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Original filing (PDF)20250909171052NAL0034441824001
TRANSITIONS INTERMEDIATE HOLDINGS
Form 5500
FILING_RECEIVED
TRANSITIONS 401(K) PLAN
401(k) retirement plan
Signals · 2
~258 bps in Sched C feesNo recordkeeper disclosed
Active participants
192
Accounts w/ balance
451
Plan assets (EOY)
$7.7M
Net assets (EOY)
$7.7M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 258 bps in Schedule C fees — 397% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRANSITIONS INTERMEDIATE HOLDINGS.
Plan sponsor
Name
TRANSITIONS INTERMEDIATE HOLDINGS
EIN
85-4312082
Address
2312 TOUHY AVE · ELK GROVE VILLAGE, IL · 60007
Phone
(331) 230-0896
Industry
Health Care & Social Assistancesee all
Plan administrator
Name
DEFINITI
EIN
85-0833363
City
ERIE, PA
Phone
(866) 497-5501
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DOEREN MAYHEW ASSURANCE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI | 85-0833363 | ERIE, PA | SERVICE PROVIDER | $88K | — |
| LINCOLN NATIONAL CORPORATION | 35-1140070 | FORT WAYNE, IN | SERVICE PROVIDER | $76K | — |
| WELLS FARGO ADVISORS | 34-1542819 | NAPERVILLE, IL | SERVICE PROVIDER | $36K | — |
Investments
27 direct securities · 1 pooled fund· $15.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.7M
27 holdings
Pooled Separate Account
$7.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LINCOLN LIFE SEPARATE ACCOUNT 4K LINCOLN NATIONAL LIFE INSURANCE CO. · EIN 35-0472300 / PN 402 | Pooled Separate Account | — | — | $7.4M | 95.7% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2045 Inv | — | — | — | $1.6M | 20.2% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2040 Inv | — | — | — | $1.2M | 15.2% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2055 Inv | — | — | — | $999K | 12.9% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2050 Inv | — | — | — | $976K | 12.6% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2030 Inv | — | — | — | $697K | 9.0% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2035 Inv | — | — | — | $686K | 8.9% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2060 Inv | — | — | — | $353K | 4.6% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2025 Inv | — | — | — | $343K | 4.4% | |
| Notes Receivable from Participants Loans to participants, interest rates ranging from 5.00% to 9.50% with various maturities | — | — | — | $290K | 3.8% | |
| Lincoln National Life Insurance Co. Vanguard 500 Index | — | — | — | $241K | 3.1% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2065 Inv | — | — | — | $150K | 1.9% | |
| Lincoln National Life Insurance Co. MFS Growth Fund SA9J | — | — | — | $47K | 0.6% | |
| Lincoln National Life Insurance Co. Guaranteed Stable Value Fund | — | — | — | $39K | 0.5% | |
| Lincoln National Life Insurance Co. Vanguard Mid Cap Index | — | — | — | $38K | 0.5% | |
| Lincoln National Life Insurance Co. VG REI Fund Admiral Shrs SAB5S 918 * Lincoln National Life Insurance Co. Vanguard Target Ret 2020 Inv | — | — | — | $27K | 0.3% | |
| Lincoln National Life Insurance Co. DFA US Small Cap Value Prt Inst SA7M | — | — | — | $20K | 0.3% | |
| Lincoln National Life Insurance Co. Baird Aggregate Bond Instl SAEN | — | — | — | $16K | 0.2% | |
| Lincoln National Life Insurance Co. Vanguard Target Ret 2070 Inv 905 * Lincoln National Life Insurance Co. Vanguard Target Ret Income Inv | — | — | — | $12K | 0.2% | |
| Lincoln National Life Insurance Co. PGIM Jennison Small Company Fund Cl | — | — | — | $10K | 0.1% | |
| Lincoln National Life Insurance Co. American Funds Int Growth & Income Fund SA6F | — | — | — | $9K | 0.1% | |
| Lincoln National Life Insurance Co. American Funds AmerBal SA6B | — | — | — | $8K | 0.1% | |
| Lincoln National Life Insurance Co. American Funds New World SA6J | — | — | — | $6K | <0.1% | |
| Lincoln National Life Insurance Co. Invesco Div Dividend Fund SA7Y | — | — | — | $6K | <0.1% | |
| Lincoln National Life Insurance Co. Vanguard Dev Markets Idx Admrl SACH | — | — | — | $4K | <0.1% | |
| Lincoln National Life Insurance Co. VG Inflation Protected Sec SAAW | — | — | — | $3K | <0.1% | |
| Lincoln National Life Insurance Co. PIMCO Inc Fund Instl SAA3 | — | — | — | $2K | <0.1% | |
| Lincoln National Life Insurance Co. Federated Hermes Government Ultrashort Fund | — | — | — | $2K | <0.1% |