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Original filing (PDF)20251014112115NAL0001297459001
THERMOWORKS, INC.
Form 5500
FILING_RECEIVED
THERMOWORKS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
119
Accounts w/ balance
128
Plan assets (EOY)
$9.4M
Net assets (EOY)
$9.4M
How this plan invests
This plan
5 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 72 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THERMOWORKS, INC..
Plan sponsor
Name
THERMOWORKS, INC.
EIN
87-0570676
Address
741 EAST UTAH VALLEY DRIVE · AMERICAN FORK, UT · 84003
Phone
(801) 756-7705
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO CLEARING SERVICES LLC | 34-1542819 | — | INVESTMENT ADVISORY | $29K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $39K | — |
Investments
31 direct securities · 5 pooled funds· $9.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.4M
31 holdings
Common Collective Trust
$1.4M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Select Technology Fd Mutual Fund | — | — | — | $1.3M | 13.6% | |
| T.Rowe Price New Horizon Fd Mutual Fund | — | — | — | $980K | 10.4% | |
| PRIN/BR S&P 500 INDEX CIT N SEI TRUST COMPANY · EIN 94-3224211 / PN 001 | Common Collective Trust | — | — | $716K | 7.6% | |
| T.Rowe Price Bl Chip Gr I Fd Mutual Fund | — | — | — | $636K | 6.7% | |
| Am Fds Trgt Dte Rtm 2055 R6 Fd Mutual Fund | — | — | — | $475K | 5.0% | |
| Am Fds Trgt Dte Rtm 2045 R6 Fd Mutual Fund | — | — | — | $450K | 4.8% | |
| Amer Century Sml Cap Val R6 Fd Mutual Fund | — | — | — | $425K | 4.5% | |
| Am Fds Trgt Dte Rtm 2010 R6 Fd Mutual Fund | — | — | — | $375K | 4.0% | |
| Am Fds Trgt Dte Rtm 2050 R6 Fd Mutual Fund | — | — | — | $328K | 3.5% | |
| Virtus Cer MC Val Eq R6 Fd Mutual Fund | — | — | — | $322K | 3.4% | |
| BlackRock International Equity Index CIT N Collective Investment Trust | — | — | — | $310K | 3.3% | |
| PRIN/BR INTL EQ INDX CIT N SEI TRUST COMPANY · EIN 52-2265229 / PN 001 | Common Collective Trust | — | — | $310K | 3.3% | |
| Am Fds Trgt Dte Rtm 2060 R6 Fd Mutual Fund | — | — | — | $274K | 2.9% | |
| Delaware Emerg Mkts R6 Fund Mutual Fund | — | — | — | $271K | 2.9% | |
| Guaranteed Investment Galliard Stable Return PN Contract | — | — | — | $266K | 2.8% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $254K | 2.7% | |
| PIMCO StocksPLUS Small I Fund Mutual Fund | — | — | — | $216K | 2.3% | |
| Carillon Eagle MidCaGwth R6 Fd Mutual Fund | — | — | — | $208K | 2.2% | |
| Carillon Scout Mid Cap Fund Mutual Fund 1 Cohen & Steers Re Est Sec I Fd Mutual Fund | — | — | — | $197K | 2.1% | |
| Am Fds Trgt Dte Rtm 2040 R6 Fd Mutual Fund | — | — | — | $194K | 2.1% | |
| Am Fds Trgt Dte Rtm 2065 R6 Fd Mutual Fund | — | — | — | $192K | 2.0% | |
| Am Fds Trgt Dte Rtm 2035 R6 Fd Mutual Fund | — | — | — | $177K | 1.9% | |
| AB High Income Z Mutual Fund | — | — | — | $168K | 1.8% | |
| Various maturity dates through 2035; interest rates *Participant loans at 3.25% - 8.50% | — | — | — | $142K | 1.5% | |
| MFS Value R6 Mutual Fund | — | — | — | $137K | 1.5% | |
| PRIN/BR RUSS 2000 I CIT N SEI TRUST COMPANY · EIN 52-2265233 / PN 001 | Common Collective Trust | — | — | $125K | 1.3% | |
| Loomis Sayles Inv Gr Bd Y Fund Mutual Fund | — | — | — | $109K | 1.2% | |
| Am Fds Trgt Dte Rtm 2030 R6 Fd Mutual Fund | — | — | — | $105K | 1.1% | |
| American Funds NewPrsp R6 Fnd Mutual Fund | — | — | — | $44K | 0.5% | |
| PRIN/BR S&P MID INDEX CIT N SEI TRUST COMPANY · EIN 52-2265235 / PN 001 | Common Collective Trust | — | — | $37K | 0.4% | |
| Am Fds Trgt Dte Rtm 2015 R6 Fd Mutual Fund | — | — | — | $21K | 0.2% | |
| Am Fds Trgt Dte Rtm 2020 R6 Fd Mutual Fund | — | — | — | $21K | 0.2% | |
| Am Fds Trgt Dte Rtm 2025 R6 Fd Mutual Fund | — | — | — | $20K | 0.2% | |
| (E) | — | — | — | $19K | 0.2% | |
| JHancock Fndmtl Lg Cp Cr R6 Fd Mutual Fund | — | — | — | $19K | 0.2% | |
| PIMCO Real Return Instl Fund Mutual Fund | — | — | — | $15K | 0.2% |
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