Andrew Bothman signed Robert A. Bothman, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Robert A. Bothman, Inc.'s EIN is 94-2549328.
Download the official 2024 Form 5500 (PDF) for Robert A. Bothman, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Robert A. Bothman, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA), life insurance.
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $38K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Fidelity 500 Index | Common Collective Trusts | — | — | $4.8M | 21.7% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 000 | Common Collective Trust | — | — | $2.5M | 11.4% | |
| T. Rowe Price Growth Stock I | Other securities | — | — | $2.2M | 10.1% | |
| Vanguard Total Intl Stock Index Admiral | Mutual Funds | — | — | $2.0M | 9.3% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.9M | 8.7% | |
| Putnam Income Y | Mutual Funds | — | — | $947K | 4.3% | |
| Vanguard Mid Cap Index Adm | Mutual Funds | — | — | $857K | 3.9% | |
| Vanguard Small Cap Index Fund - Admiral | Common Collective Trusts | — | — | $821K | 3.7% | |
| Columbia Select Mid Cap Value Instl 3 | Other securities | — | — | $640K | 2.9% | |
| Goldman Sachs Intl Small Cap Growth Insights Instl | Other securities | — | — | $623K | 2.8% | |
| Cohen & Steers Real Estate Securities I | Other securities | — | — | $573K | 2.6% | |
| American Century Strategic Allocation: MOD R6 | Other securities | — | — | $534K | 2.4% | |
| Schwab Self-Directed Brokerage Accounts | Self-Directed Brokerage | — | — | $446K | 2.0% | |
| Empower T. Rowe Price Mid Cap Growth Inst | Other securities | — | — | $413K | 1.9% | |
| Alliance Bernstein Global Bond Z | Other securities | — | — | $390K | 1.8% | |
| Fidelity US Bond Index | Mutual Funds | — | — | $347K | 1.6% | |
| Putnam High Yield Y | Mutual Funds | — | — | $326K | 1.5% | |
| AB US SM CP GR CIT W SERIES FEE CL GREAT GRAY · EIN 38-4116832 / PN 531 | Common Collective Trust | — | — | $316K | 1.4% | |
| Guardian Life Insurance | Other securities | — | — | $230K | 1.0% | |
| Victory Sycamore Small Company Opp R6 | Common Stocks | — | — | $194K | 0.9% | |
| Putnam Dynamic Asset Allocation Growth Y | Mutual Funds | — | — | $187K | 0.9% | |
| JP Morgan Investor Conservative Growth R6 | Other securities | — | — | $186K | 0.8% | |
| Vanguard Small Cap Growth Index Admiral | Mutual Funds | — | — | $142K | 0.6% | |
| Vanguard Small Cap Value Index Admiral | Mutual Funds | — | — | $112K | 0.5% | |
| November 2025 to November 2029. - | Other securities | — | — | $99K | 0.5% | |
| Allspring Precious Metals Institutional | Other securities | — | — | $78K | 0.4% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHNSTON GREMAUX & ROSSI LLP | — | PLEASANT HILLS, CA | AUDITOR | $96 | — |
