instl Mutual Fund - 75,572.489 Shares$797K$795K0.4%
Artisan Intl Sm/Mid-Adv Mutual Fund - 44,544.742 Shares$729K$766K0.4%
Eaton Vance Tx-Man Global Buy-Write Opp Fd Mutual Fund - 85,142 Shares$679K$717K0.4%
BlackRock Taxable Municipal Bond Trust Mutual Fund - 43,891 Shares$789K$708K0.4%
NYLI MacKay Convertible I Mutual Fund - 37,349.852 Shares$673K$699K0.4%
First Eagle Gold I Mutual Fund - 26,321 Shares$609K$690K0.4%
Invesco Buyback Achievers Et Mutual Fund - 5,917 Shares$515K$681K0.4%
Intl Business Machines Inc Common Stock - 3,064 Shares$449K$674K0.4%
First Trust Exchanging Traded Fd VIII FT Energy Inc Mutual Fund - 33,862 Shares$522K$660K0.3%
Nuveen Floating Rate Income Mutual Fund - 73,751 Shares$606K$658K0.3%
Amphenol Cl A Common Stock - 9,338 Shares$375K$649K0.3%
iShares Core U.S. Aggregate Bond ETF Mutual Fund - 6,614 Shares$657K$641K0.3%
State ST Inst TR PI MM-Inst Mutual Fund$641K$641K0.3%
Eaton Vance Tax - Managed Dive Mutual Fund - 42,273 Shares$484K$632K0.3%
Nbrgr Brmn Nex Gen Connect Common Stock - 48,694 Shares$518K$620K0.3%
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust Mutual Fund - 39,099 Shares$637K$594K0.3%
Cohen & Steers Qty Ry Mutual Fund - 48,402 Shares$601K$592K0.3%
MSPBNA Preferred Savings-NM CD and Cash Equivalents$590K$590K0.3%
FFCB Note 3.050% Due 02-17-37 Government and Agency Securities$572K$570K0.3%
Amazon Com Inc Common Stock - 2,500 Shares$307K$548K0.3%
Bae Systems Plc Spon Adr (baes.Y) Common Stock - 9,460 Shares$454K$541K0.3%
SPDR Citi International Gov Inflation Protected Bond ETF Mutual Fund - 14,614 Shares$625K$529K0.3%
Eaton Vance T/M Buy - WR IN Mutual Fund - 34,886 Shares$481K$523K0.3%
US Treasury Note/Bond 4.625% Due 03-15-26 Government and Agency Securities$496K$502K0.3%
US Treasury Note/Bond 1.750% Due 03-15-25 Government and Agency Securities$476K$497K0.3%
iShares GNMA Bond ETF Mutual Fund - 11,571 Shares$503K$497K0.3%
Transdigm Group Inc Common Stock - 391 Shares$314K$496K0.3%
Vaneck Semiconductor ETF Mutual Fund - 2,032 Shares$237K$492K0.3%
Global X Fds NASDAQ 100 Cover Mutual Fund - 26,892 Shares$441K$490K0.3%
Guggenheim Strategic Opp Fund Mutual Fund - 32,000 Shares$384K$488K0.3%
Republic Svcs Inc Common Stock - 2,402 Shares$350K$483K0.3%
Pimco Emerging Markets Bond I-2 Mutual Fund - 56,510.895 Shares$417K$478K0.2%
Alphabet Inc CL C Common Stock - 2,500 Shares$311K$476K0.2%
First Citizens Bancshares Inc Cl A Common Stock - 224 Shares$347K$473K0.2%
Swiss Helvetia Fund Common Stock - 62,934 Shares$491K$471K0.2%
Goldman Sachs Intl Sm Cp Insights Instl Mutual Fund - 37,428.496 Shares$421K$459K0.2%
Invesco Senior Income Trust Mutual Fund - 112,645 Shares$433K$445K0.2%
Eaton Corp PLC Common Stock - 1,282 Shares$203K$425K0.2%
Microsoft Corporation Common Stock - 1,000 Shares$333K$422K0.2%
Entergy Corp Common Stock - 5,524 Shares$323K$419K0.2%
Invesco Floating Rate ESG Fund Y Mutual Fund - 62,434 Shares$422K$418K0.2%
MFS® Emerging Markets Debt I Mutual Fund - 34,969 Shares$411K$417K0.2%
Mastercard Inc A Common Stock - 782 Shares$355K$412K0.2%
Costco Wholesale Corp-New Common Stock - 447 Shares$279K$410K0.2%
Mr Cooper Group Inc Common Stock - 4,232 Shares$200K$406K0.2%
Rio Tinto PLC ADR Common Stock - 6,796 Shares$480K$400K0.2%
BlackRock Health Sciences Trust Mutual Fund - 10,527 Shares$472K$399K0.2%
General Dynamics Corp Common Stock - 1,500 Shares$371K$395K0.2%
Linde PLC Common Stock - 932 Shares$350K$390K0.2%
Eli Lilly & Company Common Stock - 500 Shares$218K$386K0.2%
Cheniere Energy Inc Common Stock - 1,790 Shares$292K$385K0.2%
CASH, MONEY FUNDS AND CERTIFICATES OF DEPOSIT ("CD") MSBNA Preferred Savings-NM CD and Cash Equivalents$372K$372K0.2%
Nextera Energy Inc Common Stock - 5,165 Shares$436K$370K0.2%
Valero Energy Corp New Common Stock - 3,007 Shares$365K$369K0.2%
Nuveen Taxable Municipal Income Fund Mutual Fund - 23,321 Shares$375K$349K0.2%
SPDR Biotech ETF Mutual Fund - 3,834 Shares$354K$345K0.2%
BlackRock Health Sciences Term Trust Mutual Fund - 23,695 Shares$376K$341K0.2%
L3Harris Technologies Inc Common Stock - 1,614 Shares$348K$339K0.2%
iShares MSCI India Small-Cap Mutual Fund - 4,386 Shares$276K$335K0.2%
Virtus AlphaSimplex Managed Futures Strategy I Mutual Fund - 38,372 Shares$515K$334K0.2%
Baron Real Estate-Ins Mutual Fund - 8,322.180 Shares$246K$333K0.2%
Accrued Interest (Government Securities) CD and Cash Equivalents$320K$320K0.2%
Thermo Fisher Scientific Inc Common Stock - 595 Shares$333K$310K0.2%
FFCB Note 2.890% Due 12-27-39 Government and Agency Securities$311K$303K0.2%
WEC Energy Group Inc Common Stock - 3,183 Shares$305K$299K0.2%
Invesco Variable Rate Prefer Mutual Fund - 12,000 Shares$270K$290K0.2%
Mcdonalds Corp Common Stock - 1,000 Shares$273K$290K0.2%
Tesla Inc Common Stock - 700 Shares$145K$283K0.1%
iShares MSCI Denmark ETF Mutual Fund - 2,596 Shares$253K$276K0.1%
Ingredion Inc Common Stock - 1,984 Shares$300K$273K0.1%
US Treasury Note/Bond 1.250% Due 09-30-28 Government and Agency Securities$252K$268K0.1%
Templeton Dragon Fund Mutual Fund - 30,355 Shares$318K$258K0.1%
Pacer Developed Markets Inte Mutual Fund - 8,750 Shares$250K$255K0.1%
Wells Fargo Bank Na 3.100% Due 12-11-37 CD and Cash Equivalents$245K$248K0.1%
BlackRock Corporate High Yield Fund Inc Mutual Fund - 25,136 Shares$227K$247K0.1%
Texas Exchange Bank Ssb 3.550% Due 10-22-27 CD and Cash Equivalents$236K$245K0.1%
iShares Biotechnology ETF Mutual Fund - 1,848 Shares$246K$244K0.1%
Jackson Financial Inc CL A Common Stock - 2,691 Shares$149K$234K0.1%
Invesco Taxable Municipal Bo Mutual Fund - 8,316 Shares$220K$217K0.1%
Cohen & Steers Rl Est Opprt Common Stock - 14,263 Shares$203K$211K0.1%
Abbvie Inc Common Stock - 1,162 Shares
Common Stocks
$200K$206K0.1%
WisdomTree EM Small Cap Mutual Fund - 4,212 Shares$187K$206K0.1%
Celtic Bank 3.700% Due 06-15-32 CD and Cash Equivalents$194K$205K0.1%
Teledyne Inc Common Stock - 441 Shares$181K$205K0.1%
American Expr Natl Bk 4.950% Due 03-30-26 CD and Cash Equivalents$200K$202K0.1%
Lyondellbasell Indus A Common Stock - 2,688 Shares$214K$200K0.1%
Home Depot Incorporated Common Stock - 500 Shares$144K$194K0.1%
JPMorgan Chase & Co Common Stock - 801 Shares$150K$192K0.1%
Aberdeen Gold ETF Trust Mutual Fund - 7,660 Shares$131K$192K0.1%
Smucker J. M. Co. New Common Stock - 1,710 Shares$268K$188K<0.1%
Lockheed Martin Corp Common Stock - 360 Shares$175K$175K<0.1%
Morgan Stanley India Development Fund Mutual Fund - 6,500 Shares$151K$164K<0.1%
Canadian Pacific Kansas City Ltd Common Stock - 2,255 Shares$178K$163K<0.1%
Sempra Common Stock - 1,780 Shares$143K$156K<0.1%
FFCB Note 2.940% Due 02-23-32 Government and Agency Securities$164K$155K<0.1%
Unitedhealth Group Inc Common Stock - 300 Shares$148K$152K<0.1%
Wells Fargo Bank Na 3.250% Due 01-24-38 CD and Cash Equivalents$138K$148K<0.1%
PIMCO 1-5 Year US TIPS index ETF Mutual Fund - 2,821 Shares$142K$148K<0.1%
Dell Technologies CL C Common Stock - 1,211 Shares$150K$140K<0.1%
iShares MSCI Switzerland ETF Mutual Fund - 3,010 Shares$128K$138K<0.1%
Gaming and Leisure Properties Inc Common Stock - 2,868 Shares$146K$138K<0.1%
DTE Energy Co Common Stock - 1,126 Shares$132K$136K<0.1%
Government National Mortgage A 2007-44 Ph 6.000% Due 07-20-37 Government and Agency Securities$130K$129K<0.1%
Qualcomm Common Stock - 800 Shares$151K$123K<0.1%
FFCB Note 2.120% Due 06-04-40 Government and Agency Securities$128K$117K<0.1%
FFCB Note 2.040% Due 03-19-40 Government and Agency Securities$124K$113K<0.1%
Asml Holding Nv Common Stock - 160 Shares$148K$111K<0.1%
Eaton-Vance Tax-Adv Dvd Inc Mutual Fund - 4,555 Shares$108K$110K<0.1%
Government National Mortgage A 2005-73 Ph 5.000% Due 09-20-35 Government and Agency Securities$106K$107K<0.1%
Merck & Company Inc Common Stock - 1,000 Shares$111K$99K<0.1%
Chart Industries Inc Common Stock - 520 Shares$100K$99K<0.1%
Discover Bank 2.200% Due 06-08-26 CD and Cash Equivalents$92K$97K<0.1%
Goldman Sachs Bank USA 2.500% Due 02-17-26 CD and Cash Equivalents$91K$96K<0.1%
HSBC Bank USA NA 3.125% Due 11-13-28 CD and Cash Equivalents$91K$96K<0.1%
Clearbridge Energy Midstream Opportunity Fund Inc Mutual Fund - 2,058 Shares$99K$96K<0.1%
Citizens Financial Group Common Stock - 2,179 Shares$100K$95K<0.1%
Honolulu City & Cnty Hi Ser E-Txbl 3.930% Due 10-01-37 Government and Agency Securities$95K$92K<0.1%
Wells Fargo Bank Na 3.250% Due 08-03-37 CD and Cash Equivalents$87K$91K<0.1%
Government National Mortgage A 2009-40 Ad 4.500% Due 06-20-39 Government and Agency Securities$92K$89K<0.1%
Federal Home Loan Note 2.750% Due 02-22-34 Government and Agency Securities$72K$67K<0.1%
Federal Home Loan Note 2.140% Due 02-25-41 Government and Agency Securities$72K$66K<0.1%
US Treasury Note/Bond 6.625% Due 02-15-27 Government and Agency Securities$55K$53K<0.1%
Federated Government Obligations Fund IS (goix.x) Mutual Fund$47K$47K<0.1%
Government National Mortgage A 2008-38 Bg 5.000% Due 05-16-38 Government and Agency Securities$48K$47K<0.1%
American Tower REIT Inc Common Stock - 253 Shares$47K$46K<0.1%
US Treasury Note/Bond 6.000% Due 02-15-26 Government and Agency Securities$43K$42K<0.1%
Government National Mortgage A 2008-69 Pe 5.750% Due 08-20-38 Government and Agency Securities$41K$40K<0.1%
Government National Mortgage A 2009-42 Cd 5.000% Due 06-20-39 Government and Agency Securities$29K$29K<0.1%
US Treasury Inflation Indexed Bond 3.375% Due 04-15-32 Government and Agency Securities$31K$28K<0.1%
Government National Mortgage A 2010-168 Gn 4.500% Due 12-20-40 Government and Agency Securities$28K$27K<0.1%
Government National Mortgage A 2008-55 Pl 5.500% Due 06-20-38 Government and Agency Securities$26K$26K<0.1%
Government National Mortgage A 2008-34 Pg 5.250% Due 04-20-38 Government and Agency Securities$23K$23K<0.1%
Government National Mortgage A 2008-33 Pb 5.500% Due 04-20-38 Government and Agency Securities$22K$21K<0.1%
Government National Mortgage A 2009-47 Lt 5.000% Due 06-20-39 Government and Agency Securities$22K$21K<0.1%
Government National Mortgage A 2007-1 Ba 5.500% Due 01-20-37 Government and Agency Securities$21K$21K<0.1%
Government National Mortgage A 2009-6 Cx 5.000% Due 02-16-39 Government and Agency Securities$22K$20K<0.1%
Government National Mortgage A 2004-15 Ay 5.500% Due 02-20-34 Government and Agency Securities$19K$19K<0.1%
Government National Mortgage A 2008-56 Px 5.500% Due 06-20-38 Government and Agency Securities$17K$17K<0.1%
S&P Dow Jones Index S&P 500 @4500 2/21/25 Mutual Fund$21K$16K<0.1%
Government National Mortgage A 2008-65 Np 6.250% Due 08-20-38 Government and Agency Securities$15K$15K<0.1%
Government National Mortgage A 2012-103 Bl 2.500% Due 08-20-42 Government and Agency Securities$13K$14K<0.1%
Showing top 200 of 225 investments by value.