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Original filing (PDF)20251015150853NAL0004949281001
ALDEA INC.
Form 5500
FILING_RECEIVED
ALDEA INC. 403B PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
121
Accounts w/ balance
168
Plan assets (EOY)
$7.9M
Net assets (EOY)
$7.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALDEA INC..
Plan sponsor
Name
ALDEA INC.
EIN
94-2159248
Address
2310 FIRST STREET · NAPA, CA · 94559
Phone
(707) 224-8266
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $2K | — |
| MUTUAL OF AMERICA LIFE INSURANCE CO | 13-1614399 | — | NONE | $167 | — |
Investments
48 direct securities · 2 pooled funds· $15.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$7.9M
48 holdings
Pooled Separate Account
$7.4M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $7.1M | 90.7% | |
| American Funds American Balanced Fund R6 | — | — | — | $819K | 10.4% | |
| Fidelity 500 Index | — | — | — | $758K | 9.6% | |
| Nuveen Lifecycle Index 2045 Fund | — | — | — | $723K | 9.2% | |
| Nuveen Lifecycle Index 2050 Fund | — | — | — | $634K | 8.0% | |
| Nuveen Lifecycle Index 2030 Fund | — | — | — | $571K | 7.2% | |
| Nuveen Lifecycle Index 2025 Fund | — | — | — | $534K | 6.8% | |
| Nuveen Lifecycle Index 2035 Fund | — | — | — | $493K | 6.3% | |
| AUL Stable Value Account | — | — | — | $443K | 5.6% | |
| Nuveen Lifecycle Index 2055 Fund | — | — | — | $419K | 5.3% | |
| Nuveen Lifecycle Index 2040 Fund | — | — | — | $386K | 4.9% | |
| Nuveen Lifecycle Index 2060 Fund | — | — | — | $286K | 3.6% | |
| Vanguard Equity-Income Fund Admiral Fund | — | — | — | $226K | 2.9% | |
| SEPARATE ACCOUNT NUMBER 2 MUTUAL OF AMERICA LIFE INSURANCE COMPANY · EIN 13-1614399 / PN 000 | Pooled Separate Account | — | — | $225K | 2.8% | |
| MFS Intl Growth R6 | — | — | — | $219K | 2.8% | |
| DFA Investment Fund Grade I Fund | — | — | — | $185K | 2.4% | |
| Amercent Ultra R6 | — | — | — | $176K | 2.2% | |
| JPMorgan Mid Cap Growth R6 | — | — | — | $156K | 2.0% | |
| Vanguard Explorer Fund Admiral Fund | — | — | — | $141K | 1.8% | |
| DFA US Targeted Val I | — | — | — | $87K | 1.1% | |
| Victory Sycamore Established Value Fund R6 Fund | — | — | — | $66K | 0.8% | |
| American Funds New Perspective Fund R6 | — | — | — | $56K | 0.7% | |
| Vanguard Mid Cap Index Fund Admiral Fund | — | — | — | $56K | 0.7% | |
| T. Rowe Price Blue Chip Growth Portfolio Fund | — | — | — | $55K | 0.7% | |
| American Century VP Capital Appreciation Fund | — | — | — | $48K | 0.6% | |
| Nuveen Lifecycle Index 2065 Fund | — | — | — | $44K | 0.6% | |
| Notes receivable from participants | — | — | — | $41K | 0.5% | |
| Vanguard Small Cap Index Fund Admiral Fund | — | — | — | $36K | 0.5% | |
| Calvert US Large-Cap Core Responsible Index Fund | — | — | — | $33K | 0.4% | |
| Nuveen Lifecycle Index 2020 Fund | — | — | — | $30K | 0.4% | |
| Mutual of America Interest Accumulation | — | — | — | $29K | 0.4% | |
| Mutual of America Balanced Fund | — | — | — | $20K | 0.3% | |
| Fidelity VIP Contrafund Portfolio Fund | — | — | — | $20K | 0.3% | |
| Vanguard VIF Real Estate Index Portfolio Fund | — | — | — | $19K | 0.2% | |
| Mutual of America All America Fund | — | — | — | $17K | 0.2% | |
| DWS Capital Growth VIP Fund | — | — | — | $13K | 0.2% | |
| Mutual of America Mid-Cap Equity Index Fund | — | — | — | $9K | 0.1% | |
| Cohen Steers Real Est Sec Z | — | — | — | $8K | <0.1% | |
| Mutual of America Clear Passage 2030 Fund | — | — | — | $5K | <0.1% | |
| Vanguard VIF International Portfolio Fund | — | — | — | $4K | <0.1% | |
| PGIM High-Yield Q Fund | — | — | — | $3K | <0.1% | |
| Mutual of America Clear Passage 2035 Fund | — | — | — | $3K | <0.1% | |
| Mutual of America Money Market Fund | — | — | — | $2K | <0.1% | |
| Mutual of America Small Cap Growth Fund | — | — | — | $2K | <0.1% | |
| Mutual of America Small Cap Value Fund | — | — | — | $2K | <0.1% | |
| Mutual of America Core Bond Fund | — | — | — | $2K | <0.1% | |
| Mutual of America Equity Index Fund | — | — | — | $1K | <0.1% | |
| Mutual of America Aggressive Allocation Fund | — | — | — | $916 | <0.1% | |
| Mutual of America Moderate Allocation Fund | — | — | — | $775 | <0.1% | |
| Mutual of America Conservative Allocation Fund | — | — | — | $551 | <0.1% |
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