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Original filing (PDF)20250730110553NAL0002279539001
NEKTAR THERAPEUTICS
Form 5500
FILING_RECEIVED
NEKTAR THERAPEUTICS 401(K) PLAN
401(k) retirement plan
Signals · 2
1 failed disclosure25% in single holding
Active participants
64
Accounts w/ balance
773
Plan assets (EOY)
$143.5M
Net assets (EOY)
$143.5M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Top holding "Fidelity Growth Company K6 Fund 1,085,210 Shares" is 25% of plan.
Helping the score
- Below-peer total fees (3 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEKTAR THERAPEUTICS.
Plan sponsor
Name
NEKTAR THERAPEUTICS
EIN
94-3134940
Address
455 MISSION BAY BLVD SOUTH · SUITE 100 · SAN FRANCISCO, CA · 94158
Phone
(415) 482-5300
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3I · Requires investment in employer securities
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
SENSIBA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $45K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
29 direct securities · 1 pooled fund· $129.8M(90% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$129.8M
29 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Growth Company K6 Fund 1,085,210 Shares | — | — | — | $33.0M | 23.0% | |
| Fidelity Freedom 2040 K6 Fund 1,511,227 Shares | — | — | — | $17.4M | 12.1% | |
| Fidelity Total Market Index Premium Fund 81,198 Shares | — | — | — | $13.1M | 9.1% | |
| Fidelity Freedom 2030 K6 Fund 598,978 Shares | — | — | — | $10.5M | 7.3% | |
| Fidelity Freedom 2050 K6 Fund 594,630 Shares | — | — | — | $8.1M | 5.6% | |
| Fidelity Freedom 2045 K6 Fund 596,856 Shares | — | — | — | $8.0M | 5.6% | |
| Fidelity Freedom 2025 K6 Fund 420,735 Shares | — | — | — | $5.7M | 4.0% | |
| Fidelity Freedom 2055 K6 Fund 284,829 Shares | — | — | — | $4.5M | 3.1% | |
| Investments in Brokerage Link accounts Various investments, including registered * investment companies and common stock | — | — | — | $3.5M | 2.5% | |
| Fidelity Government Money Market Fund 3,471,655 Shares | — | — | — | $3.5M | 2.4% | |
| Fidelity Diversified International K6 Fund 217,718 Shares | — | — | — | $3.1M | 2.1% | |
| Fidelity Low Priced Stock K6 Fund 203,979 Shares | — | — | — | $3.0M | 2.1% | |
| Fidelity Freedom 2020 K6 Fund 198,003 Shares | — | — | — | $2.8M | 2.0% | |
| JPMorgan Equity Income R6 Fund 108,891 Shares | — | — | — | $2.6M | 1.8% | |
| Baird Core Plus Institutional Fund 193,638 Shares | — | — | — | $1.9M | 1.4% | |
| Fidelity International Index 36,432 Shares | — | — | — | $1.7M | 1.2% | |
| T. Rowe Price Small-Cap Value Fund 32,846 Shares | — | — | — | $1.7M | 1.2% | |
| Fidelity Small-Cap Index Fund 36,630 Shares | — | — | — | $1.0M | 0.7% | |
| Fidelity Freedom 2060 K6 Fund 67,611 Shares | — | — | — | $979K | 0.7% | |
| Fidelity Freedom 2015 K6 Fund 65,724 Shares | — | — | — | $745K | 0.5% | |
| Cash in Brokerage Link accounts - | — | — | — | $701K | 0.5% | |
| Fidelity Freedom Income K6 Fund 63,342 Shares | — | — | — | $667K | 0.5% | |
| Fidelity U.S. Bond Index Fund 60,595 Shares | — | — | — | $619K | 0.4% | |
| Vanguard Short-Term Inflation-Protected Securities Index Fund 14,577 Shares | — | — | — | $354K | 0.2% | |
| Outstanding Loan Balance Interest Rates of 5.25% to 10.50%, - | — | — | — | $269K | 0.2% | |
| Fidelity Freedom 2065 K6 Fund 10,377 Shares | — | — | — | $137K | <0.1% | |
| Certificates of deposit in Brokerage Link accounts | — | — | — | $120K | <0.1% | |
| Nektar Therapeutics, Inc. 65,803 Shares | — | — | $842K | $61K | <0.1% | |
| Conestoga Small Cap Fund 156 Shares | — | — | — | $12K | <0.1% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $0 | <0.1% |