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Original filing (PDF)20251015161735NAL0002738067001
SANTA CLARA UNIVERSITY
Form 5500
FILING_RECEIVED
SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUITY PLAN
403(b) retirement plan
Active participants
1,835
Accounts w/ balance
2,138
Plan assets (EOY)
$459.6M
Net assets (EOY)
$459.6M
How this plan invests
This plan
1 pooled trust
Schedule D
98 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (0 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SANTA CLARA UNIVERSITY.
Plan sponsor
Name
SANTA CLARA UNIVERSITY
EIN
94-1156617
Address
500 EL CAMINO REAL · SANTA CLARA, CA · 95053
Phone
(408) 554-4392
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INST OPS CO | 04-2647786 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | INVESTMENT ADVISOR | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $600 | — |
Investments
96 direct securities · 1 pooled fund· $457.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$455.4M
96 holdings
Pooled Separate Account
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Traditional Benefit Responsive Annuity Contract, at Contract Value | — | — | — | $50.2M | 10.9% | |
| Fidelity Growth Company K Fund Registered Investment Company | — | — | — | $43.5M | 9.5% | |
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $25.3M | 5.5% | |
| CREF Stock Fund R2 Registered Investment Company | — | — | — | $23.0M | 5.0% | |
| Vanguard Total Stock Market Index Institutional Fund Registered Investment Company | — | — | — | $19.6M | 4.3% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $14.8M | 3.2% | |
| Fidelity Total Market Index Fund Registered Investment Company | — | — | — | $13.4M | 2.9% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $12.6M | 2.7% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $12.2M | 2.7% | |
| CREF Growth Fund R2 Registered Investment Company | — | — | — | $11.9M | 2.6% | |
| CREF Global Equities Fund R2 Registered Investment Company | — | — | — | $11.7M | 2.5% | |
| Vanguard Total International Stock Index Institutional Fund Registered Investment Company | — | — | — | $10.8M | 2.3% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $10.7M | 2.3% | |
| American Funds American Balanced Fund Registered Investment Company | — | — | — | $10.6M | 2.3% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $10.5M | 2.3% | |
| Vanguard Institutional Index Institutional Fund Registered Investment Company | — | — | — | $10.3M | 2.2% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $9.5M | 2.1% | |
| CREF Social Choice Fund R2 Registered Investment Company | — | — | — | $8.6M | 1.9% | |
| Fidelity Government Money Market Premium Fund Registered Investment Company | — | — | — | $8.2M | 1.8% | |
| Vanguard Small Cap Index Institutional Fund Registered Investment Company | — | — | — | $7.7M | 1.7% | |
| Nuveen Large Cap Responsible Equity Fund R6 Registered Investment Company | — | — | — | $5.8M | 1.3% | |
| Vanguard Value Index Fund Institutional Fund Registered Investment Company | — | — | — | $5.5M | 1.2% | |
| CREF Equity Index Fund R2 Registered Investment Company | — | — | — | $5.5M | 1.2% | |
| Hartford Dividend and Growth R5 Fund Registered Investment Company | — | — | — | $5.0M | 1.1% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $5.0M | 1.1% | |
| BrokerageLink Account Mutual funds and Interest-Bearing Cash | — | — | — | $4.8M | 1.0% | |
| Nuveen Money Market Fund Registered Investment Company | — | — | — | $4.4M | 1.0% | |
| Vanguard Total Bond Market Institutional Fund Registered Investment Company | — | — | — | $4.3M | 0.9% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $4.1M | 0.9% | |
| Vanguard Growth Index Fund Institutional Fund Registered Investment Company | — | — | — | $3.9M | 0.8% | |
| Vanguard Total International Stock Index Fund Registered Investment Company | — | — | — | $3.8M | 0.8% | |
| Vanguard Short Term Bond Index Admiral Fund Registered Investment Company | — | — | — | $3.7M | 0.8% | |
| Vanguard Small Cap Index Institutional Fund Registered Investment Company | — | — | — | $3.3M | 0.7% | |
| Fidelity Total Bond Fund Registered Investment Company | — | — | — | $3.3M | 0.7% | |
| Vanguard Mid Cap Index Admiral Fund Registered Investment Company | — | — | — | $3.1M | 0.7% | |
| Vanguard Total Bond Market Index Institutional Fund Registered Investment Company | — | — | — | $3.1M | 0.7% | |
| JPMorgan Mid Cap Growth Fund Registered Investment Company | — | — | — | $3.1M | 0.7% | |
| Vanguard Real Estate Index Admiral Fund Registered Investment Company | — | — | — | $3.0M | 0.7% | |
| Fidelity Overseas K Fund Registered Investment Company | — | — | — | $3.0M | 0.6% | |
| Vanguard Inflation-Protected Securities Admiral Fund Registered Investment Company | — | — | — | $2.9M | 0.6% | |
| Vanguard Emerging Markets Stock Index Admiral Fund Registered Investment Company | — | — | — | $2.9M | 0.6% | |
| Vanguard Mid Cap Index Admiral Fund Registered Investment Company | — | — | — | $2.8M | 0.6% | |
| Fidelity Low Priced Stock K Fund Registered Investment Company | — | — | — | $2.7M | 0.6% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $2.3M | 0.5% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $2.2M | 0.5% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $2.2M | 0.5% | |
| CREF Core Bond Fund R2 Registered Investment Company | — | — | — | $2.1M | 0.5% | |
| Vanguard High-Yield Corporate Admiral Fund Registered Investment Company | — | — | — | $2.0M | 0.4% | |
| Vanguard Balanced Index Institutional Admiral Fund Registered Investment Company | — | — | — | $1.9M | 0.4% | |
| TIAA-CREF REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.8M | 0.4% | |
| Vanguard FTSE Social Index Fund Registered Investment Company | — | — | — | $1.8M | 0.4% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $1.6M | 0.3% | |
| Fidelity Real Estate Investment Fund Registered Investment Company | — | — | — | $1.6M | 0.3% | |
| Vanguard High-Yield Corporate Admiral Fund Registered Investment Company | — | — | — | $1.4M | 0.3% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $1.4M | 0.3% | |
| Vanguard Target Retirement 2070 Fund Registered Investment Company ** 366 Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $1.3M | 0.3% | |
| Vanguard Inflated Protection Admiral Fund Registered Investment Company | — | — | — | $1.1M | 0.2% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $1.1M | 0.2% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $1.1M | 0.2% | |
| Vanguard Emerging Markets Stock Index Admiral Fund Registered Investment Company | — | — | — | $1.1M | 0.2% | |
| Fidelity Small Cap Growth Fund Registered Investment Company | — | — | — | $1.1M | 0.2% | |
| Traditional Non Benefit Responsive Annuity Contract, at Contract Value | — | — | — | $1.1M | 0.2% | |
| Vanguard Intermediate Term Government Bond Index Admiral Fund Registered Investment Company | — | — | — | $1.0M | 0.2% | |
| Vanguard Short-Term Bond Index Admiral Fund Registered Investment Company | — | — | — | $942K | 0.2% | |
| TIAA-CREF Self Directed Account Mutual funds and Interest-Bearing Cash | — | — | — | $941K | 0.2% | |
| Vanguard Real Estate Index Admiral Fund Registered Investment Company | — | — | — | $910K | 0.2% | |
| CREF Inflation-Linked Bond Fund R2 Registered Investment Company | — | — | — | $856K | 0.2% | |
| CREF Money Market Fund R2 Registered Investment Company | — | — | — | $801K | 0.2% | |
| Vanguard Total International Bond Index Admiral Fund Registered Investment Company | — | — | — | $795K | 0.2% | |
| Vanguard Extended Market Index Admiral Fund Registered Investment Company | — | — | — | $794K | 0.2% | |
| Fidelity Emerging Markets K Fund Registered Investment Company | — | — | — | $727K | 0.2% | |
| CREF Stock R1 Registered Investment Company | — | — | — | $704K | 0.2% | |
| DFA International Small Companies Fund Registered Investment Company | — | — | — | $675K | 0.1% | |
| maturing through June 2032 0 | — | — | — | $635K | 0.1% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $465K | 0.1% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $417K | <0.1% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $414K | <0.1% | |
| MetLife Fixed-New Annuity Contract, at Contract Value | — | — | — | $365K | <0.1% | |
| Vanguard Total International Bond Index Admiral Fund Registered Investment Company | — | — | — | $313K | <0.1% | |
| CREF Social Choice R1 Registered Investment Company | — | — | — | $312K | <0.1% | |
| CREF Global Equities R1 Registered Investment Company | — | — | — | $246K | <0.1% | |
| Victory Sycamore Small Company Opportunities I Fund Registered Investment Company | — | — | — | $220K | <0.1% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $109K | <0.1% | |
| CREF Equity Index Fund R1 Registered Investment Company | — | — | — | $73K | <0.1% | |
| CREF Core Bond Fund R1 Registered Investment Company | — | — | — | $72K | <0.1% | |
| CREF Growth Fund R1 Registered Investment Company | — | — | — | $65K | <0.1% | |
| CREF Inflation-Linked Bond Fund R1 Registered Investment Company | — | — | — | $64K | <0.1% | |
| TIAA Access Nuveen International Equity Fund Registered Investment Company | — | — | — | $36K | <0.1% | |
| TIAA Access Nuveen Large Cap Value Fund Registered Investment Company | — | — | — | $27K | <0.1% | |
| TIAA Access Nuveen Real Estate Security Select T4 Fund Registered Investment Company | — | — | — | $22K | <0.1% | |
| TIAA Access Nuveen Quant Small Cap Equity T4 Fund Registered Investment Company | — | — | — | $19K | <0.1% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $15K | <0.1% | |
| Traditional Benefit Responsive 2 Annuity Contract, at Contract Value | — | — | — | $11K | <0.1% | |
| TIAA Access Nuveen Mid Cap Growth Fund Registered Investment Company ** 394 * TIAA Access Nuveen Mid Cap Value T4 Fund Registered Investment Company | — | — | — | $11K | <0.1% | |
| TIAA Access Nuveen Small Cap Blend Index T4 Fund Registered Investment Company | — | — | — | $8K | <0.1% | |
| CREF Money Market Fund R1 Registered Investment Company | — | — | — | $3K | <0.1% | |
| TIAA Access Nuveen Core Plus Bond T4 Fund Registered Investment Company | — | — | — | $2K | <0.1% |