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Original filing (PDF)20251014210811NAL0003743329001
ROM TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
ROM TECHNOLOGIES, INC. RETIREMENT PLAN
401(k) retirement plan
Signals · 1
~77 bps in Sched C fees
Active participants
458
Accounts w/ balance
237
Plan assets (EOY)
$5.0M
Net assets (EOY)
$5.0M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 77 bps in Schedule C fees — modestly above peer band of 52 bps.
- 52% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROM TECHNOLOGIES, INC..
Plan sponsor
Name
ROM TECHNOLOGIES, INC.
EIN
84-4142031
Address
101 SILVERMINE ROAD · BROOKFIELD, CT · 06804
Phone
(203) 889-5542
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2T · Default investment account (QDIA)
2G · Total participant-directed accounts
2A · Age/service weighted or new comparability
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, RENZA & CO., LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $9K | — |
| THE PATRIOT FINANCIAL GROUP | 90-0138117 | — | ADVISOR | $9K | — |
Investments
23 direct securities · 1 pooled fund· $5.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.9M
23 holdings
Common Collective Trust
$99K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $958K | 19.2% | |
| JPMorgan U.S. Equity Fund Class R6 | — | — | — | $471K | 9.4% | |
| Fidelity Freedom Blend 2060 Fund, Class K6 | — | — | — | $406K | 8.1% | |
| Fidelity Freedom Blend 2045 Fund, Class K6 | — | — | — | $362K | 7.3% | |
| Fidelity Freedom Blend 2055 Fund, Class K6 | — | — | — | $336K | 6.7% | |
| Fidelity Freedom Blend 2030 Fund, Class K6 | — | — | — | $323K | 6.5% | |
| Fidelity Freedom Blend 2035 Fund, Class K6 | — | — | — | $304K | 6.1% | |
| Vanguard Total Stock Market Index Fund Admiral Shares | — | — | — | $297K | 5.9% | |
| Fidelity Freedom Blend 2050 Fund, Class K6 | — | — | — | $233K | 4.7% | |
| Fidelity International Index Fund | — | — | — | $216K | 4.3% | |
| MFS International Equity Fund Class R6 | — | — | — | $206K | 4.1% | |
| Fidelity Freedom Blend 2065 Fund, Class K6 | — | — | — | $132K | 2.6% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $130K | 2.6% | |
| Fidelity Freedom Blend 2040 Fund, Class K6 | — | — | — | $115K | 2.3% | |
| Fidelity Extended Market Index Fund | — | — | — | $107K | 2.1% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $99K | 2.0% | |
| American Funds The Bond Fund of America, Class R6 | — | — | — | $82K | 1.6% | |
| Fidelity Freedom Blend 2025 Fund, Class K6 | — | — | — | $76K | 1.5% | |
| Fidelity Self-directed Brokerage Accounts | — | — | — | $73K | 1.5% | |
| JPMorgan Mid Cap Equity Fund Class R6 | — | — | — | $36K | 0.7% | |
| JPMorgan Large Cap Growth Fund Class R6 | — | — | — | $19K | 0.4% | |
| Blackrock Advantage Small Cap Core Fund Class K | — | — | — | $6K | 0.1% | |
| Fidelity Government Money Market | — | — | — | $1K | <0.1% | |
| balances. | — | — | — | $1K | <0.1% |