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Original filing (PDF)20251010134631NAL0004672163001
OWL COMPANIES
Form 5500
FILING_RECEIVED
OWL COMPANIES 401(K) PLAN
401(k) retirement plan
Signals · 2
38% in single holdingNo recordkeeper disclosed
Active participants
924
Accounts w/ balance
807
Plan assets (EOY)
$29.1M
Net assets (EOY)
$29.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "American Funds Balanced Fund" is 38% of plan.
- 46 bps in Schedule C fees — 60% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OWL COMPANIES.
Plan sponsor
Name
OWL COMPANIES
EIN
95-1073804
Address
2465 CAMPUS DRIVE · IRVINE, CA · 92612
Phone
(949) 797-2031
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KIECKHAFER SCHIFFER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT FINANCIAL SERVICES GROUP | 20-8161914 | — | CONSULTANT | $35K | — |
| BFSG, LLC | 20-8532658 | — | INVESTMENT ADVISORY | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $89K | — |
Investments
17 direct securities · 2 pooled funds· $27.0M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$25.1M
17 holdings
Common Collective Trust
$2.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Balanced Fund | — | — | — | $10.3M | 35.6% | |
| American Funds Growth Fund of America | — | — | — | $2.7M | 9.4% | |
| American Funds Washington Mutual Investors Fund | — | — | — | $2.6M | 8.9% | |
| T. Rowe Price Dividend Growth Advisor Class | — | — | — | $2.3M | 8.1% | |
| GALLIARD STABLE RETURN C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $2.0M | 6.8% | |
| Dodge & Cox Income Fund | — | — | — | $1.4M | 4.9% | |
| American Funds New Perspective Fund | — | — | — | $990K | 3.4% | |
| T. Rowe Price Mid-Cap Growth Fund | — | — | — | $785K | 2.7% | |
| John Hancock Disciplined Mid-Cap Fund | — | — | — | $690K | 2.4% | |
| Vanguard Total Stock Market | — | — | — | $654K | 2.2% | |
| American Funds EuroPacific Growth Fund | — | — | — | $527K | 1.8% | |
| Vanguard Explorer Fund | — | — | — | $419K | 1.4% | |
| Wells Fargo Allspring Special Small Cap Fund | — | — | — | $417K | 1.4% | |
| T. Rowe Price Large Cap Value Fund- I Class | — | — | — | $316K | 1.1% | |
| Vanguard Total International Stock | — | — | — | $293K | 1.0% | |
| maturing through 2029. - | — | — | — | $227K | 0.8% | |
| Fidelity Investments Emerging Markets Fund - Class K | — | — | — | $176K | 0.6% | |
| Lord Abbett Short Duration Income Fund | — | — | — | $139K | 0.5% | |
| GALLIARD STABLE RETURN PN60 SEI TRUST COMPANY · EIN 52-2251407 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |