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Original filing (PDF)20251007133155NAL0002502979001
PROVIDENT FINANCIAL MANAGEMENT LLC
Form 5500
FILING_RECEIVED
PROVIDENT FINANCIAL MANAGEMENT LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
159
Accounts w/ balance
179
Plan assets (EOY)
$19.4M
Net assets (EOY)
$19.4M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PROVIDENT FINANCIAL MANAGEMENT LLC.
Plan sponsor
Name
PROVIDENT FINANCIAL MANAGEMENT LLC
EIN
87-3051654
Address
3130 WILSHIRE BLVD · SUITE 600 · SANTA MONICA, CA · 90403
Phone
(310) 282-0477
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2A · Age/service weighted or new comparability
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, RENZA & CO., LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
26 direct securities · 1 pooled fund· $19.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.5M
26 holdings
Common Collective Trust
$780K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $2.6M | 13.4% | |
| Putnam Large Cap Value Fund R6 | — | — | — | $2.5M | 12.9% | |
| Principal Financial Group Blue Chip Fund Class R6 | — | — | — | $1.9M | 9.6% | |
| Fidelity Total Bond K6 | — | — | — | $1.5M | 7.8% | |
| MFS Mid Cap Growth Class R6 | — | — | — | $1.4M | 7.3% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.2M | 6.2% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $1.1M | 5.6% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $853K | 4.4% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $784K | 4.0% | |
| METLIFE GROUP ANNUITY 25554 GREAT GRAY TRUST COMPANY · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $780K | 4.0% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $772K | 4.0% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $668K | 3.4% | |
| MFS Mid Cap Value Fund Class R6 | — | — | — | $394K | 2.0% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $371K | 1.9% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $364K | 1.9% | |
| Allspring Special Small Cap Value R6 | — | — | — | $308K | 1.6% | |
| Vanguard Target Retirement Income | — | — | — | $263K | 1.4% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $250K | 1.3% | |
| Fidelity International Index Fund | — | — | — | $231K | 1.2% | |
| American Beacon Small Cap Growth Portfolio Class Z | — | — | — | $223K | 1.2% | |
| MFS International Diversification Class R6 | — | — | — | $195K | 1.0% | |
| various dates through December 2032, collateralized by participant's vested account balance. - | — | — | — | $156K | 0.8% | |
| Fidelity Mid Cap Index | — | — | — | $132K | 0.7% | |
| American Funds Balanced Fund Class R6 | — | — | — | $112K | 0.6% | |
| Fidelity Small Cap Index | — | — | — | $94K | 0.5% | |
| Fidelity US Bond Index Fund | — | — | — | $71K | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $58K | 0.3% |
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