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Original filing (PDF)20251014182533NAL0003562849001
HM CLAUSE, INC.
Form 5500
FILING_RECEIVED
HM/FM RETIREMENT PLAN
Defined-benefit pension plan
Signals · 1
27% in single holding
Active participants
77
Accounts w/ balance
—
Plan assets (EOY)
$60.4M
Net assets (EOY)
$60.4M
How this plan invests
This plan
7 pooled trusts
Schedule D
6 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Prudential Long Duration Bond/IR&M Fund" is 27% of plan.
- 35 bps in Schedule C fees — 117% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HM CLAUSE, INC..
Plan sponsor
Name
HM CLAUSE, INC.
EIN
94-1695235
Address
260 COUSTEAU PLACE · SUITE 210 · DAVIS, CA · 95618
Phone
(530) 747-3726
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | — | NONE | $204K | — |
| NWK GROUP INC | 20-2154904 | — | NONE | $6K | — |
Investments
7 pooled funds· $60.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$54.1M
6 holdings
Common Collective Trust
$6.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LONG DURATION BOND/IR&M FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 537 | Pooled Separate Account | — | $16.1M | $16.1M | 26.7% | |
| PRU LONG CORPORATE BOND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 714 | Pooled Separate Account | — | $14.5M | $14.5M | 24.1% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | $12.0M | $12.0M | 19.9% | |
| CORE BOND ENHANCED INDEX/PGIM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 036 | Pooled Separate Account | — | $7.6M | $7.6M | 12.6% | |
| FIAM 8-10 YEAR CORPORATE BOND FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY · EIN 20-4659714 / PN 155 | Common Collective Trust | — | $6.3M | $6.4M | 10.5% | |
| PRUDENTIAL SHORT-TERM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 041 | Pooled Separate Account | — | $3.8M | $3.8M | 6.2% | |
| LARGE CAP GROWTH/JPMORGAN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $0 | <0.1% |
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