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Original filing (PDF)20251010142114NAL0004324755001
BOWMAN AND BROOKE LLP
Form 5500
FILING_RECEIVED
BOWMAN AND BROOKE LLP RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
407
Accounts w/ balance
646
Plan assets (EOY)
$194.3M
Net assets (EOY)
$194.3M
How this plan invests
This plan
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOWMAN AND BROOKE LLP.
Plan sponsor
Name
BOWMAN AND BROOKE LLP
EIN
41-1510639
Address
150 SOUTH FIFTH STREET, SUITE 3000 · MINNEAPOLIS, MN · 55402
Phone
(612) 672-3210
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES, LLC | 46-5378846 | — | NONE | $95K | — |
| ALLSTAR FINANCIAL | — | MINNEAPOLIS, MN | NONE | $79K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
14 direct securities· $190.3M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab S&P 500 Index | — | — | — | $46.3M | 23.9% | |
| Various Self-Directed Matrix Accounts | — | — | — | $26.7M | 13.7% | |
| Columbia Dividend Income | — | — | — | $19.4M | 10.0% | |
| Fidelity International Index | — | — | — | $18.2M | 9.4% | |
| Columbia Total Return Bond | — | — | — | $15.8M | 8.1% | |
| PIMCO Income Instl | — | — | — | $15.5M | 8.0% | |
| Standard Insurance Company Stable Asset Fund | — | — | — | $10.3M | 5.3% | |
| Vanguard Group, Inc. Small-Cap Value Index | — | — | — | $9.1M | 4.7% | |
| Fidelity Emerging Markets Idx Instl Prm | — | — | — | $7.3M | 3.7% | |
| Janus Triton Fund Class I | — | — | — | $6.6M | 3.4% | |
| Similar Party Interest, Par or Maturity Value Cost** Value * Various Self-Directed Brokerage Accounts | — | — | — | $5.5M | 2.8% | |
| Goldman Sachs Intl Sm Cp | — | — | — | $4.6M | 2.4% | |
| (see attachment) Baird Aggregate Bond Inst | — | — | — | $4.5M | 2.3% | |
| Participants Participant Loans Rates from 4.00% - 9.25% - | — | — | — | $460K | 0.2% |