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Original filing (PDF)20251015123116NAL0004537361001
HSI WORKPLACE COMPLIANCE SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
HEALTH AND SAFETY INSTITUTE 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
461
Accounts w/ balance
471
Plan assets (EOY)
$29.3M
Net assets (EOY)
$29.3M
How this plan invests
This plan
5 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 50 bps in Schedule C fees — 74% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HSI WORKPLACE COMPLIANCE SOLUTIONS, INC..
Plan sponsor
Name
HSI WORKPLACE COMPLIANCE SOLUTIONS, INC.
EIN
91-1694268
Address
6136 FRISCO SQUARE BLVD STE. 285 · FRISCO, TX · 75034
Phone
(509) 545-1800
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAC CAPITAL ADVISORS, LLC | 91-1999591 | SEATTLE, WA | INVESTMENT ADVISOR | $93K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT ADMINISTRATION COMPANY | 91-1999591 | SEATTLE, WA | CONTRACT ADMINISTRATOR | $55K | — |
Investments
36 direct securities · 5 pooled funds· $29.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.9M
35 holdings
Common Collective Trust
$12.8M
5 holdings
Mutual Funds
$2.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIRST HILL TRUST CO - BALANCED FIRST HILL TRUST COMPANY · EIN 92-1184769 / PN 001 | Common Collective Trust | — | — | $5.2M | 17.8% | |
| FIRST HILL TRUST CO - AGGRESSIVE FIRST HILL TRUST COMPANY · EIN 88-4335301 / PN 001 | Common Collective Trust | — | — | $2.6M | 8.9% | |
| Fidelity Contra Fund | Mutual Funds | — | — | $2.6M | 8.9% | |
| FIRST HILL TRUST CO - GROWTH FIRST HILL TRUST COMPANY · EIN 88-4335619 / PN 001 | Common Collective Trust | — | — | $2.5M | 8.5% | |
| Vanguard 500 Index Fund | — | — | — | $1.5M | 5.2% | |
| Vanguard Growth Index Fund Admiral | — | — | — | $1.4M | 4.9% | |
| FIRST HILL TRUST CO- MOD CONSERV FIRST HILL TRUST COMPANY · EIN 88-4339263 / PN 001 | Common Collective Trust | — | — | $1.3M | 4.5% | |
| FIRST HILL TRUST CO - CONSERVATIVE FIRST HILL TRUST COMPANY · EIN 92-1172554 / PN 001 | Common Collective Trust | — | — | $1.1M | 3.9% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $980K | 3.3% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $977K | 3.3% | |
| Vanguard Value Index Admiral Fund | — | — | — | $719K | 2.5% | |
| Vanguard Total International Stock Index Admiral Fund | — | — | — | $717K | 2.4% | |
| Vanguard Total Stock Market Index Fund Admiral | — | — | — | $694K | 2.4% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $631K | 2.2% | |
| Columbia Contrarian Core Fund Cl Inst 3 | — | — | — | $613K | 2.1% | |
| JPMorgan Equity Income Fund R6 | — | — | — | $602K | 2.1% | |
| Vanguard Mid-Cap Growth Index Admiral Fund | — | — | — | $447K | 1.5% | |
| American Funds Europacific Growth Fund R6 | — | — | — | $423K | 1.4% | |
| Vanguard Mid-Cap Value Index Admiral Fund | — | — | — | $347K | 1.2% | |
| Participant Loans 4.25% to 9.50% interest rates | — | — | — | $346K | 1.2% | |
| Money Market Fund * Schwab Bank Savings | — | — | — | $337K | 1.2% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $334K | 1.1% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $307K | 1.0% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $295K | 1.0% | |
| Vanguard Total Bond Market Index Admiral Fund | — | — | — | $269K | 0.9% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $252K | 0.9% | |
| AllianceBernstein Global Bond Fund Class Z | — | — | — | $220K | 0.7% | |
| Vanguard Emerging Markets Stock Index Fund Admiral | — | — | — | $194K | 0.7% | |
| Dodge & Cox Income Fund I | — | — | — | $189K | 0.6% | |
| BlackRock High Yield Bond Instl Fund | — | — | — | $163K | 0.6% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $153K | 0.5% | |
| TCW Group MetWest Total Return Bond Fund I | — | — | — | $144K | 0.5% | |
| Vanguard Small Cap Growth Index Admiral Fund | — | — | — | $133K | 0.5% | |
| BlackRock Floating Rate Income Instl Fund | — | — | — | $106K | 0.4% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $102K | 0.3% | |
| JPMorgan Small Cap Value Fund R6 | — | — | — | $85K | 0.3% | |
| Cohen & Steers Realty Shares Fund | — | — | — | $85K | 0.3% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $69K | 0.2% | |
| BlackRock Strategic Income Opportunity Port Instl Fund | — | — | — | $14K | <0.1% | |
| AllianceBernstein Discovery Growth Fund Z | — | — | — | $10K | <0.1% | |
| Cash Non-Interest Bearing Cash Account | — | — | — | $7K | <0.1% |