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Original filing (PDF)20251015194117NAL0002937139001
HIXSON METAL FINISHING
Form 5500
FILING_RECEIVED
HMF 401(K) PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
108
Accounts w/ balance
113
Plan assets (EOY)
$4.0M
Net assets (EOY)
$4.0M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Retirement Track Moderate Retirement Fund Pooled Separate Account" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HIXSON METAL FINISHING.
Plan sponsor
Name
HIXSON METAL FINISHING
EIN
95-2222470
Address
829 PRODUCTION PL · NEWPORT BEACH, CA · 926632809
Phone
(949) 645-4800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $2K | — |
Investments
20 direct securities · 1 pooled fund· $7.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$4.0M
20 holdings
Pooled Separate Account
$3.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $3.8M | 94.9% | |
| Retirement Track Moderate Retirement Fund Pooled Separate Account | — | — | — | $1.3M | 32.0% | |
| Retirement Track Moderate 2035 Fund Pooled Separate Account | — | — | — | $703K | 17.5% | |
| Retirement Track Moderate 2045 Fund Pooled Separate Account | — | — | — | $627K | 15.6% | |
| Investments * American Century Ultra Fund Pooled Separate Account | — | — | — | $333K | 8.3% | |
| Retirement Track Moderate 2055 Fund Pooled Separate Account | — | — | — | $331K | 8.2% | |
| Fidelity 500 Index Fund Pooled Separate Account | — | — | — | $137K | 3.4% | |
| Fully benefit-responsive investment contract * AUL Stable Value Account Guaranteed Interest Contract | — | — | — | $129K | 3.2% | |
| Putnam Large Cap Value Fund Pooled Separate Account | — | — | — | $114K | 2.9% | |
| Franklin Small Cap Value Fund Pooled Separate Account | — | — | — | $80K | 2.0% | |
| dates from 2025 to 2029 | — | — | — | $65K | 1.6% | |
| Nuveen International Equity Index Fund Pooled Separate Account | — | — | — | $60K | 1.5% | |
| Victory Trivalent International Small-Cap Fund Pooled Separate Account | — | — | — | $58K | 1.4% | |
| iShares Russell 2000 Index Fund Pooled Separate Account | — | — | — | $22K | 0.5% | |
| Retirement Track Moderate 2065 Fund Pooled Separate Account | — | — | — | $21K | 0.5% | |
| MFS Mid Cap Growth Fund Pooled Separate Account | — | — | — | $14K | 0.3% | |
| Federated Hermes MDT Small Cap Growth Fund Pooled Separate Account | — | — | — | $9K | 0.2% | |
| Retirement Track Aggressive 2055 Fund Pooled Separate Account | — | — | — | $7K | 0.2% | |
| Nuveen Lifecycle Index Income Fund Pooled Separate Account | — | — | — | $4K | <0.1% | |
| Fidelity Mid Cap Index Fund Pooled Separate Account | — | — | — | $2K | <0.1% | |
| Lord Abbett High Yield Fund Pooled Separate Account | — | — | — | $2K | <0.1% |
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