Original filing (PDF)20251007094915NAL0002358003001

ALPINE PEDIATRICS, P.C.

Name: ALPINE PEDIATRICS, P.C. — ALPINE PEDIATRICS, P.C. PROFIT SHARING PLAN, Form 5500 (2024)
Creator: ALPINE PEDIATRICS, P.C.

Form 5500

FILING_RECEIVED

ALPINE PEDIATRICS, P.C. PROFIT SHARING PLAN

401(k) retirement plan

Signals · 2

27% in single holding27% employer stock

Active participants

Accounts w/ balance

186

Plan assets (EOY)

$26.2M

Net assets (EOY)

$26.2M

How this plan invests

This plan

104 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

Top holding "s Common Stocks" is 27% of plan.
27% of plan in employer / sponsor stock.

Helping the score

No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALPINE PEDIATRICS, P.C..

Plan sponsor

Name

ALPINE PEDIATRICS, P.C.

EIN

87-0546501

Address

1912 W 930 N · PLEASANT GROVE, UT · 84062

Phone

(801) 492-1999

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2J · 401(k) feature

2G · Total participant-directed accounts

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2K · 401(m) arrangement

Audit & trust (Schedule H)

Auditor

GILBERT & STEWART, CPA

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
CPI QUALIFIED PLAN CONSULTANTS, INC	48-1205033	GREAT BEND, KS	RECORDKEEPER	$0	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
BRENT MOORE	—	SALT LAKE CITY, UT	INVESTMENT ADVISOR	$0	—

Investments

103 direct securities· $25.5M(97% of reported assets)

Uncategorized

$18.6M

102 holdings

Common Stocks

$6.9M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Common Stocks	Common Stocks	—	—	$6.9M	26.3%
Spectrum Moderate Growth Allocation Fund Mutual Funds	—	—	—	$2.8M	10.6%
Schwab PCRA Mutual Funds	—	—	—	$2.0M	7.5%
Vanguard Total Stock Mkt Idx Adm Mutual Funds	—	—	—	$1.7M	6.4%
T. Rowe Price Blue Chip Growth Mutual Funds	—	—	—	$1.1M	4.2%
Oakmark Investor Mutual Funds	—	—	—	$863K	3.3%
Spectrum Moderate Allocation Fund Mutual Funds	—	—	—	$830K	3.2%
Fidelity Government Cash Reserves Money Market	—	—	—	$806K	3.1%
Oakmark Advisor Mutual Funds	—	—	—	$552K	2.1%
Cliffwater Corp Landing Mutual Funds	—	—	—	$475K	1.8%
Edgewood Growth Instl Mutual Funds	—	—	—	$455K	1.7%
Cliffwater Enhanced Lend Mutual Funds	—	—	—	$432K	1.7%
Ishares Core S&P 500 Exchange Traded Fund	—	—	—	$369K	1.4%
Vanguard Small Cap Index Admiral Mutual Funds	—	—	—	$295K	1.1%
Cohen & Steers Realty Shares Mutual Funds	—	—	—	$261K	1.0%
Cascade Private Capital Fund Mutual Funds	—	—	—	$258K	1.0%
Carillon Eagle Mid Cap Growth Mutual Funds	—	—	—	$255K	1.0%
Vanguard Mid Cap Index Fund - Admiral Mutual Funds	—	—	—	$246K	0.9%
Grandeur Peak Global Stalwarts Mutual Funds	—	—	—	$226K	0.9%
Wasatch Small Cap Growth Fund Inst Mutual Funds	—	—	—	$204K	0.8%
BBVA Global Sec Bv Bond	—	—	—	$194K	0.7%
Vanguard International Growth Fund Mutual Funds	—	—	—	$193K	0.7%
Vanguard Small Cap Value Index Admiral Mutual Funds	—	—	—	$189K	0.7%
Ishares lbonds Dec 2026 Term Exchange Traded Fund	—	—	—	$189K	0.7%
Vanguard Mid-Cap Value Index Admiral Mutual Funds	—	—	—	$170K	0.6%
JP Morgan Chase Finl Co LLC Bond	—	—	—	$155K	0.6%
Ishares lbonds Dec 2025 Term Exchange Traded Fund	—	—	—	$142K	0.5%
American Funds Europacific GR Mutual Funds	—	—	—	$135K	0.5%
Hartford Schroders Emerging Markets Mutual Funds	—	—	—	$126K	0.5%
Wasatch Small Cap Value Mutual Funds	—	—	—	$125K	0.5%
Dodge & Cox Income Fund X Mutual Funds	—	—	—	$122K	0.5%
Schwab Fundamental Em L/C Exchange Traded Fund	—	—	—	$109K	0.4%
Artisan Mid Cap Mutual Funds	—	—	—	$106K	0.4%
Invesco QQQ TR Unit Exchange Traded Fund	—	—	—	$102K	0.4%
Ishares S&P 500 Growth EFT Exchange Traded Fund	—	—	—	$100K	0.4%
Ishares MSCI India ETF Exchange Traded Fund	—	—	—	$98K	0.4%
Ishares MSCI USA Momentum Exchange Traded Fund	—	—	—	$98K	0.4%
Wasatch Small Cap Growth Investor Mutual Funds	—	—	—	$96K	0.4%
Ishares S&P 500 Value EFT Exchange Traded Fund	—	—	—	$93K	0.4%
Conversus Stepstone Mutual Funds	—	—	—	$86K	0.3%
Pacer US Small Cap Cash Cows Exchange Traded Fund	—	—	—	$79K	0.3%
Ishares iBoxx Investment Grade Exchange Traded Fund	—	—	—	$79K	0.3%
Bluerock Total Income Real Estate Mutual Funds	—	—	—	$78K	0.3%
Undiscovered Managers Behavioral Val Mutual Funds	—	—	—	$72K	0.3%
BlackRock Liq Fds Cash Rv Money Market	—	—	—	$65K	0.2%
Fidelity Money Market Premium Class Money Market	—	—	—	$62K	0.2%
Ishares Trust lBonds Dec 2027 Term Corp Exchange Traded Fund	—	—	—	$62K	0.2%
Vanguard Emerging Mkts Stock Inx Adm Mutual Funds	—	—	—	$61K	0.2%
Fidelity Emerging Markets Mutual Funds	—	—	—	$57K	0.2%
Vanguard Total Bond Market Index Admiral Mutual Funds	—	—	—	$56K	0.2%
Ishares lbonds Dec 2025 Term Corporate Exchange Traded Fund	—	—	—	$55K	0.2%
Ishares lbonds Dec 2031 Corp Exchange Traded Fund	—	—	—	$55K	0.2%
Ishares lbonds Dec 2029 Term Exchange Traded Fund	—	—	—	$54K	0.2%
Ishares lbonds Dec 2030 Corp Exchange Traded Fund	—	—	—	$54K	0.2%
Ishares lbonds Dec 2028 ETF Exchange Traded Fund	—	—	—	$52K	0.2%
T. Rowe Spectrum Conservative Allocation Fund Mutual Funds	—	—	—	$52K	0.2%
Eaton Vance Floating Rate Fund Mutual Funds	—	—	—	$50K	0.2%
Lord Abbett Short Duration Income Mutual Funds	—	—	—	$49K	0.2%
Edgewood Growth Fund Retail Mutual Funds	—	—	—	$49K	0.2%
Congress Mid Cap Growth Mutual Funds	—	—	—	$48K	0.2%
Allspring Special Small Cap Value Fund Mutual Funds	—	—	—	$48K	0.2%
Vanguard Small-Cap Bond Exchange Traded Fund	—	—	—	$45K	0.2%
Ishares MBS ETF Exchange Traded Fund	—	—	—	$38K	0.1%
Yieldmax Amazn Option Income Exchange Traded Fund	—	—	—	$34K	0.1%
ClearBridge Small Cap Growth Mutual Funds	—	—	—	$33K	0.1%
Participant Loans Interest Rate 5.25% - 10.25%	—	—	—	$33K	0.1%
Allspring Special Small Cap Value Fund Mutual Funds	—	—	—	$33K	0.1%
Yieldmax Googl Option Income Exchange Traded Fund	—	—	—	$31K	0.1%
Vanguard Interm-Term Treasury Adm Mutual Funds	—	—	—	$30K	0.1%
Financial Select Sector Spdr Exchange Traded Fund	—	—	—	$30K	0.1%
Pacer US Cash Cows 100 Exchange Traded Fund	—	—	—	$28K	0.1%
Lazard Global Listed Infrastructure Mutual Funds	—	—	—	$24K	<0.1%
JPMorgan US Quality Factor Exchange Traded Fund	—	—	—	$23K	<0.1%
Yieldmax Aapl Option Income Exchange Traded Fund	—	—	—	$23K	<0.1%
Vanguard Short-Term Federal Admiral Mutual Funds	—	—	—	$22K	<0.1%
Vanguard Inflation-Protected Sec Admiral Mutual Funds	—	—	—	$22K	<0.1%
Distillate US Fundamental Exchange Traded Fund	—	—	—	$22K	<0.1%
Inn US Small Cap Exchange Traded Fund	—	—	—	$22K	<0.1%
Schwab US Dividend Equity ETF Exchange Traded Fund	—	—	—	$21K	<0.1%
Schwab Short-Term US Treasury ETF Exchange Traded Fund	—	—	—	$21K	<0.1%
Ishares U.S. Financial Serice Exchange Traded Fund	—	—	—	$20K	<0.1%
Vanguard Total International Bond ETF Exchange Traded Fund	—	—	—	$19K	<0.1%
Yieldmax Xom Option Income Exchange Traded Fund	—	—	—	$18K	<0.1%
Lord Abbett Bond Debenture Mutual Funds	—	—	—	$16K	<0.1%
party of interest, collateral, par, or maturity value Cost Current Value * AB Global Bond Fund Adv CL Mutual Funds	—	—	—	$16K	<0.1%
Ishares TR Cybersecurity Exchange Traded Fund	—	—	—	$15K	<0.1%
Sprott Physical Gold and Silver Trust Exchange Traded Fund	—	—	—	$14K	<0.1%
Vanguard Short-Term Corp Bond Exchange Traded Fund	—	—	—	$13K	<0.1%
party of interest, collateral, par, or maturity value Cost Current Value * CMFG Stable Value Collective Funds	—	—	—	$11K	<0.1%
Ishares 20+ Year Treasury Bond ETF Exchange Traded Fund	—	—	—	$9K	<0.1%
Vanguard Intermediate Term Treasury ETF Exchange Traded Fund	—	—	—	$9K	<0.1%
Ishares MSCI Japan ETF Exchange Traded Fund	—	—	—	$9K	<0.1%
Vaneck Uranium and Nuclear ETF Exchange Traded Fund	—	—	—	$8K	<0.1%
Ishares Tips Bond ETF Exchange Traded Fund	—	—	—	$7K	<0.1%
Vanguard Intermediate Term Exchange Traded Fund	—	—	—	$4K	<0.1%
Invesco Emerging Markets Exchange Traded Fund	—	—	—	$4K	<0.1%
Ishares MSCI South Korea ETF Exchange Traded Fund	—	—	—	$4K	<0.1%
Xtrackers Harvest CSI 300 China Exchange Traded Fund	—	—	—	$3K	<0.1%
Invesco Preferred ETF Exchange Traded Fund	—	—	—	$3K	<0.1%
Merrill Lynch Cash Account Cash	—	—	—	$2K	<0.1%
Ishares MSCI India Small-Cap Exchange Traded Fund	—	—	—	$2K	<0.1%
Ishares MSCI EAFE Value Exchange Traded Fund	—	—	—	$1K	<0.1%
Vaneck Fallen Angel High Yield Exchange Traded Fund	—	—	—	$1K	<0.1%