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Original filing (PDF)20260204094418NAL0005555888001
SMITH & WESSON BRANDS, INC.
Form 5500
FILING_RECEIVED
SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN
401(k) retirement plan
Active participants
1,417
Accounts w/ balance
2,393
Plan assets (EOY)
$256.9M
Net assets (EOY)
$256.9M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMITH & WESSON BRANDS, INC..
Plan sponsor
Name
SMITH & WESSON BRANDS, INC.
EIN
87-0543688
Address
1852 PROFFITT SPRINGS RD · MARYVILLE, TN · 37801
Phone
(413) 747-3612
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-05-01
Tax period
2025-04-30
Filed
2026-02-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COULTER & JUSTUS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $201K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | 26-4310632 | — | INVESTMENT ADVISORY | $35K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MEYERS BROTHERS KALICKA, PC | 04-2713795 | — | AUDITOR | $22K | — |
Investments
28 direct securities · 1 pooled fund· $252.3M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$251.2M
28 holdings
Common Collective Trust
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prudential Stable Value Fund (1) | — | — | — | $28.9M | 11.2% | |
| American Funds American Fds Gr Fd of America R5E | — | — | — | $20.1M | 7.8% | |
| American Funds American Funds 2035 Trgt Dt Ret R6 (1) | — | — | — | $16.9M | 6.6% | |
| American Funds American Funds 2030 Trgt Dt Ret R6 (1) | — | — | — | $16.5M | 6.4% | |
| Fidelity 500 Index | — | — | — | $16.1M | 6.3% | |
| Fidelity Balanced (1) | — | — | — | $15.5M | 6.0% | |
| American Funds American Funds 2045 Trgt Dt Ret R6 (1) | — | — | — | $15.4M | 6.0% | |
| American Funds American Funds 2050 Trgt Dt Ret R6 (1) | — | — | — | $13.4M | 5.2% | |
| American Funds American Funds 2040 Trgt Dt Ret R6 (1) | — | — | — | $12.2M | 4.7% | |
| American Funds American Funds 2055 Trgt Dt Ret R6 (1) | — | — | — | $10.7M | 4.1% | |
| Invesco Diversified Dividend R5 (1) | — | — | — | $10.4M | 4.1% | |
| Legg Mason ClearBridge Appreciation A (1) | — | — | — | $9.5M | 3.7% | |
| American Funds American Funds 2025 Trgt Dt Ret R6 (1) | — | — | — | $8.0M | 3.1% | |
| JPMorgan Core Bd I (1) | — | — | — | $7.6M | 2.9% | |
| American Funds American Funds 2060 Trgt Dt Ret R6 (1) | — | — | — | $6.4M | 2.5% | |
| Participant notes receivable Loans bearing interest at rates ranging from 4.25% to 9.5%, to be repaid through 2030 – | — | — | — | $6.4M | 2.5% | |
| Janus Henderson Enterprise T (1) | — | — | — | $5.5M | 2.1% | |
| MFS Intl Val R3 (1) | — | — | — | $4.8M | 1.9% | |
| Vanguard Small Cap Index Inst (1) | — | — | — | $4.7M | 1.8% | |
| JPMorgan Mid Cap Val L (1) | — | — | — | $4.4M | 1.7% | |
| American Funds American Funds 2020 Trgt Dt Ret R6 (1) | — | — | — | $4.2M | 1.6% | |
| Vanguard GNMA Admiral (1) | — | — | — | $4.0M | 1.5% | |
| Fidelity Advisor Intl Gr I (1) | — | — | — | $3.3M | 1.3% | |
| Brandywine BrandywineGlbl High Yield IS (1) | — | — | — | $3.3M | 1.3% | |
| American Funds American Funds 2065 Trgt Dt Ret R6 (1) | — | — | — | $2.2M | 0.9% | |
| GQG PARTNERS EMERG MARKETS EQUITY D RELIANCE TRUST COMPANY/NORTHERN TRUST · EIN 82-6258259 / PN 012 | Common Collective Trust | — | — | $1.0M | 0.4% | |
| American Funds American Funds 2015 Trgt Dt Ret R6 (1) | — | — | — | $644K | 0.3% | |
| American Funds American Funds 2010 Trgt Dt Ret R6 (1) | — | — | — | $191K | <0.1% | |
| State Street Bank and Trust Company Diversified Cash Reserve (1) | — | — | — | $113K | <0.1% |