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Original filing (PDF)20251007114634NAL0002434611001
INTEVAC, INC.
Form 5500
FILING_RECEIVED
INTEVAC, INC. 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
51
Accounts w/ balance
224
Plan assets (EOY)
$44.4M
Net assets (EOY)
$44.4M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INTEVAC, INC..
Plan sponsor
Name
INTEVAC, INC.
EIN
94-3125814
Address
3560 BASSETT STREET · SANTA CLARA, CA · 95054
Phone
(408) 496-2837
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
AUDIT AND TAX SOLUTIONS CPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $41K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
32 direct securities· $44.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Morgan Stanley Inst Growth Mutual fund | — | — | — | $6.4M | 14.4% | |
| Key Guaranteed Portfolio Fund Guaranteed Investment Contract | — | — | — | $4.6M | 10.4% | |
| AB Large Cap Growth Mutual fund | — | — | — | $4.5M | 10.2% | |
| Ishares S&P 500 Index Mutual fund | — | — | — | $4.0M | 9.0% | |
| American Funds 2020 Trgt Date Retire Mutual fund | — | — | — | $3.3M | 7.5% | |
| American Funds 2030 Trgt Date Retire Mutual fund | — | — | — | $3.0M | 6.7% | |
| Putnam Large Cap Value Mutual fund | — | — | — | $2.8M | 6.3% | |
| American Funds 2040 Trgt Date Retire Mutual fund | — | — | — | $2.3M | 5.3% | |
| American Funds Washington Mutual fund | — | — | — | $2.1M | 4.7% | |
| Ishares Russell 2000 Small Cap Index Mutual fund | — | — | — | $1.9M | 4.3% | |
| Pgim Total Return Bond Mutual fund | — | — | — | $1.1M | 2.4% | |
| American Funds 2050 Trgt Date Retire Mutual fund | — | — | — | $997K | 2.2% | |
| Allspring Diversified Capital Build Inst Mutual fund | — | — | — | $899K | 2.0% | |
| Loomis Sayles Investment Grade Bond Mutual fund | — | — | — | $895K | 2.0% | |
| MFS Intl Diversification Mutual fund | — | — | — | $883K | 2.0% | |
| AB Discovery Growth Mutual fund | — | — | — | $846K | 1.9% | |
| Cohen & Steers Real Estate Securities Mutual fund | — | — | — | $782K | 1.8% | |
| American Funds 2025 Trgt Date Retire Mutual fund | — | — | — | $552K | 1.2% | |
| Blackrock Inflation Protected Bond Mutual fund | — | — | — | $431K | 1.0% | |
| Ishares Russell Mid Cap Index Mutual fund | — | — | — | $416K | 0.9% | |
| American Funds EuroPacific Gr Mutual fund | — | — | — | $398K | 0.9% | |
| American Funds 2035 Trgt Date Retire Mutual fund | — | — | — | $320K | 0.7% | |
| American Funds 2060 Trgt Date Retire Mutual fund | — | — | — | $200K | 0.5% | |
| Participant loans 11 loans; 4.25-9.50% | — | — | — | $152K | 0.3% | |
| American Funds 2045 Trgt Date Retire Mutual fund | — | — | — | $124K | 0.3% | |
| Invesco Intl Bond Mutual fund | — | — | — | $117K | 0.3% | |
| Blackrock Emerging Mkts Instl Mutual fund | — | — | — | $92K | 0.2% | |
| AB High Income Mutual fund | — | — | — | $67K | 0.2% | |
| American Funds 2010 Trgt Date Retire Mutual fund | — | — | — | $50K | 0.1% | |
| American Funds 2055 Trgt Date Retire Mutual fund | — | — | — | $49K | 0.1% | |
| Janus Henderson Global Equity Income Mutual fund | — | — | — | $29K | <0.1% | |
| Blackrock Gnma Instl Mutual fund | — | — | — | $3K | <0.1% |
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