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Original filing (PDF)20250924134605NAL0006816065001
DARWIN CX, LLC
Form 5500
FILING_RECEIVED
DARWIN CX, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
122
Accounts w/ balance
206
Plan assets (EOY)
$17.5M
Net assets (EOY)
$17.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "FIDELITY 500 INDEX" is 26% of plan.
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DARWIN CX, LLC.
Plan sponsor
Name
DARWIN CX, LLC
EIN
85-1081859
Address
2323 N. STATE STREET, UNIT 77 · BUNNELL, FL · 32110
Phone
(386) 986-7367
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ASSURANCE DIMENSIONS, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $35K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $31K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $286 | — |
Investments
30 direct securities · 3 pooled funds· $17.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$17.5M
30 holdings
Pooled Separate Account
$0
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY 500 INDEX | — | — | — | $4.5M | 25.6% | |
| GENERAL ACCOUNT | — | — | — | $3.0M | 17.0% | |
| JPMORGAN LARGE CAP GROWTH R6 | — | — | — | $1.9M | 10.8% | |
| MACQUARIE VALUE R6 | — | — | — | $1.6M | 9.1% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 | — | — | — | $802K | 4.6% | |
| T. ROWE PRICE NEW HORIZONS I | — | — | — | $742K | 4.2% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 | — | — | — | $732K | 4.2% | |
| PGIM TOTAL RETURN BOND R6 | — | — | — | $640K | 3.7% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 | — | — | — | $390K | 2.2% | |
| FRANKLIN SMALL CAP VALUE R6 | — | — | — | $383K | 2.2% | |
| FIDELITY MID CAP INDEX | — | — | — | $359K | 2.1% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 | — | — | — | $307K | 1.8% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 | — | — | — | $272K | 1.6% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 | — | — | — | $255K | 1.5% | |
| FIDELITY US BOND INDEX | — | — | — | $224K | 1.3% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 | — | — | — | $202K | 1.2% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 | — | — | — | $197K | 1.1% | |
| AMERICAN FUNDS 2010 TRGT DATE RETIRE R6 | — | — | — | $187K | 1.1% | |
| EI FIXED ACCOUNT - SERIES CLASS I | — | — | — | $162K | 0.9% | |
| FIDELITY SMALL CAP INDEX | — | — | — | $154K | 0.9% | |
| Notes receivable from participants (4.25%-9.50%) | — | — | — | $94K | 0.5% | |
| FIDELITY INTERNATIONAL INDEX | — | — | — | $89K | 0.5% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 | — | — | — | $60K | 0.3% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 | — | — | — | $57K | 0.3% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 | — | — | — | $52K | 0.3% | |
| AB GLOBAL BOND Z | — | — | — | $50K | 0.3% | |
| JPMORGAN MID CAP VALUE R6 | — | — | — | $48K | 0.3% | |
| COLUMBIA HIGH YIELD BOND INSTL 3 | — | — | — | $46K | 0.3% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 | — | — | — | $25K | 0.1% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 | — | — | — | $11K | <0.1% | |
| FIDELITY 500 INDEX FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FIDELITY MID CAP INDEX FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PGIM TOTAL RETURN BOND R6 PGIM INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |