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Original filing (PDF)20251015174438NAL0005560801001
UNION HOSPITAL, INC.
Form 5500
FILING_RECEIVED
UNION HEALTH 403(B)RETIREMENT PLAN
403(b) retirement plan
Active participants
3,369
Accounts w/ balance
4,953
Plan assets (EOY)
$232.8M
Net assets (EOY)
$232.8M
How this plan invests
This plan
3 pooled trusts
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 15 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNION HOSPITAL, INC..
Plan sponsor
Name
UNION HOSPITAL, INC.
EIN
35-0876396
Address
1606 NORTH SEVENTH STREET · TERRE HAUTE, IN · 478042780
Phone
(812) 238-7654
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
BLUE & CO., LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INST OPS CO | 04-2647786 | — | RECORDKEEPER | $264K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | RECORDKEEPER | $200 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AXIA ADVISORY CORPORATION | 35-1859469 | — | INVESTMENT ADVISOR | $75K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | CONTACT ADMINISTRATOR | $275 | — |
Investments
65 direct securities · 3 pooled funds· $232.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$214.1M
64 holdings
Mutual Funds
$16.8M
1 holding
Pooled Separate Account
$1.0M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Guggenheim Total Return Bond Fund | — | — | — | $42.0M | 18.0% | |
| Fidelity Large Cap Growth Index | — | — | — | $31.2M | 13.4% | |
| John Hancock JHancock Disciplined Value Mid Cap Fund | — | — | — | $24.8M | 10.6% | |
| Fidelity International Index | — | — | — | $20.0M | 8.6% | |
| ^ Fully Benefit-Responsive Investment Contracts New York Life Insurance Company NYL Guar Int Account | — | — | — | $19.4M | 8.3% | |
| Dimensional DFA US Targeted Value Fund | — | — | — | $17.6M | 7.6% | |
| Driehaus Small Cap Growth Fund Institutional | — | — | — | $16.9M | 7.2% | |
| s * Fidelity Total Market Index | Mutual Funds | — | — | $16.8M | 7.2% | |
| Driehaus International Small Cap Growth Fund | — | — | — | $10.1M | 4.3% | |
| Vanguard Real Estate Index Admiral Fund | — | — | — | $8.8M | 3.8% | |
| Dimensional DFA Emerging Markets Core Equity | — | — | — | $7.4M | 3.2% | |
| TCW Emerging Markets Income Fund | — | — | — | $6.2M | 2.7% | |
| Due through 2034 -0- | — | — | — | $2.9M | 1.2% | |
| Baird Short-Term Bond Institution | — | — | — | $2.5M | 1.1% | |
| Lincoln The Lincoln National Life Insurance Company Fixed Account | — | — | — | $1.1M | 0.5% | |
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $982K | 0.4% | |
| Lincoln LVIP Dimensional U.S. Core Equity 1 | — | — | — | $406K | 0.2% | |
| Lincoln LVIP Blended Large Cap Growth Mngd Volitility | — | — | — | $230K | <0.1% | |
| AUL Fixed Account | — | — | — | $223K | <0.1% | |
| The Hartford The Hartford Life Insurance Comany General Account | — | — | — | $222K | <0.1% | |
| State Street State Street Equity 500 Index Fund | — | — | — | $195K | <0.1% | |
| Lincoln LVIP Macquarie Social Awareness | — | — | — | $185K | <0.1% | |
| Alger Large Cap Growth Fund | — | — | — | $176K | <0.1% | |
| Money market funds * Fidelity Government Cash Reserve | — | — | — | $158K | <0.1% | |
| Fidelity VIP Growth Fund | — | — | — | $153K | <0.1% | |
| T. Rowe Price T. Rowe Price Equity-Income Fund | — | — | — | $127K | <0.1% | |
| Fidelity VIP Contrafund | — | — | — | $125K | <0.1% | |
| American Funds American Funds Growth | — | — | — | $118K | <0.1% | |
| Lincoln LVIP Macquarie Mid Cap Value Fund | — | — | — | $97K | <0.1% | |
| Lincoln LVIP Blackrock Dividend Value Mngd Volitility | — | — | — | $79K | <0.1% | |
| Pioneer Equity Income Y | — | — | — | $71K | <0.1% | |
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $66K | <0.1% | |
| Fidelity VIP Contrafund Portfolio | — | — | — | $66K | <0.1% | |
| Lincoln LVIP Macquarie Smid Cap Core Series | — | — | — | $62K | <0.1% | |
| Lincoln LVIP T Rowe Price Structured Mid-Cap | — | — | — | $60K | <0.1% | |
| Lincoln LVIP SSGA S&P 500 Index | — | — | — | $53K | <0.1% | |
| American Century American Century VP Capital Appreciation Fund | — | — | — | $50K | <0.1% | |
| Janus Henderson Jan Hen Global Research Portfolio Inst | — | — | — | $45K | <0.1% | |
| Amundi Pioneer Select Mid Cap Growth Fund | — | — | — | $45K | <0.1% | |
| Fidelity VIP Growth | — | — | — | $38K | <0.1% | |
| Fidelity VIP Equity-Income Fund | — | — | — | $33K | <0.1% | |
| Fidelity VIP High Income Fund | — | — | — | $31K | <0.1% | |
| Lincoln LVIP Blackrock Inflation Protected Bond | — | — | — | $26K | <0.1% | |
| Lincoln LVIP Macquarie Bond | — | — | — | $25K | <0.1% | |
| Janus Henderson Jan Hen Balanced Port S | — | — | — | $20K | <0.1% | |
| Lincoln LVIP Mondrian International Value | — | — | — | $18K | <0.1% | |
| Fidelity VIP Overseas Fund | — | — | — | $16K | <0.1% | |
| Fidelity VIP Asset Manager Fund | — | — | — | $15K | <0.1% | |
| Lincoln LVIP JP Morgan Retirement Income Fund | — | — | — | $14K | <0.1% | |
| Lincoln LVIP Baron Growth Opportunities | — | — | — | $14K | <0.1% | |
| Macquarie Small Cap value | — | — | — | $14K | <0.1% | |
| Alliance Bernstein AB VPS Sustain Global Thematic Port | — | — | — | $13K | <0.1% | |
| American Funds American Funds International | — | — | — | $9K | <0.1% | |
| American Funds American Funds Growth-Income | — | — | — | $6K | <0.1% | |
| Lincoln LVIP T Rowe Price 2030 Fund | — | — | — | $5K | <0.1% | |
| Lincoln LVIP Macquarie Diversified Income | — | — | — | $4K | <0.1% | |
| Lincoln LVIP T Rowe Price 2040 Fund | — | — | — | $3K | <0.1% | |
| Lincoln LVIP SSGA Small-Cap Index | — | — | — | $3K | <0.1% | |
| Lincoln LVIP Global Moderate Allocation Mngd Risk | — | — | — | $3K | <0.1% | |
| Lincoln LVIP Macquarie US REIT Fund | — | — | — | $2K | <0.1% | |
| Calvert VP SRI Mid Cap Growth Portfolio | — | — | — | $2K | <0.1% | |
| Fidelity VIP Freedom Target Date 2035 | — | — | — | $2K | <0.1% | |
| MFS Utilities | — | — | — | $2K | <0.1% | |
| BlackRock Global Allocation | — | — | — | $2K | <0.1% | |
| Lincoln LVIP Vanguard International Equity ETF | — | — | — | $1K | <0.1% | |
| American Century American Century Heritage Fund | — | — | — | $1K | <0.1% | |
| Goldman Sachs Goldmansachs Money Mkt Gvt AD | — | — | — | $1K | <0.1% | |
| LINCOLN SEPARATE ACCOUNT THE LINCOLN NATIONAL LIFE INSURANCE COMPANY · EIN 35-0472300 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |