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Original filing (PDF)20251015100016NAL0002115699001
UPC HOLDINGS III CORP.
Form 5500
FILING_RECEIVED
UNISYN PRECISION COMPONENTS RETIREMENT PLAN
401(k) retirement plan
Active participants
189
Accounts w/ balance
198
Plan assets (EOY)
$13.1M
Net assets (EOY)
$13.1M
How this plan invests
This plan
4 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPC HOLDINGS III CORP..
Plan sponsor
Name
UPC HOLDINGS III CORP.
EIN
86-2331086
Address
4659 HAMANN INDUSTRIAL PARKWAY · MATT SCHRADER · WILLOUGHBY, OH · 44094
Phone
(920) 254-5098
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ASSURANCE DIMENSIONS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | 22-3570392 | — | ADVISOR | $22K | — |
Investments
29 direct securities · 4 pooled funds· $13.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.8M
29 holdings
Common Collective Trust
$287K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AF TRGT DATE 2035 R6 | — | — | — | $2.0M | 15.5% | |
| BROKERAGE LINK - UNIT | — | — | — | $2.0M | 15.4% | |
| AF TRGT DATE 2050 R6 | — | — | — | $1.4M | 10.4% | |
| AF TRGT DATE 2025 R6 | — | — | — | $1.3M | 10.1% | |
| AF TRGT DATE 2030 R6 | — | — | — | $1.1M | 8.6% | |
| AF TRGT DATE 2040 R6 | — | — | — | $1.1M | 8.2% | |
| BROKERAGELINK - COMMON STOCK | — | — | — | $804K | 6.2% | |
| AF TRGT DATE 2020 R6 | — | — | — | $467K | 3.6% | |
| FID 500 INDEX | — | — | — | $456K | 3.5% | |
| Notes receivable from participants | — | — | — | $324K | 2.5% | |
| AF TRGT DATE 2055 R6 | — | — | — | $312K | 2.4% | |
| AF TRGT DATE 2060 R6 | — | — | — | $255K | 2.0% | |
| AF TRGT DATE 2045 R6 | — | — | — | $236K | 1.8% | |
| FID TOTAL INTL IDX | — | — | — | $221K | 1.7% | |
| LRG CAP GRTH III R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $202K | 1.5% | |
| VANG EQUITY INC ADM | — | — | — | $192K | 1.5% | |
| BROKERAGE LINK - CASH | — | — | — | $132K | 1.0% | |
| FID TOTAL BOND K6 | — | — | — | $100K | 0.8% | |
| MFS MID CAP VALUE R6 | — | — | — | $53K | 0.4% | |
| MFS INTL DIVRSN R6 | — | — | — | $52K | 0.4% | |
| PIF DVRSD RL AST R6 | — | — | — | $51K | 0.4% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $47K | 0.4% | |
| JPM GLB BOND OPP R6 | — | — | — | $45K | 0.3% | |
| AF TRGT DATE 2065 R6 | — | — | — | $41K | 0.3% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $34K | 0.3% | |
| UM BEHAVIORAL VAL R6 | — | — | — | $30K | 0.2% | |
| FID SMALL CAP GR K6 | — | — | — | $21K | 0.2% | |
| FID MID CAP IDX | — | — | — | $20K | 0.2% | |
| VANG CR FED MM ADM | — | — | — | $19K | 0.1% | |
| FID SM CAP IDX | — | — | — | $17K | 0.1% | |
| FID GOVT MMKT K6 | — | — | — | $14K | 0.1% | |
| AF TRGT DATE 2015 R6 | — | — | — | $9K | <0.1% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% |
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