How big is USCA Management LLC's plan?

USCA Management LLC's plan reported $19.4M in assets and 130 participants for 2024.

Original filing (PDF)20251001162941NAL0018055187001

USCA Management LLC

Name: USCA Management LLC — USCA Management LLC 401(k), Form 5500 (2024)
Creator: USCA Management LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

USCA Management LLC 401(k) Plan

401(k) retirement plan · USCA Management LLC's USCA Management LLC 401(k) Plan held $19.4M in plan assets for 130 participants in 2024, with Fidelity as recordkeeper.

Signals · 3

1 failed disclosureHigh average account balanceSelf-directed brokerage offered

Active participants

130

Accounts w/ balance

119

Plan assets (EOY)

$19.4M

Net assets (EOY)

$19.4M

People on this filing

Suzanne Kitchel signed USCA Management LLC's 2024 Form 5500 as plan administrator.

Suzanne Kitchel — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

USCA Management LLC's EIN is 90-0889322.

EIN 90-0889322

Plan number 001

Plan year 2024

ACK ID 20251001162941NAL0018055187001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for USCA Management LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

USCA Management LLC's plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), profit-sharing, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for USCA MANAGEMENT LLC.

Finding similar companies…

How this plan invests

This plan

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (21st percentile).
Bottom-decile employer contributions per participant (3rd percentile).

Helping the score

Below-peer total plan cost (92nd percentile).
High average account balance (92nd percentile).

Plan sponsor

Name

USCA MANAGEMENT LLC

EIN

all filings

Address

4444 WESTHEIMER · SUITE G500 · HOUSTON, TX · 77027

Phone

(713) 366-0500

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-01

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$3K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

34 direct securities· $18.2M(94% of reported assets)

Mutual Funds

$14.8M

22 holdings

Other securities

$1.7M

6 holdings

Common Collective Trusts

$1.2M

4 holdings

Self-Directed Brokerage

$284K

1 holding

Bonds / Notes

$260K

1 holding

					% of plan
Fidelity Investments Fidelity Contrafund Fund	Mutual Funds	—	—	$3.0M	15.3%
s * Fidelity Investments Fidelity 500 Index Fund	Mutual Funds	—	—	$2.4M	12.3%
Money market fund * Fidelity Investments Fidelity Government Money Market Fund	Mutual Funds	—	—	$1.6M	8.5%
MFS Value Fund	Mutual Funds	—	—	$1.0M	5.2%
Fidelity Investments Fidelity Small Cap Growth Fund	Mutual Funds	—	—	$991K	5.1%
Fidelity Investments Fidelity International Discovery Fund	Mutual Funds	—	—	$853K	4.4%
Fidelity Investments Fidelity Freedom 2040 Fund	Mutual Funds	—	—	$789K	4.1%
Fidelity Investments Fidelity Freedom 2035 Fund	Mutual Funds	—	—	$779K	4.0%
Fidelity Investments Fidelity Low-Priced Stock Fund	Mutual Funds	—	—	$672K	3.5%
Fidelity Investments Fidelity Puritan Fund	Mutual Funds	—	—	$491K	2.5%
Morgan Stanley Morgan Stanley Inst Discovery Fund	Other securities	—	—	$476K	2.5%
Fidelity Investments Fidelity International Index Fund	Common Collective Trusts	—	—	$455K	2.3%
Fidelity Investments Fidelity Total Market Index Fund	Common Collective Trusts	—	—	$446K	2.3%
Fidelity Investments Fidelity Fund	Mutual Funds	—	—	$428K	2.2%
New York Life Investment Mgmt MainStay Winslow Large Cap Growth Fund	Other securities	—	—	$350K	1.8%
Fidelity Investments Fidelity Freedom 2050 Fund	Mutual Funds	—	—	$344K	1.8%
Royce Investment Partners Royce Pennsylvania Mutual Fund	Other securities	—	—	$334K	1.7%
Fidelity Investments Fidelity Extended Market Index Fund	Common Collective Trusts	—	—	$301K	1.6%
Self-directed brokerage accounts * Fidelity Investments Brokeragelink: ** Mutual funds	Self-Directed Brokerage	—	—	$284K	1.5%
Fidelity Investments Fidelity Freedom 2055 Fund	Mutual Funds	—	—	$267K	1.4%
Participant Loans Principal balances ranging up to $55,418 at interest rates of 4.25% to -	Bonds / Notes	—	—	$260K	1.3%
Fidelity Investments Fidelity High Income Fund	Mutual Funds	—	—	$257K	1.3%
Heartland Value Plus Fund	Other securities	—	—	$211K	1.1%
Fidelity Investments Fidelity Government Income Fund	Mutual Funds	—	—	$181K	0.9%
T. Rowe Price T. Rowe Price Equity Income Fund	Other securities	—	—	$175K	0.9%
Fidelity Investments Fidelity Freedom 2060 Fund	Mutual Funds	—	—	$140K	0.7%
Virtus Ceredex Mid-Cap Value Equity Fund	Other securities	—	—	$139K	0.7%
Fidelity Investments Fidelity Total Bond Fund	Mutual Funds	—	—	$124K	0.6%
Fidelity Investments Fidelity Freedom 2045 Fund	Mutual Funds	—	—	$122K	0.6%
Fidelity Investments Fidelity Freedom 2025 Fund	Mutual Funds	—	—	$97K	0.5%
Fidelity Investments Fidelity Freedom 2030 Fund	Mutual Funds	—	—	$86K	0.4%
Fidelity Investments Fidelity Freedom 2065 Fund	Mutual Funds	—	—	$68K	0.3%
Fidelity Investments Fidelity Freedom 2005 Fund ** - * Fidelity Investments Fidelity Freedom 2010 Fund	Mutual Funds	—	—	$62K	0.3%
Fidelity Investments Fidelity Inflation Protected Bond Index Fund	Common Collective Trusts	—	—	$22K	0.1%