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Original filing (PDF)20250730112605NAL0002297139001
XY PLANNING NETWORK, INC.
Form 5500
FILING_RECEIVED
XY PLANNING NETWORK TEAM MEMBER OWNERSHIP PLAN
401(k) retirement plan
Signals · 2
100% in single holding100% employer stock
Active participants
86
Accounts w/ balance
116
Plan assets (EOY)
$2.0M
Net assets (EOY)
$2.0M
How this plan invests
This plan
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "XY Planning Network, Inc. Common stock - 115,688 shares" is 100% of plan.
- 100% of plan in employer / sponsor stock.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for XY PLANNING NETWORK, INC..
Plan sponsor
Name
XY PLANNING NETWORK, INC.
EIN
85-4378005
Address
24E. MAIN STREET · BOZEMAN, MT · 59715
Phone
(406) 413-9200
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2O · ESOP (non-leveraged)
2J · 401(k) feature
2K · 401(m) arrangement
2H · Partial participant-directed accounts
Audit & trust (Schedule H)
Auditor
KCOE ISOM LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
2 direct securities· $1.9M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| XY Planning Network, Inc. Common stock - 115,688 shares | — | — | $1.6M | $1.9M | 95.8% | |
| Cash Noninterest-bearing cash | — | — | $3K | $3K | 0.2% |
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