How big is Phoenix American Incorporated's plan?

Phoenix American Incorporated's plan reported $26.1M in assets and 76 participants for 2024.

Original filing (PDF)20260313135014NAL0007634001001

Phoenix American Incorporated

Name: Phoenix American Incorporated — Phoenix American, Form 5500 (2024)
Creator: Phoenix American Incorporated
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Phoenix American Incorporated 401(k) Plan

401(k) retirement plan · Phoenix American Incorporated's Phoenix American Incorporated 401(k) Plan held $26.1M in plan assets for 76 participants in 2024, with Fidelity as recordkeeper.

Signals · 3

Late participant contributionsHigh average account balanceSelf-directed brokerage offered

Active participants

Accounts w/ balance

112

Plan assets (EOY)

$26.1M

Net assets (EOY)

$26.1M

People on this filing

Christy Brassfield signed Phoenix American Incorporated's 2024 Form 5500 as plan administrator.

Christy Brassfield — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Phoenix American Incorporated's EIN is 94-2191861.

EIN 94-2191861

Plan number 002

Plan year 2024

ACK ID 20260313135014NAL0007634001001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Phoenix American Incorporated from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Phoenix American Incorporated's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for PHOENIX AMERICAN INCORPORATED.

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 632K (68% of contributions).
Bottom-decile employer contributions per participant (3rd percentile).

Helping the score

Below-peer total plan cost (93rd percentile).
High average account balance (98th percentile).

Plan sponsor

Name

PHOENIX AMERICAN INCORPORATED

EIN

all filings

Address

125 EAST SIR FRANCIS DRAKE BLVD · #301 · LARKSPUR, CA · 94939

Phone

(415) 485-4500

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-06-01

Tax period

2025-05-31

Filed

2026-03-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

Audit & trust (Schedule H)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$1K	—

Investments

32 direct securities· $26.1M(100% of reported assets)

Mutual Funds

$14.5M

18 holdings

Self-Directed Brokerage

$4.2M

1 holding

Common Collective Trusts

$4.0M

5 holdings

Other securities

$3.2M

6 holdings

Common Stocks

$180K

1 holding

Cash / Money Market

$3K

1 holding

					% of plan
Fidelity Contrafund Mutual fund	Mutual Funds	—	—	$5.7M	21.8%
Fidelity Brokerage Link Account Self-directed Brokerage Accounts	Self-Directed Brokerage	—	—	$4.2M	16.1%
Fidelity 500 Index Fund Mutual fund	Common Collective Trusts	—	—	$2.6M	9.9%
Fidelity Freedom 2035 Fund Mutual fund	Mutual Funds	—	—	$2.1M	8.0%
Fidelity Worldwide Fund Mutual fund	Mutual Funds	—	—	$1.7M	6.6%
Fidelity Value Fund Mutual fund	Mutual Funds	—	—	$1.1M	4.1%
Wells Fargo Discovery Adm Fund Mutual fund	Other securities	—	—	$1.1M	4.1%
Columbia Dividend Income Fund Mutual fund	Other securities	—	—	$1.0M	3.9%
Fidelity Freedom 2030 Fund Mutual fund	Mutual Funds	—	—	$966K	3.7%
PIMCO Total Return Fund Mutual fund	Mutual Funds	—	—	$766K	2.9%
Harbor Capital Appreciation Fund Mutual fund	Other securities	—	—	$631K	2.4%
Fidelity Government Money Market Fund Mutual fund	Mutual Funds	—	—	$583K	2.2%
Fidelity Mid-Cap Index Fund Mutual fund	Common Collective Trusts	—	—	$548K	2.1%
Fidelity Small-Cap Index Fund Mutual fund	Common Collective Trusts	—	—	$536K	2.1%
Fidelity Freedom 2040 Fund Mutual fund	Mutual Funds	—	—	$458K	1.8%
Baron Small-Cap Fund Mutual fund	Other securities	—	—	$395K	1.5%
Fidelity Freedom 2045 Fund Mutual fund	Mutual Funds	—	—	$308K	1.2%
Fidelity US Bond Index Fund Mutual fund	Common Collective Trusts	—	—	$233K	0.9%
Victory Sycamore Small Company Opportunity Fund Mutual fund	Common Stocks	—	—	$180K	0.7%
Fidelity Freedom 2020 Fund Mutual fund	Mutual Funds	—	—	$150K	0.6%
Fidelity Freedom 2025 Fund Mutual fund	Mutual Funds	—	—	$149K	0.6%
Fidelity International Index Fund Mutual fund	Common Collective Trusts	—	—	$147K	0.6%
Notes receivable from participants through June 2032 -	Other securities	—	—	$122K	0.5%
Fidelity Freedom 2060 Fund Mutual fund	Mutual Funds	—	—	$121K	0.5%
Fidelity Freedom 2010 Fund Mutual fund	Mutual Funds	—	—	$113K	0.4%
Fidelity Freedom 2050 Fund Mutual fund	Mutual Funds	—	—	$102K	0.4%
Fidelity Freedom 2055 Fund Mutual fund	Mutual Funds	—	—	$96K	0.4%
Fidelity International Discovery Fund Mutual fund	Mutual Funds	—	—	$27K	0.1%
Fidelity Freedom 2015 Fund Mutual fund	Mutual Funds	—	—	$22K	<0.1%
Fidelity Freedom Income Fund Mutual fund	Mutual Funds	—	—	$18K	<0.1%
Baird Short Term Investment Fund Mutual fund	Cash / Money Market	—	—	$3K	<0.1%
included: Corrected VFCP Correction in VFCP	Other securities	—	$629K	$3K	<0.1%