How big is Oaks Club ROOM's plan?

Oaks Club ROOM's plan reported $26.5M in assets and 165 participants for 2024.

Original filing (PDF)20251009163918NAL0006916353001

Oaks Club ROOM

Name: Oaks Club ROOM — Oaks 401(k) Plan and Trust, Form 5500 (2024)
Creator: Oaks Club ROOM
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Oaks 401(k) Plan and Trust

401(k) retirement plan · Oaks Club ROOM's Oaks 401(k) Plan and Trust held $26.5M in plan assets for 165 participants in 2024, with Fidelity as recordkeeper.

Signals · 1

32% in single holding

Active participants

165

Accounts w/ balance

194

Plan assets (EOY)

$26.5M

Net assets (EOY)

$26.5M

People on this filing

Warren TAI signed Oaks Club ROOM's 2024 Form 5500 as plan administrator.

Warren TAI — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Oaks Club ROOM's EIN is 94-1194137.

EIN 94-1194137

Plan number 001

Plan year 2024

ACK ID 20251009163918NAL0006916353001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Oaks Club ROOM from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Oaks Club ROOM's plan includes a default investment (QDIA), a self-directed brokerage window, a 401(k) feature, profit-sharing, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OAKS CLUB ROOM.

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How this plan invests

This plan

130 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Bottom-decile employer contributions per participant (8th percentile).

Helping the score

Below-peer total plan cost (95th percentile).
High average account balance (86th percentile).

Plan sponsor

Name

OAKS CLUB ROOM

EIN

all filings

Address

4097 SAN PABLO AVENUE · EMERYVILLE, CA · 94608

Phone

(510) 653-4456

Industry

Arts, Entertainment, Recreation

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

2J · 401(k) feature

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$2K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LPL FINANCIAL LLC	04-3046611	—	ADVISOR	$0	—

Investments

130 direct securities· $17.3M(65% of reported assets)

Other securities

$8.6M

20 holdings

Common Collective Trusts

$6.7M

3 holdings

Common Stocks

$1.6M

103 holdings

Mutual Funds

$412K

4 holdings

					% of plan
IS S&P 500 IDX A	Common Collective Trusts	—	$3.4M	$5.5M	20.7%
COL CONTRARN CORE A	Other securities	—	$4.0M	$5.1M	19.2%
BROKERAGELINK SEE DETAIL OF BROKERAGELINK ASSETS ATTACHED	Other securities	—	$2.3M	$2.4M	9.1%
COL MID CAP IDX A	Common Collective Trusts	—	$1.3M	$1.2M	4.4%
HARBOR CAP APP ADM	Other securities	—	$339K	$426K	1.6%
316067107 *** FIDELITY CASH RESERVES	Mutual Funds	—	$1	$351K	1.3%
OUTSTANDING LOAN BALANCE	Other securities	—	—	$296K	1.1%
959802109 WESTERN UN CO COM	Common Stocks	—	$11	$160K	0.6%
759187HC4 REGIONS BK BIRMINGHAM ALA CD	Other securities	—	$1	$150K	0.6%
67066G104 NVIDIA CORP NFS LLC IS A MARKET	Common Stocks	—	$134	$99K	0.4%
69608A108 PALANTIR TECHNOLOGIES INC CL	Common Stocks	—	$76	$91K	0.3%
594972408 MICROSTRATEGY INC C L A NEW NFS LLC IS A	Common Stocks	—	$290	$79K	0.3%
375558103 GILEAD SCIENCES INC	Common Stocks	—	$92	$55K	0.2%
J H MID CAP VAL S	Other securities	—	$60K	$54K	0.2%
VICTORY S SM CO OP A	Common Stocks	—	$52K	$53K	0.2%
11135F101 BROADCOM INC COM	Common Stocks	—	$232	$50K	0.2%
72919P202 PLUG PWR INC COM NEW	Common Stocks	—	$2	$49K	0.2%
62914V106 NIO INC ADS EACH REP 1 ORD SHS	Common Stocks	—	$4	$49K	0.2%
713448108 PEPSICO INC NFS IS A SPECIALIST	Common Stocks	—	$152	$48K	0.2%
717081103 PFIZER INC NFS IS A SPECIALIST	Common Stocks	—	$27	$45K	0.2%
595112103 MICRON TECHNOLOGY NFS IS A SPECIALIST	Other securities	—	$84	$42K	0.2%
007903107 ADVANCED MICRO DEVICES INC	Common Stocks	—	$121	$40K	0.2%
316389303 FIDELITY BLUE CHIP GROWTH	Mutual Funds	—	$227	$40K	0.2%
88160R101 TESLA MOTORS INC COM USD0.001	Common Stocks	—	$404	$40K	0.2%
74347X849 PROSHARES TR SHORT 20+ YR TREASURY	Other securities	—	$25	$38K	0.1%
ABF LG CAP VAL ADV	Other securities	—	$29K	$28K	0.1%
H17182108 CRISPR THERAPEUTICS AG COM CHF0.03	Common Stocks	—	$39	$27K	0.1%
92556H206 VIACOMCBS INC CL B	Common Stocks	—	$10	$26K	<0.1%
61945C103 MOSAIC CO NEW COM	Common Stocks	—	$25	$25K	<0.1%
02376R102 AMERICAN AIRLINES GROUP INC COM USD1	Common Stocks	—	$17	$24K	<0.1%
33813J106 FISKER INC CL A COM STK	Common Stocks	—	$0	$24K	<0.1%
023135106 AMAZON.COM INC NFS LLC IS A MARKET	Common Stocks	—	$219	$23K	<0.1%
770700102 ROBINHOOD MKTS INC COM CL A	Common Stocks	—	$37	$23K	<0.1%
767292105 RIOT BLOCKCHAIN INC COM	Common Stocks	—	$10	$22K	<0.1%
654110303 NIKOLA CORP COM NEW	Common Stocks	—	$1	$22K	<0.1%
46438F101 ISHARES BITCOIN TR SHS	Common Stocks	—	$53	$21K	<0.1%
26142V105 DRAFTKINGS INC NEW COM CL A	Common Stocks	—	$37	$21K	<0.1%
922908769 VANGUARD INDEX TR VANGUARD TOTAL STK	Mutual Funds	—	$290	$21K	<0.1%
744674300 PUDA COAL INC COM PAR $.001	Common Stocks	—	$0	$20K	<0.1%
260557103 DOW INC COM	Common Stocks	—	$40	$20K	<0.1%
143658300 CARNIVAL CORP PAIRED CTF 1 COM	Common Stocks	—	$25	$20K	<0.1%
02079K305 ALPHABET INC CAP STK CL A	Common Stocks	—	$189	$19K	<0.1%
74347R107 PROSHARES TR ULTRA S&P 500 PROSHARES	Common Collective Trusts	—	$93	$19K	<0.1%
549498103 LUCID GROUP INC COM	Common Stocks	—	$3	$19K	<0.1%
05464C101 AXON ENTERPRISE INC COM	Common Stocks	—	$594	$19K	<0.1%
76954A103 RIVIAN AUTOMOTIVE INC COM CL A	Common Stocks	—	$13	$18K	<0.1%
011642105 ALARM COM HLDGS INC COM	Common Stocks	—	$61	$18K	<0.1%
500255104 KOHLS CORP NFS LLC IS A SPECIAL	Common Stocks	—	$14	$17K	<0.1%
038222105 APPLIED MATERIALS INC	Common Stocks	—	$163	$16K	<0.1%
M98068105 WIX.COM LTD COM ILS0.01	Common Stocks	—	$215	$15K	<0.1%