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Original filing (PDF)20250904113347NAL0010006547001
SWCA, INCORPORATED
Form 5500
FILING_RECEIVED
SWCA, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,644
Accounts w/ balance
1,063
Plan assets (EOY)
$78.1M
Net assets (EOY)
$78.1M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 65% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (10 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWCA, INCORPORATED.
Plan sponsor
Name
SWCA, INCORPORATED
EIN
86-0483317
Address
20 E THOMAS RD · STE 1700 · PHOENIX, AZ · 850123127
Phone
(602) 274-3831
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, L | 26-0058143 | — | INVESTMENT ADVISORY | $65K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $12K | — |
Investments
26 direct securities · 1 pooled fund· $78.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$77.0M
26 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Balanced R6 Fund Mutual Fund N/A | — | — | — | $11.1M | 14.3% | |
| Vanguard Tgt Rmt 2040 Inv Fund Mutual Fund N/A | — | — | — | $10.2M | 13.1% | |
| Vanguard Tgt Rmt 2045 Inv Fund Mutual Fund N/A | — | — | — | $9.6M | 12.2% | |
| Vanguard Tgt Rmt 2035 Inv Fund Mutual Fund N/A | — | — | — | $8.8M | 11.3% | |
| Vanguard Tgt Rmt 2050 Inv Fund Mutual Fund N/A | — | — | — | $6.0M | 7.7% | |
| Fidelity 500 Index Fund Mutual Fund N/A | — | — | — | $5.4M | 6.9% | |
| Vanguard Tgt Rmt 2030 Inv Fund Mutual Fund N/A | — | — | — | $4.5M | 5.7% | |
| TIAA-CREF Large Cap Growth Index Fund Mutual Fund N/A | — | — | — | $3.9M | 4.9% | |
| Vanguard Tgt Rmt 2055 Inv Fund Mutual Fund N/A | — | — | — | $3.5M | 4.5% | |
| Vanguard Tgt Rmt 2025 Inv Fund Mutual Fund N/A | — | — | — | $1.9M | 2.4% | |
| Vanguard Small-Cap Index Fund Mutual Fund N/A | — | — | — | $1.7M | 2.2% | |
| Am Fds EuroPacific Grth R6 Fd Mutual Fund N/A | — | — | — | $1.6M | 2.1% | |
| Vanguard Tgt Rmt 2060 Inv Fund Mutual Fund N/A | — | — | — | $1.6M | 2.1% | |
| DFA US Large Cap Value I Fd Mutual Fund N/A | — | — | — | $1.1M | 1.4% | |
| PUTNAM STABLE VALUE FUND (15) PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 1.4% | |
| Parnassus Core Equity I Fund Mutual Fund N/A | — | — | — | $1.1M | 1.4% | |
| DFA US Targeted Value I Fund Mutual Fund N/A | — | — | — | $898K | 1.2% | |
| Pimco Income Institutional Fd Mutual Fund N/A | — | — | — | $763K | 1.0% | |
| BlackRock Ttl Rtn Fund Mutual Fund N/A | — | — | — | $621K | 0.8% | |
| Vanguard Tgt Rmt 2020 Inv Fund Mutual Fund N/A | — | — | — | $577K | 0.7% | |
| Notes receivable from participants Maturing 2025 - 2054 at interest rates of 4.25% - 9.50% - | — | — | — | $567K | 0.7% | |
| Vanguard Tgt Rmt 2065 Inv Fund Mutual Fund N/A | — | — | — | $481K | 0.6% | |
| Vanguard Tgt Rmt Inc Inv Fund Mutual Fund N/A | — | — | — | $427K | 0.5% | |
| Fidelity Emerging Markets Ind Fund Mutual Fund N/A | — | — | — | $397K | 0.5% | |
| Pimco Rae Fundamental Plus Instl Fund Mutual Fund N/A | — | — | — | $319K | 0.4% | |
| (E) | — | — | — | $29K | <0.1% | |
| Vanguard Tgt Rmt 2070 Inv Fund Mutual Fund N/A | — | — | — | $29K | <0.1% |
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